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    World’s longest letter ruling
    2012-11-01

    LTR 201240017 is the world’s longest letter ruling, 111 pages in PDF format. Not surprisingly, it is a Section 355 ruling. It was issued three-and-a-half months after the original submission, with those dates bridging Christmas and New Year’s Day. There were seven additional submissions from the taxpayer in the interim. The release of the ruling was delayed for a couple of months.

    Filed under:
    USA, Corporate Finance/M&A, Insolvency & Restructuring, Tax, Alston & Bird LLP, Liquidation, Holding company
    Authors:
    Jasper L. (Jack) Cummings , Jr.
    Location:
    USA
    Firm:
    Alston & Bird LLP
    Taking a security interest in a closely held business
    2012-11-01

    If a loan or extension of credit requires collateral, banks prefer collateral that is readily marketable rather than taking a security interest in a closely-held business.  Occasionally, the only collateral that is available or that the borrower can offer is corporate stock that is not traded on a public market, an interest in a limited liability company ("LLC") or a partnership interest.  It is common for closely-held business entities to prohibit an assignment of an owner's interest or require as a condition to an assignment the consent of the other owners of the entity.

    Filed under:
    USA, Arkansas, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, Sherman & Howard LLC, Legal personality, Debtor, Collateral (finance), Limited liability company, Securities Act 1933 (USA)
    Location:
    USA
    Firm:
    Sherman & Howard LLC
    Sixth Circuit reinvigorates Stern v. Marshall debate
    2012-11-01

    In a surprising decision certain to reinvigorate the ongoing debate about the scope of Stern v. Marshall, ___ U.S. ___, 131 S. Ct. 2594 (2011), the Sixth Circuit Court of Appeals adopted a broad view of Stern and held that the structural nature of the limitations imposed on bankruptcy courts by Article III of the Constitution could not be waived by a party’s failure to object at the trial court level. The decision, Waldman v. Stone, 2012 WL 5275241 (6th Cir. Oct.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Greenberg Traurig LLP, Bankruptcy, US Constitution, Article III US Constitution, United States bankruptcy court, Sixth Circuit
    Location:
    USA
    Firm:
    Greenberg Traurig LLP
    Twenty-six years later, a Lubrizol split by the Seventh Circuit
    2012-11-02

    Chief Judge Frank Easterbrook of the Seventh Circuit recently created a split of authority regarding the rejection intellectual property licenses in bankruptcy by upholding a decision protecting a trademark licensee’s ability to use a debtor licensor’s trademark after the licensing agreement had been rejected. Chicago American Manufacturing’s licensing contract with debtor Lakewood Engineering & Manufacturing authorized CAM to sell fans under Lakewood’s mark.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Trademarks, Cadwalader Wickersham & Taft LLP, Bankruptcy, Seventh Circuit
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Collateral value of FCC broadcasting licenses less uncertain after 10th Circuit Court of Appeals ruling
    2012-11-05

    In its recent decision in Valley Bank and Trust Company v. Spectrum Scan, LLC (In re Tracy Broadcasting Corp.), the U.S. Court of Appeals for the 10th Circuit overturned lower court decisions that were casting serious doubt on a lender’s ability to realize value from its security interest in the proceeds of FCC broadcast licenses.  This alert will briefly describe the law governing security interests in FCC broadcast licenses, as well as the issues created by the lower courts – and ultimately resolved by the appeals court - in the Tracy case.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Telecoms, Poyner Spruill LLP, Bankruptcy, Collateral (finance), Broadcasting, Federal Communications Commission (USA), Communications Act 1934 (USA), Uniform Commercial Code (USA)
    Authors:
    Haywood A. Barnes
    Location:
    USA
    Firm:
    Poyner Spruill LLP
    Construction trust funds: does failure to pay give rise to a non-dischargeable debt?
    2012-11-06

    Reshetar Systems, Inc. v. Thompson, 686 F.3d 940 (8th Cir. 2012) –

    Filed under:
    USA, Construction, Insolvency & Restructuring, Litigation, Troutman Pepper, Debtor, Fiduciary, Debt
    Location:
    USA
    Firm:
    Troutman Pepper
    Order restored: security interest in FCC license proceeds upheld
    2012-11-06

    On October 16, 2012, the United States Tenth Circuit Court of Appeals overturned decisions of the United States Bankruptcy Court for the District of Colorado and the United States District Court for the District of Colorado that had cast doubt as to whether a lender could enforce a security interest in the proceeds from the sale of a borrower’s FCC broadcast license. The case, Valley Bank and Trust Company v. Spectrum Scan, LLC (In re Tracy Broadcasting Corp.), 2012 U.S. App. LEXIS 21505 (10th Cir. Colo. Oct.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Media & Entertainment, Locke Lord LLP, Debtor, Federal Communications Commission (USA), United States bankruptcy court
    Authors:
    George Ticknor
    Location:
    USA
    Firm:
    Locke Lord LLP
    Vitro, S.A.B.: bankruptcy court refuses to recognize Mexican concurso that releases claims against non-debtors
    2012-11-07

    Chapter 15 of the Bankruptcy Code provides a procedure to obtain recognition of a foreign bankruptcy, insolvency or debt adjustment proceeding (a “foreign proceeding”) in the United States. Chapter 15 draws a distinction between a “foreign main proceeding” (i.e., a foreign proceeding pending in a country where the debtor has the center of its main interests) and a “foreign nonmain proceeding” (i.e., a foreign proceeding pending where the debtor has “an establishment”).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Chadbourne & Parke LLP, Debtor, Title 11 of the US Code, United States bankruptcy court
    Authors:
    Francisco Vazquez
    Location:
    USA
    Firm:
    Chadbourne & Parke LLP
    Fifth Circuit concludes that the Section 546(e) safe harbor protects electricity requirements agreement
    2012-11-07

    Section 546(e) of the Bankruptcy Code is a “safe harbor” provision which restricts a debtor’s ability to recover or “clawback” what would otherwise be “avoidable” payments made to creditors. In the recent case of Lightfoot v. MXEnergy Elec., Inc., 690 F.3d 352 (5th Cir. 2012), the Fifth U.S.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Chadbourne & Parke LLP, Bankruptcy, Debtor, Safe harbor (law), Fifth Circuit
    Authors:
    Douglas E. Deutsch , Joshua Apfel
    Location:
    USA
    Firm:
    Chadbourne & Parke LLP
    “Strong arm” powers: who gets first dibs on Christmas trees?
    2012-10-25

    Grogan v. Harvest Capital Co. (In re Grogan), 476 B.R. 270 (Bankr. D. Or. 2012) –

    In Grogan, the debtors planted and harvested Christmas trees.  The bankruptcy court was called upon to determine whether the debtors could exercise their “strong arm” powers under Section 544(a) of the Bankruptcy Code to trump the liens of two of their lenders on the Christmas trees.

    Filed under:
    USA, Oregon, Banking, Insolvency & Restructuring, Litigation, Troutman Pepper, Debtor, Mortgage loan, Personal property, Uniform Commercial Code (USA)
    Location:
    USA
    Firm:
    Troutman Pepper

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