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    Resolving municipal distress: Chapter 9 and public-private partnerships
    2012-11-28

    The effects of the recent fi nancial crisis and the ensuing recession continue to take their toll on municipalities in the United States, which are struggling with reduced revenues at the same time their residents have an increased need for government services.

    Filed under:
    USA, Insolvency & Restructuring, Public, Pillsbury Winthrop Shaw Pittman LLP, Bankruptcy, Debtor, Debt, Credit rating, Title 11 of the US Code
    Authors:
    Deryck A. Palmer , Samuel S. Cavior
    Location:
    USA
    Firm:
    Pillsbury Winthrop Shaw Pittman LLP
    Investment adviser Ivy Asset Management settles Madoff lawsuits for $210 million - installment 86
    2012-11-17

    On November 13, 2012, the U.S. Department of Labor (the “DOL”) issued a press release entitled “US Labor Department Recovers Nearly $220 Million for Madoff Victims.” On the same day New York Attorney General Eric T. Schneiderman (the “NYAG”) issued a press release entitled “A.G.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Fox Rothschild LLP, Fiduciary, US Department of Labor, New York Attorney General
    Authors:
    Michael J. Kline
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    Liability for fiduciary breach not dischargeable in personal bankruptcy
    2012-11-19

    The Department of Labor (“DOL”) sued the president of several related companies to establish his personal liability for more than $67,000 in employee contributions never remitted to the employer sponsored benefit plans and to prevent him from discharging this liability in his pending personal bankruptcy action. Over a nearly three-year period, the companies withheld but never remitted the employee contributions to the companies’ group health and 401(k) plans (the “Plans”).

    Filed under:
    USA, Employee Benefits & Pensions, Insolvency & Restructuring, Litigation, Haynes and Boone LLP, Employee Retirement Income Security Act 1974 (USA), Fiduciary, US Department of Labor
    Location:
    USA
    Firm:
    Haynes and Boone LLP
    Eighth Circuit rules that a “perpetual” trademark licensing agreement is an “executory” contract subject to rejection under Bankruptcy Code Section 365
    2012-11-19

    The United States Court of Appeals for the Eighth Circuit recently ruled that a perpetual, royalty-free, and exclusive trademark licensing agreement qualified as an executory contract subject to assumption or rejection under section 365 of the Bankruptcy Code.  The Eighth Circuit’s ruling is seemingly at odds with a 2010 decision by the Third Circuit which found an extremely similar licensing agreement to be non-executory.  These decisions may signal a circuit split on the issue, and in any event, create uncertainty for licensees who have acquired perpetual licenses in connection

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Trademarks, Cadwalader Wickersham & Taft LLP, Eighth Circuit, Third Circuit
    Authors:
    Casey Servais
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Foreclosure sale: does a week-to-week adjournment violate the automatic stay?
    2012-11-20

    Henson v. Bank of America, N.A. (In re Henson), 477 B.R. 786 (Bankr. D. Colo. 2012) –

    Filed under:
    USA, Colorado, Banking, Insolvency & Restructuring, Litigation, Troutman Pepper, Punitive damages, Bankruptcy, Foreclosure, Bank of America, United States bankruptcy court
    Location:
    USA
    Firm:
    Troutman Pepper
    Fifth Circuit expected to issue landmark ruling concerning recognition of foreign bankruptcy proceedings contrary to US public policy
    2012-11-20

    In a widely followed dispute, the Fifth Circuit Court of Appeals will soon render a decision on the appeal of a Texas Bankruptcy Court’s refusal to recognize non-debtor third party releases in the Mexican reorganization proceeding (concurso mercantil) of Mexican glass manufacturer Vitro SAB de CV. Wall Street and the capital markets will be watching this appeal closely as a reversal of the Bankruptcy Court would likely make lenders and bondholders extremely nervous about extending future credit to Mexican corporations.

    Filed under:
    USA, Banking, Capital Markets, Insolvency & Restructuring, Litigation, Sheppard Mullin Richter & Hampton LLP, Bond (finance), Bankruptcy, Debtor, United States bankruptcy court, Fifth Circuit
    Authors:
    Alan M. Feld
    Location:
    USA
    Firm:
    Sheppard Mullin Richter & Hampton LLP
    Hostess does not liquidate, set to mediate with union
    2012-11-20

    Reports of Twinkie the Kid’s death have been exaggerated.  Despite widespread mainstream media reports of Hostess’ impending liquidation, the court has not yet approved liquidation.  To the contrary, on November 19, 2012, after a brief hearing on Hostess’s emergency motions to begin the wind down of its operations, Hostess and its two main unions agreed to attend a confidential mediation session.  At the mediation, Bankruptcy Judge Robert Drain intends to determine if the parties can avoid liquidation.

    Filed under:
    USA, Employment & Labor, Insolvency & Restructuring, Litigation, Cadwalader Wickersham & Taft LLP, Mediation, Liquidation
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    The Washington Court of Appeals clarifies the scope of the single-action rule
    2012-11-20

    In Deere Credit, Inc. v. Cervantes Nurseries, LLC, the Court of Appeals recognized that a parallel bankruptcy proceeding involving multiple creditors is not the same “action” for purposes of RCW 61.12.120’s bar against a plaintiff foreclosing on a mortgage “while he is prosecuting any other action for the same debt or matter which is secured by the mortgage. 

    BACKGROUND

    Filed under:
    USA, Washington, Insolvency & Restructuring, Litigation, Stoel Rives LLP, Bankruptcy, Foreclosure, Liquidation, Washington Court of Appeals
    Location:
    USA
    Firm:
    Stoel Rives LLP
    Default interest greater than 5% questioned in bankruptcy
    2012-11-20

    The US Bankruptcy Court in Massachusetts says default rates must be justified as a reasonable measure of damages at the time of the making of the loan and that a floating default rate that can exceed 5% will not be allowed as part of a creditors claim in the borrower's bankruptcy.    The loan was made in 2006 with a contract rate equal to prime at a time when the prime rate was below 13 percent.

    Filed under:
    USA, Massachusetts, Insolvency & Restructuring, Litigation, Fox Rothschild LLP, Bankruptcy, Debtor, Default (finance)
    Authors:
    Michael J. Viscount, Jr.
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    IRS issues final regulations permitting plan sponsors to eliminate prohibited payment options
    2012-11-20

    Under Internal Revenue Code (“Code”) section 436, unless a defined benefit pension plan sponsored by a debtor in bankruptcy is fully funded, the plan may not make “prohibited payments” (i.e., lump sum payments or payments in any other form that exceed the monthly amount under a single life annuity). Moreover, the anti-cutback rule in Code section 411(d)(6) prohibits a plan from being amended to eliminate an optional form of benefit.

    Filed under:
    USA, Employee Benefits & Pensions, Insolvency & Restructuring, Tax, Haynes and Boone LLP, Bankruptcy, Debtor, Defined benefit pension plan, Actuary, Internal Revenue Service (USA), Internal Revenue Code (USA)
    Location:
    USA
    Firm:
    Haynes and Boone LLP

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