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    How should the UK manage the failure of stablecoin firms?
    2022-08-25

    In May 2022, HM Treasury published a consultation to take views on how best to regulate the failure of stablecoin companies using pre-existing insolvency legislation. Stablecoin companies are classed by the UK Government as systemic “digital settlement asset” (DSA) firms. A large failure could have a significant disruptive effect on the economy, so the area requires robust statutory processes in place to manage any wind-down.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Stewarts, Cryptocurrency, Insolvency, Financial Conduct Authority (UK), HM Treasury (UK), US Department of the Treasury, Bank of England
    Authors:
    Tim Symes
    Location:
    United Kingdom
    Firm:
    Stewarts
    Houst limited - the first SME restructuring plan and cram-down of HMRC
    2022-08-03

    On 22 July 2022, judgment was handed down in relation to the sanction of the first Part 26A restructuring plan to be proposed by a small–medium enterprise (SME) in Re Houst Limited [2022] EWHC 1941 (Ch). The restructuring plan (RP) procedure set out in Part 26A of the Companies Act 2006 (CA 2006) has been widely considered to be out of the reach of SMEs due to excessive cost. The decision is also an interesting one for other reasons, notably the cram-down of HMRC as a dissenting creditor.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Stevens & Bolton LLP, Coronavirus, Financial Conduct Authority (UK), HM Revenue and Customs (UK)
    Authors:
    Matthew Padian , Helen Martin
    Location:
    United Kingdom
    Firm:
    Stevens & Bolton LLP
    Estate agency wins unfair dismissal claim brought by bankrupt employee
    2022-08-04

    Anyone working in financial services will be aware of the requirement for individuals carrying out regulated roles to be "fit and proper". Clearly this is going to include solid personal finances and demonstrable honesty and integrity. The EAT decided that an estate agent who was dismissed because he became bankrupt and did not tell his employer was fairly dismissed.

    Filed under:
    United Kingdom, Employment & Labor, Insolvency & Restructuring, Litigation, Stevens & Bolton LLP, Unfair dismissal, Financial Conduct Authority (UK)
    Location:
    United Kingdom
    Firm:
    Stevens & Bolton LLP
    UK Financial Services and Markets Bills 2022
    2022-08-02

    The recently published Financial Services and Markets Bill (FSM Bill) is intended to recast the U.K.’s regulatory architecture post-Brexit. It was introduced to Parliament on 20 July 2022. The Bill implements the outcomes of the Future Regulatory Framework Review, which assessed whether the U.K.

    Filed under:
    European Union, United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Public, White Collar Crime, A&O Shearman, Corporate governance, Brexit, Bitcoin, Climate change, Cryptocurrency, Anti-money laundering, Financial Conduct Authority (UK), HM Treasury (UK), Bank of England, MiFID, Financial Services and Markets Act 2000 (UK), Markets in Financial Instruments Regulation (2014/600/EU)
    Authors:
    Barnabas (Barney) Reynolds , Thomas Donegan , Alexander Wood , Simon Dodds , Michael Scargill , Tom McKay , Wilf Odgers , Olivia Merrett , Chloe Barrowman , Sandy Collins
    Location:
    European Union, United Kingdom
    Firm:
    A&O Shearman
    UK financial services and markets bill 2022
    2022-08-01

    The recently published Financial Services and Markets Bill (FSM Bill) is intended to recast the U.K.’s regulatory architecture post-Brexit. It was introduced to Parliament on 20 July 2022. The Bill implements the outcomes of the Future Regulatory Framework Review, which assessed whether the U.K.

    Filed under:
    European Union, United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Public, White Collar Crime, A&O Shearman, Corporate governance, Brexit, Bitcoin, Climate change, Cryptocurrency, Anti-money laundering, Financial Conduct Authority (UK), HM Treasury (UK), Bank of England, MiFID, Financial Services and Markets Act 2000 (UK), Markets in Financial Instruments Regulation (2014/600/EU)
    Authors:
    Barnabas (Barney) Reynolds , Thomas Donegan , Alexander Wood , Simon Dodds , Michael Scargill , Tom McKay , Wilf Odgers , Olivia Merrett , Chloe Barrowman , Sandy Collins
    Location:
    European Union, United Kingdom
    Firm:
    A&O Shearman
    Model Law on cross-border insolvency
    2022-07-25

    Naumets (Trustee), Dorokhov (Bankrupt) v Dorokhov [2022] FCA 748 In the matter of Hydrodec Group Plc [2021] NSWSC 755

    Filed under:
    Australia, Global, Capital Markets, Insolvency & Restructuring, Litigation, HFW, UNCITRAL, Financial Conduct Authority (UK), Australian Securities and Investments Commission, Corporations Act 2001 (Australia)
    Authors:
    Bronwyn Lincoln , Geraldine Valenzuela , Ranjani Sundar
    Location:
    Australia, Global
    Firm:
    HFW
    Houst - Restructuring Plans march onwards: green light for cram across, is cram up next on the restructuring plan journey?
    2022-07-26

    On 22 July 2022 and after the judge ordered a delay for more evidence, the English court sanctioned the restructuring plan proposed by Houst Limited (Houst). Houst is an SME that is concerned with the provision of property management services for short-term/holiday lets. Its business was badly affected by the Covid-19 pandemic, meaning it was both cash flow and balance sheet insolvent when proposing the plan.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Tax, Freshfields Bruckhaus Deringer, Coronavirus, Financial Conduct Authority (UK), HM Revenue and Customs (UK)
    Authors:
    Craig Montgomery , Richard Tett , Katharina Crinson
    Location:
    United Kingdom
    Firm:
    Freshfields Bruckhaus Deringer
    Cryptoassets & Insolvency: Legal, Regulatory and Practical Considerations
    2022-07-25

    Cryptoassets & Insolvency: Legal, Regulatory and Practical Considerations Shearman & Sterling 21 July 2022 Part I: Introduction and Background Introduction Cryptoassets have emerged from relative obscurity to become an increasingly significant and mainstream presence: in just five years the global market cap for cryptocurrencies rose from around $15bn to over $3tn at its peak in November of last year. This has fueled a prolific expansion of cryptofocussed businesses (e.g.

    Filed under:
    Japan, United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, IT & Data Protection, Litigation, A&O Shearman, Blockchain, Private equity, Bitcoin, Cryptocurrency, Initial coin offering, Cybersecurity, Anti-money laundering, Non-fungible tokens, US Securities and Exchange Commission, Financial Conduct Authority (UK), HM Treasury (UK), Microsoft, Bank of England, Financial Services and Markets Act 2000 (UK)
    Location:
    Japan, United Kingdom
    Firm:
    A&O Shearman
    Is it time to wake up the 'zombies'?
    2022-07-19

    There has been much commentary recently on the treatment by lenders of individuals and small and medium sized enterprises (SMEs). Indeed, the FCA has made its expectations very clear – that lenders should fully support those experiencing financial difficulty.

    As a restructuring professional and insolvency practitioner, and a former regulator, I have some competing views and thoughts on what this means and whether it is the optimum approach in the longer term.

    Filed under:
    United Kingdom, Insolvency & Restructuring, FRP Advisory, Financial Conduct Authority (UK), HM Revenue and Customs (UK)
    Authors:
    Daniel Conway
    Location:
    United Kingdom
    Firm:
    FRP Advisory
    UK court sanctions Amigo's scheme that allows for two alternative outcomes
    2022-07-07

    The court sanctioned one of two potential schemes of arrangement for Amigo Loans Ltd (Amigo) and approved a plan that provided for two possible outcomes.

    Background

    Amigo provided guarantor loans to customers with poor credit scores. Amigo owed customers and the Financial Ombudsman Service £375 million for customer complaints and was insolvent.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Trade & Customs, Taylor Wessing, Financial Conduct Authority (UK)
    Authors:
    Nick Moser , Kate Hamblin
    Location:
    United Kingdom
    Firm:
    Taylor Wessing

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