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    FIG Top 5 at 5 - 21/12/2023
    2023-12-21

    1. Department of Finance publishes its Feedback Statement on the National Discretions contained within MiCA

    Filed under:
    European Union, Banking, Capital Markets, Environment & Climate Change, Insolvency & Restructuring, Insurance, White Collar Crime, Matheson LLP, Due diligence, Cryptocurrency, ESG, Anti-money laundering, European Commission, European Insurance and Occupational Pensions Authority, European Securities and Markets Authority, Solvency II Directive (2009/138/EU)
    Location:
    European Union
    Firm:
    Matheson LLP
    Restructuring and Insolvency: Year in Review 2023
    2023-12-18

    2023 Restructuring & Insolvency Year in Review Year starts with fears of banking collapse contagion State-backed rescue deal for Credit Suisse announced 10 March 19 March Silicon Valley Bank, centred in California and focussed on funding venture capital and startups, was shut down by its local regulator on 10 March 2023 with the Federal Deposit Insurance Corporation appointed as receiver and the UK bank was sold to HSBC over the course of a weekend. Crypto-exposed Silvergate Bank and Signature Bank both followed suit – all within the span of five days.

    Filed under:
    New Zealand, United Kingdom, USA, Banking, Corporate Finance/M&A, Energy & Natural Resources, Insolvency & Restructuring, Litigation, Russell McVeagh, Renewable energy, Climate change, Venture capital, Carbon neutrality, Cryptocurrency, Insolvency, HSBC, Reserve Bank of New Zealand, FTX, Silicon Valley Bank
    Location:
    New Zealand, United Kingdom, USA
    Firm:
    Russell McVeagh
    Between the lines- December, 2023
    2023-12-18

    December, 2023 For Private Circulation - Educational & Informational Purpose Only A BRIEFING ON LEGAL MATTERS OF CURRENT INTEREST KEY HIGHLIGHTS ⁎ Supreme Court: Rents receivable can be assigned by a debtor to a creditor as actionable claim. ⁎ Supreme Court: The constitutional validity of provisions of IBC pertaining to the personal guarantors upheld. ⁎ NCLAT: An operational creditor who is a participant in meetings of the CoC has no right to seek a copy of the information memorandum.

    Filed under:
    India, Banking, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, Vaish Associates Advocates, Power of attorney, Insolvency and Bankruptcy Code (India), National Company Law Tribunal
    Location:
    India
    Firm:
    Vaish Associates Advocates
    The Consumer Duty and insolvency: what do Insolvency Practitioners need to know?
    2023-12-18

    The Consumer Duty is one of the most significant pieces of regulation to land in the financial services industry for some time and represents a major shift in how firms will need to view customer outcomes and proactively address harm in the retail market. For Insolvency Practitioners (IPs) appointed over a regulated firm that has products within the scope of the duty, this will form part of the regulatory obligations with which the firm (and the IP) will need to ensure compliance.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Dentons, Insolvency, Financial Conduct Authority (UK)
    Authors:
    Angelica McCall , Lara Seabourne , Luci Mitchell-Fry
    Location:
    United Kingdom
    Firm:
    Dentons
    Sovereign Debt Restructuring in Africa
    2023-12-14

    Sovereign debt restructurings are complex processes that involve negotiations with a sovereign’s creditors to alter the terms of existing debt, aiming to restore fiscal sustainability and ensure long-term economic stability.

    Filed under:
    Africa, Banking, Insolvency & Restructuring, Hogan Lovells
    Location:
    Africa
    Firm:
    Hogan Lovells
    Credit Bidding - a useful restructuring tool?
    2023-12-11

    In the current difficult business environment, lenders will be weighing up their options in respect of defaulting borrowers – for some lenders that might include attempting to own the underlying business through a credit bid. Where debt is trading at a discount, a credit bid can also be a cost-efficient opportunity for an opportunistic buyer to acquire assets. So, what is a credit bid and what issues might such parties need to consider in using one?   

    What is a credit bid?

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Stevens & Bolton LLP
    Authors:
    Matthew Padian , Daniel Fournier
    Location:
    United Kingdom
    Firm:
    Stevens & Bolton LLP
    Promissory notes and loan notes in corporate reorganisations - uncertain terms in English law?
    2023-12-04

    Mislabelling a debt instrument as a promissory note can result in unintended consequences

    Promissory notes and loan notes are often used in group reorganisations to paper a loan relationship, but because the terms are frequently used interchangeably, there is scope for misuse and misunderstanding.

    Filed under:
    United Kingdom, Banking, Company & Commercial, Insolvency & Restructuring, Osborne Clarke, Due diligence, HM Revenue and Customs (UK), Companies Act 2006 (UK)
    Authors:
    Tom Lewis , Mathew Oliver , Anna Mattingley , Sarah Lunn
    Location:
    United Kingdom
    Firm:
    Osborne Clarke
    The Payments Newsletter including Digital Assets & Blockchain, November 2023
    2023-12-06

    Key developments of interest over the last month include: IOSCO publishing its final Policy Recommendations for Crypto and Digital Asset (CDA) Markets; the UK government publishing a response to its previous consultation and call for evidence on proposals for the future financial services regulatory regime for digital assets as well as the FCA and Bank of England publishing proposals on the UK stablecoins regulatory regime; the European Parliament's ECON Committee publishing draft reports on the proposed PSD3 and Payment Services Regulation; and the UK government publishing a Future of Paym

    Filed under:
    European Union, Global, United Kingdom, Banking, Capital Markets, Compliance Management, Insolvency & Restructuring, IT & Data Protection, White Collar Crime, Hogan Lovells, Blockchain, Fintech, Cryptocurrency, Open banking, Anti-money laundering, Anti-bribery and corruption, Financial Conduct Authority (UK), European Commission, European Parliament, European Banking Authority, International Organization of Securities Commissions, HM Treasury (UK), Airbnb, HSBC, Amazon.com, LinkedIn, Bank of England, European Central Bank, Payment Systems Regulator (UK), PayPal, Bank of Italy, Financial Services and Markets Act 2000 (UK), Banking Act 2009 (UK), Financial Services and Markets Act 2023 (UK)
    Authors:
    Virginia Montgomery , Grace Wyatt
    Location:
    European Union, Global, United Kingdom
    Firm:
    Hogan Lovells
    Capital Solutions Financings: Yield Driving Structure
    2023-11-27

    Ken Baird, Katharina Crinson, Guilhem Bremond, Michael Broeders, Charlotte Ausema, Jan-Philip Wilde, Ana López, Silvia Angós, Mark Liscio and Samantha Braunstein, Freshfields Bruckhaus Deringer

    This is an extract from the 2024 edition of GRR's the Americas Restructuring Review. The whole publication is available here.

    Filed under:
    USA, Banking, Corporate Finance/M&A, Insolvency & Restructuring, Tax, Global Restructuring Review, Debt, Transfer pricing, Debtor in possession, Debt restructuring, Internal Revenue Service (USA)
    Location:
    USA
    Firm:
    Global Restructuring Review
    (US) Who Owns the Crypto: Bankruptcy Court Rules That Customers Do Not Own The Deposited Crypto
    2023-11-29

    Who owns cryptocurrency held by a cryptocurrency exchange? Do the cryptocurrency assets belong to the customers who deposited the crypto with the exchange, or do the cryptocurrency assets belong to the exchange itself? The answer to this question will have huge significance, both in terms of creditor recoveries as well as preferential transfer liability exposure.

    Filed under:
    USA, Banking, Insolvency & Restructuring, IT & Data Protection, Litigation, Squire Patton Boggs
    Authors:
    Mark A. Salzberg
    Location:
    USA
    Firm:
    Squire Patton Boggs

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