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    Sixth Circuit Trims Bank’s Good Faith Defense to Fraudulent Transfer Claims
    2017-03-09

    A defendant bank (“Bank”) in a fraudulent transfer suit “could not prove” its “good faith” defense for loan repayments it received after its “investigator discovered [the] fraudulent past” of the Ponzi scheme debtor’s principal but “failed to disclose that past to [the Bank’s account] manager,” held the U.S. Court of Appeals for the Sixth Circuit on Feb. 8, 2017. Meoli v. Huntington Nat’l Bank, 2017 U.S. App. LEXIS 2248, *28 (6th Cir. Feb. 8, 2017).

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, Schulte Roth & Zabel LLP, Sixth Circuit, Seventh Circuit
    Authors:
    Michael L. Cook
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    District Divided: Tribune Decision Creates SDNY Split over Standard for Imputing Officer and Director Intent to a Corporation
    2017-03-09

    LBOs can get messy. Such was the case for the Tribune Company, which, in conjunction with its private equity investor, borrowed approximately $10.7 billion in 2007 to finance its buyout. Soon after the LBO was completed, Tribune experienced financial difficulties that made it unable to service its new debt, and, in December 2008, the company filed for chapter 11 protection.

    Filed under:
    USA, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, White Collar Crime, Weil Gotshal & Manges LLP, United States bankruptcy court, US District Court for the Southern District of New York
    Location:
    USA
    Firm:
    Weil Gotshal & Manges LLP
    No Trustee Left Behind - Another Bankruptcy Court Requires Colleges to Return Tuition to the Bankruptcy Estate
    2017-02-13

    Another bankruptcy trustee catches another hapless college unaware. In Roach v. Skidmore College (In re Dunston), Bankr. S.D. Ga. (Jan 31, 2017), a trustee appears to win the next battle of “bankruptcy estates v. child’s college,” ruling that an insolvent parent who paid the college tuition of an adult child made a fraudulent transfer to the college.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Bryan Cave Leighton Paisner (Bryan Cave), United States bankruptcy court
    Authors:
    Mark I. Duedall
    Location:
    USA
    Firm:
    Bryan Cave Leighton Paisner (Bryan Cave)
    From the Top
    2017-01-27

    The U.S. Supreme Court issued two rulings in 2016 involving issues of bankruptcy law.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Jones Day, Credit (finance), American Recovery and Reinvestment Act 2009 (USA), Fair Debt Collection Practices Act 1977 (USA), Supreme Court of the United States, Eleventh Circuit, Third Circuit
    Location:
    USA
    Firm:
    Jones Day
    Nutter Bank Report, December 2016
    2016-12-27

    Headlines 1. OCC to Consider Fintech Applications for Special Purpose National Bank Charters 2. Federal Banking Agencies Publish Guidance on New Credit Loss Accounting Standard 3. Federal Banking Agencies Issue Final Rule on Extended Exam Cycles 4. Division of Banks Amends Foreclosure Prevention and ATM/EFT Rules 5. Other Developments: Marijuana Guidance and Bank Fraud

    1. OCC to Consider Fintech Applications for Special Purpose National Bank Charters

    Filed under:
    USA, Banking, Insolvency & Restructuring, IT & Data Protection, White Collar Crime, Nutter McClennen & Fish LLP
    Authors:
    Kenneth F. Ehrlich , Michael K. Krebs , Matthew D. Hanaghan
    Location:
    USA
    Firm:
    Nutter McClennen & Fish LLP
    In Bankruptcy, Attorney-Client Privilege Is Not Absolute
    2016-11-14

    The U.S. Bankruptcy Code gives debtors access to powerful rights and remedies that are not available under non-bankruptcy law. As a balance to these extraordinary powers however, a debtor may lose some or all control over its own affairs under certain circumstances. One of the rights that the debtor “puts into play” when it files bankruptcy is the attorney-client privilege (the Privilege).

    Filed under:
    USA, New York, Derivatives, Insolvency & Restructuring, Legal Practice, Litigation, White Collar Crime, Wilk Auslander LLP, Commodity Futures Trading Commission (USA)
    Authors:
    Eric J. Snyder , Eloy A. Peral
    Location:
    USA
    Firm:
    Wilk Auslander LLP
    Law Enforcement Thwarts Sovereign Freeman
    2016-11-03

    Copyrighting their names, “signing” with red thumbprints – we’ve seen some unusual court filings from unique individuals. But one person has apparently gone too far.

    It can be incredibly frustrating for a lender when a borrower defaults on a loan and asserts frivolous defenses in response. A group of individuals who call themselves “sovereign citizens” or “sovereign freemen” often makes lawsuits quite tedious by refusing to recognize the authority of the courts or the government, or claiming that the loan is invalid because it is based on “vapor money.”

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, Real Estate, White Collar Crime, Carlton Fields
    Authors:
    Naomi M. Berry
    Location:
    USA
    Firm:
    Carlton Fields
    Ending the 10b-5 Hold-up: Aéropostale Rejects Debtor’s Attack on Traders
    2016-10-24

    In an August 2016 decision in the Aéropostale bankruptcy case,1 the Bankruptcy Court for the Southern District of New York held that allegations of insider trading did not justify equitable subordination and were not “cause” to deny a credit bid. The decision helps bridge the gap between the treatment of insider trading allegations in bankruptcy court and their treatment everywhere else.

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Kramer Levin Naftalis & Frankel LLP, Insider trading
    Authors:
    Thomas Moers Mayer
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    In re McWhorter
    2016-09-26

    (Bankr. E.D. Ky. Sept. 14, 2016)

    Filed under:
    USA, Kentucky, Insolvency & Restructuring, Litigation, White Collar Crime, Stoll Keenon Ogden PLLC
    Authors:
    Robert K. Imperial
    Location:
    USA
    Firm:
    Stoll Keenon Ogden PLLC
    Over Four Hundred Years of Law on Fraudulent Transfers, Flushed Down the Drain
    2016-08-15

    In 1571, Parliament enacted a law, sometimes known as the Statute of 13 Elizabeth, creating one of the greatest means of creditor protection – the proscription of fraudulent transfers.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Bryan Cave Leighton Paisner (Bryan Cave), Bankruptcy, Debtor, Security (finance), Fraud, US Congress, The Wall Street Journal, US Code, Title 11 of the US Code, Trustee
    Authors:
    Mark I. Duedall
    Location:
    USA
    Firm:
    Bryan Cave Leighton Paisner (Bryan Cave)

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