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    Echelon Part 1 - no right of retention for former liquidators
    2011-06-09

    In a recent case in relation to the liquidation of Echelon Wealth Management Limited ("E"), Lord Glennie has decided that upon removal as liquidator, a former liquidator may not retain from the assets of the liquidated company any sum as security for costs.

    The Facts

    S&C were appointed joint liquidators of E at a creditors meeting on 16 December 2008. At a creditors meeting on 22 July 2009, they were then removed from office with new joint liquidators being appointed.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, MacRoberts LLP, Costs in English law, Unsecured debt, Security (finance), Interest, Liquidation, Liquidator (law)
    Authors:
    Alan Meek , Leon Breakey
    Location:
    United Kingdom
    Firm:
    MacRoberts LLP
    Settlement reached in first UK Pensions Regulator “Contribution Notice” case
    2011-06-14

    The UK Pensions Regulator (the Regulator) has just announced that it has reached a settlement with the intended target of its first Contribution Notice (CN), with the result that the CN has been issued, but for a far lower amount than the Regulator originally sought. This case gives important guidance on the situations in which the Regulator believes it will be justified in issuing a CN, and on the potential liabilities targets may face.

    The Moral Hazard Powers

    Filed under:
    United Kingdom, Employee Benefits & Pensions, Insolvency & Restructuring, Litigation, Latham & Watkins LLP, Letter of credit, Board of directors, Liability (financial accounting), Defined benefit pension plan, Parent company, Secured loan, The Pensions Regulator (UK), Pension Protection Fund, Chief executive officer, Trustee
    Authors:
    Catherine Drinnan
    Location:
    United Kingdom
    Firm:
    Latham & Watkins LLP
    Employment Appeal Tribunal clarifies law on “pre-pack” administration TUPE dismissals
    2011-06-15

    Important news for those buying a business out of “pre-pack” administration. The Employment Appeal Tribunal (EAT) in Pressure Coolers v.

    Filed under:
    United Kingdom, Employment & Labor, Insolvency & Restructuring, Litigation, Kingsley Napley, Costs in English law, Liquidation, Unfair dismissal, Precondition, Transfer of Undertakings (Protection of Employment) Regulations 2006 (UK), Employment Rights Act 1996 (UK), Employment Appeal Tribunal
    Location:
    United Kingdom
    Firm:
    Kingsley Napley
    Echelon 2 - guidance on reduction of liquidators remuneration
    2011-06-15

    As reported in our recent e-update on the case of Echelon Wealth Management Limited (in liquidation), Lord Glennie has determined that liquidators who are removed from office have no right to retain assets as security for remuneration and costs.  Lord Glennie then went on to consider how the court, in determining the level of a liquidator’s remuneration, should view the conduct of the liquidator. 

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, MacRoberts LLP, Costs in English law, Breach of contract, Interest, Withholding tax, Liquidation, Liquidator (law)
    Authors:
    Alan Meek , Leon Breakey
    Location:
    United Kingdom
    Firm:
    MacRoberts LLP
    Unwrapping English pre-packaged administrations: a guide to “pre-packs” in England
    2011-05-23

    Introduction

    Filed under:
    United Kingdom, Insolvency & Restructuring, Chadbourne & Parke LLP, Shareholder, Debtor, Unsecured debt, Marketing, Debt, Liability (financial accounting), Secured creditor, Liquidator (law), Valuation (finance), Insolvency Act 1986 (UK)
    Authors:
    Alastair Goldrein
    Location:
    United Kingdom
    Firm:
    Chadbourne & Parke LLP
    “Sword of Damocles:” pensions in an English insolvency
    2011-05-23

    Introduction

    Filed under:
    United Kingdom, Employee Benefits & Pensions, Insolvency & Restructuring, Litigation, Chadbourne & Parke LLP, Shareholder, Unsecured debt, Retirement, Liability (financial accounting), Tax deduction, Holding company, Investment funds, The Pensions Regulator (UK), Lehman Brothers, Insolvency Act 1986 (UK), Pensions Act 2004 (UK), High Court of Justice (England & Wales)
    Authors:
    Alastair Goldrein
    Location:
    United Kingdom
    Firm:
    Chadbourne & Parke LLP
    Insolvency
    2011-04-15

    A clause in a settlement agreement, which provided that an indemnity would cease on a company's insolvency, infringed the anti-deprivation principle as it deprived the insolvent company's administrators of an asset for distribution to creditors. A purported "contracting out" of the insolvency legislation was contrary to public policy and the clause was void (Folgate London Market Ltd v Chaucer Insurance Plc www.bailii.org/ew/cases/EWCA/Civ/2011/328.html).

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Mills & Reeve LLP
    Authors:
    Miranda Whiteley
    Location:
    United Kingdom
    Firm:
    Mills & Reeve LLP
    Limiting indemnity rights when an insured is insolvent
    2011-04-18

    In a recent case, the court held that a party to a settlement agreement (in this case a broker) cannot restrict the indemnity it is providing so that the indemnity is not payable if the insured goes into administration, or liquidation, or undergoes some other insolvency event. The decision is important on its own facts. But it does also raise questions about the legitimacy of other clauses in insurance contracts which depend on whether or not the insured or reinsured has entered into any kind of insolvency event.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Insurance, Litigation, CMS Cameron McKenna Nabarro Olswang LLP, Negligence, Reinsurance, Liquidation, Insolvency Act 1986 (UK), Court of Appeal of England & Wales
    Authors:
    Amit Tyagi , Jonathan Thorpe , Peter Wiltshire
    Location:
    United Kingdom
    Firm:
    CMS Cameron McKenna Nabarro Olswang LLP
    Limited discretion on bankruptcy order
    2011-04-21

    The court has a limited discretion not to make a bankruptcy order where the debt is the subject of a statutory demand which has not been paid and is outstanding at the time of the bankruptcy petition hearing.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Gowling WLG, Bankruptcy, Customs, Debtor, Debt, Proportionality (law), Right to a fair trial, National Health Service (UK), HM Revenue and Customs (UK)
    Authors:
    Greg Standing , Ian Weatherall
    Location:
    United Kingdom
    Firm:
    Gowling WLG
    Stanford, liquidations and the Serious Fraud Office
    2011-05-01

    In relation to insolvent liquidations under U.K. law, one of the primary objectives will be the implementation of an efficient process to preserve and recover assets for the benefit of the creditors. This is particularly so where there is a need to instigate costly litigation or cross-border recognition proceedings and where the liquidator will want increased assurances as to the likelihood that those steps will generate positive returns.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, White Collar Crime, Jones Day, Injunction, Fraud, Money laundering, Liquidation, Liquidator (law), Prejudice, US Department of Justice, Serious Fraud Office (UK), Proceeds of Crime Act 2002 (UK), Court of Appeal of England & Wales
    Authors:
    Steven D. Richards
    Location:
    United Kingdom
    Firm:
    Jones Day

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