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    Insurance Quarterly Legal and Regulatory Update: 1 July 2023 - 30 September 2023
    2023-10-20

    1. SOLVENCY II 1.1 Solvency II Directive review: ECON agrees position on Solvency II Directive review On 27 July 2023, the European Parliament’s Committee on Economic and Monetary Affairs (ECON) published a report on its agreed position on the Proposal for a Directive amending the Solvency II Directive1 (Proposed Directive).

    Filed under:
    European Union, Ireland, Banking, Capital Markets, Company & Commercial, Environment & Climate Change, Insolvency & Restructuring, Insurance, IT & Data Protection, White Collar Crime, Dillon Eustace LLP, Climate change, Big data, Electric vehicle, Due diligence, ESG, Personal data, Anti-money laundering, Data privacy, Greenwashing, European Commission, European Parliament, European Council, European Insurance and Occupational Pensions Authority, Central Bank of Ireland, European Securities and Markets Authority, European Data Protection Board, GDPR, Solvency II Directive (2009/138/EU), Sustainable Finance Disclosure Regulation (2019/2088/EU)
    Location:
    European Union, Ireland
    Firm:
    Dillon Eustace LLP
    UK Jurisdiction Taskforce Publishes Consultation on Digital Assets and Insolvency Law
    2023-10-20

    The U.K. Jurisdiction Taskforce has published a consultation relating to its proposed Legal Statement offering guidance on the application of English insolvency law principles to digital assets. The proposed Legal Statement will cover a range of areas which are listed in an Annex to the paper.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, IT & Data Protection, A&O Shearman
    Authors:
    Barnabas (Barney) Reynolds , Chloe Barrowman
    Location:
    United Kingdom
    Firm:
    A&O Shearman
    Cryptocurrency Brings Disruption to Bankruptcy Courts—What Parties Can Expect and the Open Issues Still To Be Resolved (Part Two)
    2023-10-18

    In this second part of our blog exploring the various issues courts need to address in applying the Bankruptcy Code to cryptocurrency, we expand upon our roadmap.

    Filed under:
    USA, Banking, Insolvency & Restructuring, IT & Data Protection, Litigation, Squire Patton Boggs, Bitcoin, Cryptocurrency, US Securities and Exchange Commission, Office of Foreign Assets Control (USA), Commodity Futures Trading Commission (USA), Financial Crimes Enforcement Network (USA), Chapter 11, US Bankruptcy Code
    Authors:
    Mark A. Salzberg , Justin Cloyd
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Broer v. Multiguide GmbH—Is the Subsequent Conduct of the Parties More Relevant Than You Think in the Context of Shareholder Loans and Disputes?
    2023-10-18

    It has long been established that where the circumstances in which funds are advanced by a shareholder to the company in which they own shares is unclear, the court must consider the "surrounding circumstances" when determining how to characterize the advance. Historically, "surrounding circumstances" were understood to be the circumstances extant at the time the transaction was effected: (e.g., Ghassemvand v. Premium Weatherstripping Inc., 2017 BCCA 309 [Ghassemvand]).

    Filed under:
    Canada, British Columbia, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, Bennett Jones LLP, British Columbia Supreme Court, British Columbia Court of Appeal
    Authors:
    David E. Gruber , Geordie Macdonald , Jackson Spencer
    Location:
    Canada
    Firm:
    Bennett Jones LLP
    The Brief: Financial Services Litigation Quarterly Fall 2023
    2023-10-16

    THE BRIEF

    FINANCIAL SERVICES LITIGATION QUARTERLY

    FALL 2023

    1

    TABLE OF CONTENTS

    Were There Underwriting Requirements for PPP Loans After All? The Sound-Value Requirement May Pose Risk for PPP Lenders

    3

    Noteworthy10

    District Court Upholds New ERISA Rules on ESG Investing

    10

    Fourth Circuit Holds That Class-Action Waivers Must Be Addressed Before Class Certification

    12

    Ninth Circuit: Fees for Claims-Made Settlements Must Be Based on Actual Recovery

    13

    Filed under:
    USA, Banking, Company & Commercial, Environment & Climate Change, Insolvency & Restructuring, Litigation, Hunton Andrews Kurth LLP, Employee Retirement Income Security Act 1974 (USA), Climate change, ESG, Paycheck Protection Program, Consumer Financial Protection Bureau (USA), US Congress, Small Business Administration (USA), Accenture, Telephone Consumer Protection Act 1991 (USA), CARES Act 2020 (USA)
    Location:
    USA
    Firm:
    Hunton Andrews Kurth LLP
    FTC Settles with Bankrupt Crypto Company, but Pursues CEO for Deceptive FDIC Claims
    2023-10-16

    The Federal Trade Commission (FTC) announced it has reached a settlement with the bankrupt crypto company Voyager over the company’s alleged deceptive crypto marketing practices. Specifically, the FTC’s complaint alleges that from at least 2018 until its declaration of bankruptcy in July 2022, Voyager enticed consumers with promises that their deposits were insured by the Federal Deposit Insurance Corporation (FDIC) and were “safe.” However, consumers’ deposits with Voyager were not eligible for FDIC insurance and were not protected in the event that Voyager failed.

    Filed under:
    USA, Banking, Derivatives, Insolvency & Restructuring, Litigation, Venable LLP, Due diligence, Federal Trade Commission (USA), Consumer Financial Protection Bureau (USA), Commodity Futures Trading Commission (USA), Federal Deposit Insurance Corporation (USA)
    Authors:
    Christopher L. Boone , Max Bonici , Ellen Traupman Berge
    Location:
    USA
    Firm:
    Venable LLP
    Court refuses to restrain presentation of winding-up petition and comments on ex parte proceedings
    2023-10-13
    • Introduction
    • Background
    Filed under:
    Hong Kong, Banking, Insolvency & Restructuring, Litigation, Reynolds Porter Chamberlain, Winding-up, HSBC
    Authors:
    Antony Sassi
    Location:
    Hong Kong
    Firm:
    Reynolds Porter Chamberlain
    Towards the incorporation of Pre-Packs in Peruvian legislation
    2023-10-13

    Peruvian legislation does not formally encompass the possibility of entering into pre-pack agreements with creditors. Nevertheless, it does include other mechanisms that allow companies to reach agreements with creditors prior to the commencement of an insolvency proceeding. In this article, we will provide a introduction to this topic and to insolvency proceedings in Peru.

    I. Introduction

    Filed under:
    Peru, Banking, Insolvency & Restructuring, CMS LatAm
    Authors:
    Victor Farro , Michelle Barclay , Javier Marquez
    Location:
    Peru
    Firm:
    CMS LatAm
    European uptier transactions: six things to look out for
    2023-10-10

    Whilst commonplace in the U.S., uptier transactions in which a borrower teams up with a subset of creditors to issue new “super priority” debt by amending or exchanging existing debt documents, have not been widely used in Europe.

    However, with increasing macro economic pressures and financial market instability, we may see more European borrowers taking advantage of flexibility in cov-lite debt documentation to implement liability management transactions as an alternative to, or even as part of, more formal restructurings.

    Filed under:
    European Union, Banking, Insolvency & Restructuring, Morrison & Foerster LLP
    Authors:
    Amrit S. Khosa
    Location:
    European Union
    Firm:
    Morrison & Foerster LLP
    When informal workouts don’t work out: English High Court rules bank that lent support to restructuring did not dishonestly assist in putting assets beyond creditors’ reach
    2023-10-11

    In the current economic climate, more and more companies are getting into financial difficulties, informal workouts by debtor companies, with support from certain creditors, seem to be increasingly common.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Herbert Smith Freehills LLP
    Authors:
    Gareth Thomas , Jojo Fan , Peter Ng , Grace Lee
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP

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