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    Construction lien payments: trust funds or not?
    2012-10-30

    Lain v. V3 Construction Group Ltd. (In re Erickson Retirement Communities, LLC), 475 B.R. 762 (Bankr. N.D. Tex. 2012) –

    The trustee of a liquidating trust under a general contractor’s confirmed chapter 11 plan tried to recover pre-petition payments made to a subcontractor as either a preference or a fraudulent conveyance.  The court’s decision turned on whether the payments were trust funds under the Illinois Mechanics Lien Act.

    Filed under:
    USA, Texas, Construction, Insolvency & Restructuring, Litigation, Troutman Pepper, General contractor, Subcontractor
    Location:
    USA
    Firm:
    Troutman Pepper
    Broad reading of executory contract when trademark license obligations are unfulfilled
    2012-10-31

    In a case originating out of bankruptcy court, the U.S. Court of Appeals for the Eighth Circuit affirmed the bankruptcy court’s finding that a perpetual, royalty free, assignable, transferable, exclusive license granted as part of the sale of the business operations, assets and intellectual property associated with two bread baking brands was an executory contract.  Lewis Bros. Bakeries Inc. v. Interstate Brands Corp., Case No. 11-1850 (8th Cir., Aug. 30, 2012) (Bye, J.).

    Filed under:
    USA, Illinois, Insolvency & Restructuring, Litigation, Trademarks, McDermott Will & Emery, Debtor, Eighth Circuit, United States bankruptcy court, Third Circuit
    Location:
    USA
    Firm:
    McDermott Will & Emery
    District court reverses and holds that “correct” name, not “legal” name, required on UCC-1 financing statement
    2012-10-31

    In a fairly controversial decision from January 2012, the United States Bankruptcy Court for the Central District of Illinois held that a financing statement must contain the “legal” name of an individual as it appears on the individual’s birth certificate. Miller v. State Bank of Arthur (In re Miller), Adv. P. No. 11-9055 (Bankr. C.D. Ill. Jan. 6, 2012). On appeal, the United States District Court for the Central District of Illinois reversed and held that the Uniform Commercial Code requires only that a “correct” name appear on the financing statement.

    Filed under:
    USA, Illinois, Insolvency & Restructuring, Litigation, Barnes & Thornburg LLP, Debtor, Uniform Commercial Code (USA), United States bankruptcy court
    Authors:
    John T. Gregg , Patrick E. Mears , Deborah L. Thorne
    Location:
    USA
    Firm:
    Barnes & Thornburg LLP
    SEC brings offering fraud action centered on collapsing real estate business
    2012-10-23

    The Commission brought an offering fraud action against two long time residential real estate businessmen, Thomas S. Mulholland and James C. Mulholland, Jr. The two defendants had been in the residential real estate business since the 1990s. By 2008 they had raised about $16 million from investors. Thomas and James Mulholland had about 300 properties and apartment building units.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Real Estate, Dorsey & Whitney LLP
    Authors:
    Thomas O. Gorman
    Location:
    USA
    Firm:
    Dorsey & Whitney LLP
    Marshaling assets: variation on a theme
    2012-10-23

    Great Lakes Agri-Services, LLC v State Bank of Newberg (In re Enright), 474 B.R. 854 (Bankr. E.D. Wisc. 2012) –

    Steven Enright and his wife borrowed money from a bank to buy dairy cows and other improvements for the family dairy farm.  The bank loan was secured by assets of the Enrights, and also guaranteed by Steven’s parents, with the parents’ guarantee secured by a mortgage on the dairy farm itself (which was owned by the parents).

    Filed under:
    USA, Wisconsin, Insolvency & Restructuring, Litigation, Troutman Pepper, Shareholder, Collateral (finance), Mortgage loan
    Location:
    USA
    Firm:
    Troutman Pepper
    A new kind of PIN: essential requirements for recording deeds of trusts in North Carolina
    2012-10-17

    The Fourth Circuit Court of Appeals recently ruled in the case of In Re: McCormick that a recorded North Carolina deed of trust indexed in a county’s grantor/grantee index may nevertheless be avoided by a trustee in bankruptcy if such county has elected a Parcel Identification Number (“PIN”) indexing system and the recorded deed of trust does not appear in such PIN index.  This alert briefly describes the PIN system in North Carolina and the McCormick decision’s impact on the need for PINs in deeds of trust recorded in North Carolina counties that have adopted the PIN

    Filed under:
    USA, North Carolina, Insolvency & Restructuring, Litigation, Private Client & Offshore Services, Real Estate, Poyner Spruill LLP
    Authors:
    Christopher H. Roede , Jill C. Walters
    Location:
    USA
    Firm:
    Poyner Spruill LLP
    Lithium-ion battery manufacturer, A123 systems, files for bankruptcy in Delaware
    2012-10-17

    On October 16, 2012, battery maker A123 Systems, Inc., and various subsidiaries, filed chapter 11 petitions for bankruptcy in the United States Bankruptcy Court for the District of Delaware.  A123 started its business in 2001 seeking to capitalize on the growing use of lithium-ion batteries in transportation and energy systems.  According to papers filed with the Bankruptcy Court, the company first began producing commercial batteries in 2006.  See Declaration of David Prystash in Support of Chapter 11 Petitions and First Day Motions (hereinafter the "Decl.") at *4.  By

    Filed under:
    USA, Delaware, Massachusetts, Michigan, Insolvency & Restructuring, Litigation, Fox Rothschild LLP, Bankruptcy, NASDAQ, United States bankruptcy court
    Authors:
    L. Jason Cornell
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    Losing acquiror in competing reorganization plan fight has standing to seek reimbursement of fees and expenses
    2012-10-18

    A New York bankruptcy court recently held that a losing acquiror in a competing Chapter 11 plan fight had “standing” to seek reimbursement of its legal fees and expenses as a “substantial contribution” to the reorganization case. In re S & Y Enterprises, LLC, et al., 2012 Bankr. LEXIS 4622, at *4-*5 (Bankr. E.D.N.Y., September 28, 2012). Nevertheless, the losing acquiror failed to recover because, in the court’s view, it did not satisfy the statutory requirements for reimbursement with the requisite “preponderance of the evidence.” Id.

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Debtor, Interest, Standing (law), Legal burden of proof, United States bankruptcy court
    Authors:
    Michael L. Cook
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    Don’t place blind reliance on boilerplate contract provisions
    2012-10-18

    After putting all of the specific deal points into a new contract, you are just about finished.  All you have to do now is add in the “Miscellaneous” section with all of your boilerplate provisions like force majeure, choice of law and a few others.  You have drafted so many contracts for so many years that you do not even know where some of the

    Filed under:
    USA, Company & Commercial, Insolvency & Restructuring, Litigation, Burns & Levinson LLP
    Authors:
    Shepard Davidson
    Location:
    USA
    Firm:
    Burns & Levinson LLP
    “Vacuous” landlord lien claim: there are limits to advocacy
    2012-10-18

    Huntington Nat’l Bank v. Bruinsma (In re Kentwood Pharmacy, L.L.C.) 478 B.R. 602 (Bankr. W.D. Mich. 2012) –

    Filed under:
    USA, Michigan, Insolvency & Restructuring, Litigation, Real Estate, Troutman Pepper, Debtor, Landlord, Personal property, Common law
    Location:
    USA
    Firm:
    Troutman Pepper

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