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    BlueHippo in the Red? Not on the FTC’s Watch
    2019-02-13

    Several high profile bankruptcies have occurred in recent years. Most would consider a bankruptcy proceeding a last resort. But some, seeking to expunge a debt, have contemplated that bankruptcy may be a safe way to avoid the long-arm of the law. The Federal Trade Commission, however, has taken great steps to ensure that an FTC judgment firmly stays on a wrongdoer’s balance sheet.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, Media & Entertainment, White Collar Crime, Venable LLP, Limited liability company, Lehman Brothers cases, Federal Trade Commission (USA), Federal Trade Commission Act 1914 (USA), United States bankruptcy court
    Authors:
    Mary M. Gardner , Ellen Traupman Berge , Leonard L. Gordon
    Location:
    USA
    Firm:
    Venable LLP
    Year in Review: Summary of Noteworthy Items Impacting Commercial Lending Practices in 2018
    2019-02-05

    Below are summaries of the noteworthy decisions, laws and requirements impacting the commercial lending industry which occurred or took effect in 2018. Please feel free to contact us for additional information or details on any of the items listed below and/or to discuss whether updates to your loan documents may be needed to address the same.

    1. New, Improved Rules for High Volatility Real Estate Loans

    Filed under:
    USA, Delaware, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, Troutman Pepper, Limited liability company, US Securities and Exchange Commission, Financial Crimes Enforcement Network (USA), United States bankruptcy court
    Location:
    USA
    Firm:
    Troutman Pepper
    Considerations for Brazilian Borrowers and Lenders of U.S. Syndicated Loans
    2019-01-18

    A mix of changing credit market conditions and political and economic factors in major economies may be opening up a window of opportunity for Brazilian borrowers to access cross-border lending. Given market dynamics in the United States, Brazilian borrowers may gain both covenant and pricing advantages by syndicating transactions in the U.S. rather than borrowing in the Brazilian loan or CCB markets. In some instances, this may allow Brazilian borrowers to optimize their capital structure with a multi-tiered composition of U.S.

    Filed under:
    USA, Banking, Corporate Finance/M&A, Insolvency & Restructuring, Securitization & Structured Finance, White Collar Crime, Sullivan & Cromwell LLP, Money laundering
    Authors:
    Sergio J. Galvis , Werner F. Ahlers , Ari B. Blaut
    Location:
    USA
    Firm:
    Sullivan & Cromwell LLP
    Fifth Circuit Blocks Fraudulent Transferee’s Good Faith Defense
    2019-01-16

    “A … transferee [who] received fraudulent transfers with actual knowledge or inquiry notice of fraud or insolvency” loses any “good faith” defense available under the Texas version of the Uniform Fraudulent Transfer Act (“TUFTA”), held the U.S. Court of Appeals for the Fifth Circuit on Jan. 9, 2019. Janvey v. GMAG LLC, 2019 WL 141107, *3 (5th Cir. Jan. 9, 2019) (emphasis added).

    Filed under:
    USA, Texas, Insolvency & Restructuring, Litigation, White Collar Crime, Schulte Roth & Zabel LLP, Due diligence, US Securities and Exchange Commission, European Securities and Markets Authority, Fifth Circuit, Texas Supreme Court, U.S. Court of Appeals
    Authors:
    Michael L. Cook
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    Eighth Circuit Rejects Ponzi Scheme Presumption To Protect Legitimate Loan Repayments
    2018-11-29

    “… Ponzi scheme payments to satisfy legitimate antecedent debts to defendant banks could not be avoided” by a bankruptcy trustee “absent transaction-specific proof of actual intent to defraud or the statutory elements of constructive fraud – transfer by an insolvent debtor who did not receive reasonably equivalent value in exchange,” held the U.S. Court of Appeals for the Eighth Circuit on Nov. 20, 2018. Stoebner v. Opportunity Finance LLC, 2018 WL 6055636 at *4 (8th Cir. Nov. 20, 2018), citing Finn v. Alliance Bank, 860 N.W. 2d 638, 653-56 (Minn. 2015).

    Filed under:
    USA, Minnesota, Texas, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, Schulte Roth & Zabel LLP, Eighth Circuit, Minnesota Supreme Court, U.S. Court of Appeals
    Authors:
    Michael L. Cook
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    Delaware Court Holds Chapter 7 Trustee Can Sell Avoidance Claims
    2018-11-19

    In Claridge Associates, LLC, et al. v. Anthony Schepis (In re Pursuit Capital Management, LLC), Adv. P. No. 16-50083 (LSS) (Bankr. D. Del. Nov. 2, 2018), the Honorable Laurie Silverstein held that a chapter 7 trustee was authorized to sell the right to pursue fraudulent conveyance claims to third parties, pursuant to section 363 of the Bankruptcy Code. In doing so, the Court extended the Third Circuit’s holding in Official Committee Of Unsecured Creditors of Cybergenics Corp. v. Chinery, 330 F.3d 548 (3d. Cir. 2003) (en banc) to chapter 7 cases.

    Filed under:
    USA, Delaware, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, FisherBroyles LLP, Bankruptcy, Debtor, Investment management, Underwriting, Conveyancing, Trustee, US District Court for District of Delaware
    Authors:
    H. Joseph Acosta
    Location:
    USA
    Firm:
    FisherBroyles LLP
    New York Federal Court Holds County Tax Foreclosure May Constitute Fraudulent Conveyance
    2018-08-23

    The United States District Court for the Western District of New York recently reversed a Bankruptcy Court’s dismissal of an action and held that sales arising from tax foreclosures may be avoidable as fraudulent transfers. SeeHampton v. Ontario Cty., New York, 2018 WL 3454688 (W.D.N.Y. July 18, 2018). The case involves two adversary proceedings commenced by homeowners against the County of Ontario (the “County”). In each matter, the County foreclosed on plaintiffs’ homes after plaintiffs failed to pay property taxes.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Real Estate, White Collar Crime, Riker Danzig LLP, Foreclosure
    Authors:
    Michael R. O’Donnell
    Location:
    USA
    Firm:
    Riker Danzig LLP
    Could the “collapsing doctrine” be used to avoid an extraterritorial transfer?
    2018-08-03

    InLaMonica v. CEVA Group PLC, et al. (In re CIL Limited), Adversary No. 14-02442 (Bankr. S.D.N.Y June 15, 2018), the Bankruptcy Court for the Southern District of New York was tasked with deciding whether the “collapsing doctrine” could be used to determine the situs of a fraudulent transfer, which was part of an international, multi-step transaction occurring inside and outside of the United States. 

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, FisherBroyles LLP, United States bankruptcy court, US District Court for the Southern District of New York
    Authors:
    H. Joseph Acosta
    Location:
    USA
    Firm:
    FisherBroyles LLP
    Cannabis, Cash, and Crime
    2018-07-17

    Los Angeles Lawyer July/August 2018

    BANKING, LENDING, AND INSOLVENCY RESTRICTIONS RELEGATE THE LEGITIMATE CANNABIS INDUSTRY IN CALIFORNIA TO AN ALL-CASH BUSINESS, VULNERABLE TO CRIME

    Filed under:
    USA, California, Healthcare & Life Sciences, Insolvency & Restructuring, Litigation, White Collar Crime, Buchalter, Know your customer, Cannabis, Money laundering, Self-Invested Personal Pension, US Department of Justice, Financial Crimes Enforcement Network (USA)
    Authors:
    Richard P. Ormond
    Location:
    USA
    Firm:
    Buchalter
    District Court Dismisses Original Source’s FCA Claims as Barred by Government’s Pursuit of Penalty in Bankruptcy Proceeding
    2018-07-09

    The government action bar provides that a relator may not bring a False Claims Act (FCA) lawsuit “based upon allegations or transactions which are the subject of a civil suit or anadministrative civil money penalty proceeding in which the Government is already a party.” 31 U.S.C. § 3730(e)(3) (emphasis added). Recently, in Schagrin v. LDR Industries, LLC, No. 14 C 9125, 2018 WL 2332252 (N.D. Ill.

    Filed under:
    USA, Competition & Antitrust, Insolvency & Restructuring, Litigation, Trade & Customs, White Collar Crime, Sidley Austin LLP, False Claims Act 1863 (USA), US District Court for Northern District of Illinois
    Authors:
    Kimberly A. Dunne , James Perez
    Location:
    USA
    Firm:
    Sidley Austin LLP

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