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    The Supreme Court provides welcome clarity for insolvency practitioners in relation to personal liability for failure to comply with redundancy notification requirements
    2023-11-03

    The Supreme Court has provided welcome clarity for insolvency practitioners in confirming that administrators of a company appointed pursuant to the Insolvency Act 1986 ("IA 1986") will not be criminally liable for a failure by the company to comply with redundancy notification requirements.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Travers Smith LLP, Insolvency, Supreme Court of the United States
    Authors:
    Edward Smith , Melissa Atkinson
    Location:
    United Kingdom
    Firm:
    Travers Smith LLP
    ERGO Analysing Development Impacting Business: Government's Secured Claim Cannot be Excluded from a Resolution Plan: Rainbow Papers View Unaddressed in Review
    2023-11-03

    On 31 October, 2023, in Sanjay Kumar Agarwal v State Tax Officer 1, 2023 SCC OnLine SC 1406, the Supreme Court of India (SC) in the exercise of its powers of review under Article 137 of the Constitution of India, (Rainbow Review) affirmed the view expressed by another bench of the SC in State Tax Officer (I) v. Rainbow Papers Limited 2022 SCC OnLine SC 1162 (Rainbow Judgment) that may have far reaching effects on the treatment of dues to the Government or governmental authorities in insolvency resolution proceedings under the Insolvency and Bankruptcy Code, 2016 (IBC).

    Filed under:
    India, Banking, Insolvency & Restructuring, Litigation, Khaitan & Co, Due diligence, Insolvency and Bankruptcy Code (India), Supreme Court of India, National Company Law Tribunal
    Authors:
    Thriyambak J. Kannan
    Location:
    India
    Firm:
    Khaitan & Co
    HM Treasury Publishes Response to Consultation on Managing Failure of Systemic Digital Settlement Asset Firms
    2023-11-03

    HM Treasury has published a response to its consultation on managing the failure of systemic digital settlement asset firms.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, IT & Data Protection, A&O Shearman, Cryptocurrency, Financial Conduct Authority (UK), HM Treasury (UK), Bank of England, Insolvency Act 1986 (UK), Financial Services and Markets Act 2000 (UK)
    Authors:
    Barnabas (Barney) Reynolds , Chloe Barrowman
    Location:
    United Kingdom
    Firm:
    A&O Shearman
    Stock Broker is a Financial Service Provider - The NCLAT ruling may offer respite
    2023-11-06

    While the Insolvency and Bankruptcy Code, 2016 (“IBC”) provides for insolvency resolution and liquidation of ‘corporate persons’, it excludes ‘financial service provider’ (“FSP(s)”) from the said provision.

    Filed under:
    India, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, Cyril Amarchand Mangaldas, Liquidation, Securities and Exchange Board of India, Insolvency and Bankruptcy Code (India), National Company Law Tribunal
    Authors:
    Abhishek Mukherjee , Monil Chheda , Tushar Kumar
    Location:
    India
    Firm:
    Cyril Amarchand Mangaldas
    Funding Post an Insolvency Event
    2023-11-02

    Is a court order necessary for security interests granted after the appointment of external administrators? Perhaps not.

    Filed under:
    Australia, Banking, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, Litigation Capital Management, Insolvency, Corporations Act 2001 (Australia), Personal Property Securities Act 2009 (Australia)
    Authors:
    Siba Diqer
    Location:
    Australia
    Firm:
    Litigation Capital Management
    UK Cryptoasset Regulation: Three Key Updates
    2023-11-02

    On 30 October 2023, HM Treasury (“HMT”) published 3 key updates on its proposed approach to regulating cryptoassets under the UK’s financial services regulatory framework, namely:

    Filed under:
    United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, IT & Data Protection, CMS Cameron McKenna Nabarro Olswang LLP, Blockchain, Mediation, Cryptocurrency, Anti-money laundering, Non-fungible tokens, Financial Conduct Authority (UK), HM Treasury (UK), Bank of England, Payment Systems Regulator (UK)
    Authors:
    Chris Glennie , Sam Robinson , Mike Ringer , Susann Altkemper , Yasmin Johal , Justin Kwik
    Location:
    United Kingdom
    Firm:
    CMS Cameron McKenna Nabarro Olswang LLP
    UK Government policy updates: Regulation of fiat-backed stablecoins and failure of systemic DSA firms
    2023-11-01

    On 30 October 2023, the UK government published an update on its legislative approach for regulating fiat-backed stablecoins, following on from its consultation on the UK regulatory approach to cryptoassets and stablecoins in January 2021, and the response to that consultation in April 2022. Alongside this, it published a response to its consultation on the approach to managing the failure of systemic digital settlement asset (DSA) (including stablecoin) firms.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, IT & Data Protection, Hogan Lovells, Cryptocurrency, Financial Conduct Authority (UK), HM Treasury (UK), Bank of England, Payment Systems Regulator (UK), Financial Services and Markets Act 2000 (UK), Banking Act 2009 (UK)
    Authors:
    John Salmon , Christina Wu , Virginia Montgomery
    Location:
    United Kingdom
    Firm:
    Hogan Lovells
    First Come, First Served - Final Third Party Debt Order granted despite outstanding application to recognise foreign insolvency proceedings
    2023-11-01

    This case relates to the principle that creditors with the benefit of a third-party debt order, are ostensibly in a better position than other unsecured creditors of an insolvent estate.

    Filed under:
    European Union, United Kingdom, Banking, Insolvency & Restructuring, Litigation, Mishcon de Reya LLP, Cross-Border Insolvency Regulations 2006 (UK)
    Authors:
    David Leibowitz , Laura Edwards , Nick Payne
    Location:
    European Union, United Kingdom
    Firm:
    Mishcon de Reya LLP
    LCF Final Notice
    2023-10-30

    The Financial Conduct Authority (“the FCA”) issued a Final Notice against London Capital & Finance plc (“LCF”) for contravening regulatory requirements (pursuant to section 205 of the Financial Services and Markets Act 2000 (“the Act”)). The Final Notice contained a statement censuring LCF for failing to ensure that its financial promotions were fair, clear and not misleading.

    Filed under:
    United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Mishcon de Reya LLP, Due diligence, Insolvency, Financial Conduct Authority (UK), Financial Services and Markets Act 2000 (UK)
    Authors:
    Guy Wilkes
    Location:
    United Kingdom
    Firm:
    Mishcon de Reya LLP
    Taking security after the enactment of the Moveable Transactions (Scotland) Act
    2023-10-30

    With the passing of the Moveable Transactions (Scotland) Act (MTSA) (likely to pass into law in 2024) the way in which we take security over rights and assets in Scotland will be brought firmly into the 21st century, doing away with the need to rely on statutes from as long ago as 1862 and a smattering of case law which has fostered uncertainty in the market for almost as long.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Tax, DLA Piper, HM Revenue and Customs (UK)
    Authors:
    Sarah Letson , Allan Leal
    Location:
    United Kingdom
    Firm:
    DLA Piper

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