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    Family Office Insights Beware: Fraud Prevention in the Family Office
    2019-07-30

    The transition from a family business to a family office can be treacherous. In a family business, the family is still involved in the day-to-day operations of the business and is literally “watching the store.” In a family office, the day-to-day operation of the family business and other financial investments and endeavors of the family may be delegated to experts outside of the family. This should create an enhanced level of professionalism and provide institutional safeguards and protections for the family, but can backfire.

    Filed under:
    United Kingdom, Company & Commercial, Insolvency & Restructuring, White Collar Crime, Squire Patton Boggs, Private equity, Fraud, Board of directors
    Authors:
    Geoffrey G. Davis
    Location:
    United Kingdom
    Firm:
    Squire Patton Boggs
    Defence to directors’ breach of duty reconsidered
    2012-10-22

    Bilta (UK) Ltd in liquidation) & others v Muhammad Nazir & others [30.07.12]

    High Court refuses to accept that a claim by an insolvent one-man company against its director for breach of his duties would be barred by ex turpi causa.

    Bilta had two directors, one of whom owned all the company’s issued shares, effectively making it a "one-man company". The directors used Bilta to perpetrate a huge VAT fraud which left the company owing £38 million to HMRC. As a result, it was placed into insolvent liquidation.

    Filed under:
    United Kingdom, Company & Commercial, Insolvency & Restructuring, Litigation, White Collar Crime, Kennedys Law LLP, Shareholder, Fraud, Audit, Liquidation
    Location:
    United Kingdom
    Firm:
    Kennedys Law LLP
    Litigation & arbitration: top things you need to know - October 2012
    2012-10-31
    1. Jackson reforms will go ahead in April 2013

    The new Master of the Rolls, Lord Dyson, has confirmed that the Jackson reforms will come into force in April 2013, scotching rumours that the legislative process would not be completed in time.  He emphasised the importance of the Court of Appeal's role in implementing the reforms, maintaining consistency and minimising satellite litigation, urging the court to "speak clearly through [its] judgments in explaining how the reforms are intended to operate".  He also described the issue of costs management

    Filed under:
    United Kingdom, Arbitration & ADR, Banking, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Olswang LLP
    Authors:
    Sarah Speller
    Location:
    United Kingdom
    Firm:
    Olswang LLP
    Liquidator’s action not stymied by illegality defence
    2012-10-02

    Introduction

    In the recent High Court decision in Bilta (UK) Ltd (In liquidation) and others v Nazir and others [2012] EWHC (Ch), the court considered the application of the legal doctrine of ‘ex turpi causa non oritur actio’ in the context of fraud.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, White Collar Crime, BDB Pitmans LLP, Fraud, Liquidation, HM Revenue and Customs (UK)
    Authors:
    Philip Smith
    Location:
    United Kingdom
    Firm:
    BDB Pitmans LLP
    Azevedo & Anor v Imcopa Importacao, Exportaacao e Industria de Oleos Ltda & Ors [2012] EWHC 1849
    2012-08-31

    Facts

    In 2006, a subsidiary of a Brazilian company issued US$100 million in principal amount of notes, guaranteed by its parent and constituted by a trust deed.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, WongPartnership LLP
    Location:
    United Kingdom
    Firm:
    WongPartnership LLP
    Skeletons in Halliwells LLP's closet: secret meetings, fraud and siphoned funds
    2012-06-29

    As noted in our July 2010 newsletter, lawyers are not immune from the recession.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, White Collar Crime, Buddle Findlay
    Location:
    United Kingdom
    Firm:
    Buddle Findlay
    Payments for creditors to vote for proposals held not to be bribes
    2012-06-06

    A facilitation payment to encourage creditors to vote through the restructuring proposals of creditors’ debts has been held by the High Court not to be an illegal bribe. The court had regard to the fact that the offer of payment was made openly to all relevant creditors, none of whom were prevented from voting on the proposal. As such, where a creditor consented and received the facilitation payment, this was not contrary to the pari passu principle.

    The facts

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, White Collar Crime, Mayer Brown, Bond (finance), Debt
    Authors:
    David Allen , Jessica Walker
    Location:
    United Kingdom
    Firm:
    Mayer Brown
    Smoke in the hall of mirrors: good news for defendants in Sinclair v Versailles [2011] EWHC Civ 347
    2011-06-08

    The Sinclair v Versailles1 decision has extinguished any prospect that a victim of a fraud has a proprietary claim to a fraudster’s secret profits. It also offers significant comfort to banks, insolvency practitioners and other potential recipients of trust funds by setting a high bar for whether a recipient person is “on notice” of a proprietary claim to those funds.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, White Collar Crime, Herbert Smith Freehills LLP, Share (finance), Bribery, Fraud, Fiduciary, Interest, Beneficiary, Consideration, Public limited company, Trustee, High Court of Justice (England & Wales)
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP
    Stanford, liquidations and the Serious Fraud Office
    2011-05-01

    In relation to insolvent liquidations under U.K. law, one of the primary objectives will be the implementation of an efficient process to preserve and recover assets for the benefit of the creditors. This is particularly so where there is a need to instigate costly litigation or cross-border recognition proceedings and where the liquidator will want increased assurances as to the likelihood that those steps will generate positive returns.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, White Collar Crime, Jones Day, Injunction, Fraud, Money laundering, Liquidation, Liquidator (law), Prejudice, US Department of Justice, Serious Fraud Office (UK), Proceeds of Crime Act 2002 (UK), Court of Appeal of England & Wales
    Authors:
    Steven D. Richards
    Location:
    United Kingdom
    Firm:
    Jones Day
    Freezing orders and fortification of cross-undertakings
    2010-08-12

    On 21 May 2010, Justice Floyd handed down his judgment in Bloomsbury International Ltd (in administration) v Mark Alan Holyoake.1 The case sheds light on the circumstances in which it is appropriate for a cross-undertaking provided by administrators on behalf of an insolvent company to be fortifi ed by a bank guarantee.

    Facts

    Filed under:
    United Kingdom, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, White Collar Crime, RPC, Surety, Injunction, Fraud, Liability (financial accounting)
    Authors:
    Andy McGregor
    Location:
    United Kingdom
    Firm:
    RPC

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