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    Third-party releases and deeds of company arrangement: Lehman Brothers v City of Swan
    2010-04-29

    Insolvency Partner, Amanda Banton and Lawyer, Anna MacFarlane summarise the High Court’s judgment delivered on 14 April 2010 in which the Court held, as the Full Court of the Federal Court held in first instance, that, properly construed, Pt 5.3A of the Corporations Act (Cth) 2001 does not permit third-party releases within DOCAs.

    The important features of the judgment:

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Piper Alderman, Statutory interpretation, Consideration, Debt, Deed, Liquidator (law), Collateralized debt obligation, Lehman Brothers, Corporations Act 2001 (Australia), Federal Court of Australia
    Location:
    Australia
    Firm:
    Piper Alderman
    Sunset for the Sons of Gwalia? Proposed legislation to subordinate shareholder claims
    2010-05-14

    We have been sending Client Updates since 2007 concerning the decision of the Australian High (Supreme) Court in Sons of Gwalia Ltd v Margaretic. Specifically, the High Court held that the damages claims of shareholders of insolvent companies for fraud and misrepresentation should be treated pari passu with the claims of all other unsecured creditors, rather than being treated as subordinated to unsecured claims as is the case in the U.S.

    Filed under:
    Australia, Company & Commercial, Insolvency & Restructuring, Litigation, Bracewell LLP, Share (finance), Shareholder, Unsecured debt, Fraud, Misrepresentation, US Department of the Treasury, High Court of Justice (England & Wales)
    Location:
    Australia
    Firm:
    Bracewell LLP
    High Court rules on third-party releases within deeds of company arrangement
    2010-05-25

    Background
    Judgment
    Schemes of arrangement
    Costs

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Piper Alderman, Statutory interpretation, Consideration, Debt, Deed, Liquidation, Majority opinion, Lehman Brothers, Corporations Act 2001 (Australia), High Court of Australia
    Authors:
    Amanda Banton
    Location:
    Australia
    Firm:
    Piper Alderman
    Victorian Court of Appeal clarifies preference law
    2010-07-01

    Before 1993, the question of whether a creditor of a corporation being wound up had received an unfair preference from that corporation was determined under section 122 of the Bankruptcy Act 1966 (Cth). In 1993, a new Part 5.7B was inserted into the Corporations Act to deal with voidable transactions such as unfair preferences. Since then two lines of divergent judicial authority have developed:

    Filed under:
    Australia, Victoria, Insolvency & Restructuring, Litigation, Norton Rose Fulbright, Unsecured debt, Debt, Reinsurance, Liquidation, Liquidator (law), Subsidiary, MetLife, Corporations Act 2001 (Australia), Victoria Supreme Court, High Court of Australia
    Authors:
    David Porter , Steven Palmer
    Location:
    Australia
    Firm:
    Norton Rose Fulbright
    Summons for public examinations have extraterritorial effect
    2009-09-15

    The significant increase in the number of companies passing into liquidation in the current economic climate has focussed Courts on whether they can summons a non-resident. Dispute Resolution Associate, Justin Le Blond, examines the position.

    Filed under:
    Australia, Western Australia, Insolvency & Restructuring, Litigation, Piper Alderman, Statutory interpretation, Extraterritoriality, Corporations Act 2001 (Australia), High Court of Justice (England & Wales), Federal Court of Australia, New South Wales Supreme Court
    Location:
    Australia
    Firm:
    Piper Alderman
    Bruton Holdings – ATO has no power to garnishee debt after commencement of winding up
    2009-10-07

    Introduction

    By unanimous decision in Bruton Holdings Pty Limited (in liquidation) v Commissioner of Taxation1, five members of the High Court have reversed a controversial decision of the Full Federal Court to confirm that the Commissioner of Taxation (Commissioner) cannot ‘leap-frog’ other creditors in a liquidation.2

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Tax, Herbert Smith Freehills LLP, Debt, Liability (financial accounting), Liquidation, Liquidator (law), Australian Taxation Office, Commissioner of Taxation (Australia), Corporations Act 2001 (Australia), Income Tax Assessment Act 1936 (Australia), High Court of Justice (England & Wales), Federal Court of Australia, High Court of Australia
    Authors:
    Paul Wenk
    Location:
    Australia
    Firm:
    Herbert Smith Freehills LLP
    Solicitors and advisors to face liability for directors’ breach
    2009-11-13

    Introduction

    The New South Wales Supreme Court has found a solicitor liable for facilitating unlawful ‘phoenix’ activity.1 Phoenix activity consists of transferring business assets out of an old debt-laden company (which subsequently goes into liquidation) to a new debt free company. The new company carries on the business of the old company; but the assets are put beyond the reach of the creditors of the old company.

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Herbert Smith Freehills LLP, Share (finance), Breach of contract, Dividends, Solicitor, Debt, Liability (financial accounting), Liquidation, Good faith, Unsecured creditor, Causality, Australian Taxation Office, Corporations Act 2001 (Australia)
    Authors:
    Paul Wenk
    Location:
    Australia
    Firm:
    Herbert Smith Freehills LLP
    High Court decision on subrogation and a first mortgagee’s obligations to guarantors
    2009-11-30

    The High Court’s recent decision in Bofinger v Kingsway involves the law respecting sureties, their obligation to indemnify the creditor and right to indemnity by the principal debtor, and the operation of the doctrine of equity associated with the term “subrogation”.

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Real Estate, Piper Alderman, Surety, Debtor, Solicitor, Debt, Mortgage loan, Liquidation, Default (finance), High Court of Justice (England & Wales)
    Authors:
    Tom Griffith
    Location:
    Australia
    Firm:
    Piper Alderman
    US Bankruptcy Court flips English decision on flip clauses in Lehman Brothers case
    2010-02-05

    On 25 January 2010, the United States Bankruptcy Court handed down its much anticipated decision in relation to an action brought in that court by two Lehman Brothers entities (the Lehman entities) against BNY Corporate Trustee Services Limited (BNY) (the US Decision).

    Filed under:
    Australia, USA, Banking, Insolvency & Restructuring, Litigation, Securitization & Structured Finance, Clayton Utz, Bankruptcy, Swap (finance), Default (finance), Lehman Brothers, Title 11 of the US Code, Court of Appeal of England & Wales, United States bankruptcy court
    Location:
    Australia, USA
    Firm:
    Clayton Utz
    Federal government steps in to overturn Sons of Gwalia ruling
    2010-02-17

    The High Court of Australia’s Sons of Gwalia Ltd v Margaretic (Sons of Gwalia) decision recognised an aggrieved shareholder’s claim for damages (in relation to the acquisition of shares) on equal footing with those of an insolvent company’s other unsecured creditors. Dispute Resolution Associate, Justin Le Blond, examines the Government’s response to the decision.

    Filed under:
    Australia, Insolvency & Restructuring, Litigation, Piper Alderman, Bond market, Shareholder, Unsecured debt, Debt, Misrepresentation, Liquidation, Corporate bond, Distressed securities, Corporations Act 2001 (Australia), High Court of Australia
    Location:
    Australia
    Firm:
    Piper Alderman

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