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    Solvent run-off schemes in the United States: the Rhode Island statute and current challenges
    2011-03-21

    On March 16, 2011, a Rhode Island Superior Court heard arguments on whether Rhode Island's solvent restructuring statute violates the Contracts Clause of the U.S. Constitution. The case stems from a global commutation plan developed pursuant to this statute by GTE Reinsurance Company Limited in order to settle all of its obligations under various property and casualty risks reinsured by GTE Re decades ago. Critics contend that the Rhode Island law enables policies and contracts to be modified without policyholder consent in violation of the U.S. Constitution.

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Foley & Lardner LLP, Reinsurance, Liquidation, Casualty insurance, UK Department of Trade and Industry, Constitution
    Authors:
    Brian S. Kaas , Jonathan M. (Mike) Davis
    Location:
    USA
    Firm:
    Foley & Lardner LLP
    Dodd-Frank Wall Street Reform and Consumer Protection Act: FDIC proposes additional rules implementing aspects of orderly liquidation authority
    2011-03-29

    In its continued effort to implement its authority to resolve “covered financial companies” under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), on March 15, 2011, the Board of Directors of the Federal Depository Insurance Corporation (the “FDIC”) approved the Notice of Proposed Rulemaking Implementing Certain Orderly Liquidation Authority Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Proposed Rules”).

    Filed under:
    USA, Banking, Insolvency & Restructuring, White & Case, Consumer protection, Unsecured debt, Fraud, Board of directors, Liquidation, Bank holding company, Systemic risk, Federal Deposit Insurance Corporation (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), GAAP, International Financial Reporting Standards, US Secretary of the Treasury
    Authors:
    Linda M. Leali , Gerard Uzzi , Duane D. Wall
    Location:
    USA
    Firm:
    White & Case
    Does “dodd-frank” allow for a federal liquidator of an insurance company?
    2011-03-28

    The short answer to the title question is “no.” However, under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank” or the “Act”), the Federal Deposit Insurance Corporation (“FDIC”) has limited “back-up” authority to place into liquidation an insurance company that (i) meets certain criteria as respects the nature of its business and (ii) is essentially “too big to fail.” This liquidation proceeding would, however, still be under the relevant state insurance liquidation laws.1  

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Chadbourne & Parke LLP, Shareholder, Consumer protection, Liquidation, Default (finance), Liquidator (law), Systemic risk, Federal Deposit Insurance Corporation (USA), Federal Reserve (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), US Code, Bank Holding Company Act 1956 (USA), US Secretary of the Treasury
    Authors:
    Donald J. Mros , Richard G. Liskov
    Location:
    USA
    Firm:
    Chadbourne & Parke LLP
    FDIC issues notice of proposed rulemaking regarding certain orderly liquidation authority provisions of the Dodd-Frank Act
    2011-03-23

    On March 15, 2011, the Federal Deposit Insurance Corporation (“FDIC”) issued a notice of proposed rulemaking (“NPR”) to implement certain orderly liquidation authority (“OLA”) provisions of Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).

    Filed under:
    USA, Banking, Capital Markets, Insolvency & Restructuring, Insurance, Sidley Austin LLP, Consumer protection, Liquidation, Federal Deposit Insurance Corporation (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Location:
    USA
    Firm:
    Sidley Austin LLP
    Madoff trustee's amended complaint - more bad stuff 'bout the Mets (owners)
    2011-03-23

    Irving Picard, the trustee overseeing the liquidation of Bernard L.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, White Collar Crime, Kelley Drye & Warren LLP, Bankruptcy, Fraud, Liquidation, Gross negligence, Unsecured creditor, The New York Times, Trustee, Second Circuit, United States bankruptcy court
    Authors:
    Benjamin D. Feder
    Location:
    USA
    Firm:
    Kelley Drye & Warren LLP
    Insureds' $20 million settlement payment to FTC redress fund held uninsurable restitution
    2011-04-01

    The Commonwealth Court of Pennsylvania, which is overseeing the liquidation of the insurer in the coverage dispute, entered an order approving the insurer’s denial of coverage under an excess policy for a $20 million settlement that two individual insureds paid into a Federal Trade Commission (FTC) redress fund. The court adopted the recommendation of the referee appointed to hear the coverage dispute, who applied California law and concluded that the insurer was entitled to summary judgment following briefing and oral argument. Wiley Rein represented the insurer before the referee.

    Filed under:
    USA, Pennsylvania, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Fraud, Interest, Debt, Mortgage loan, Liquidation, Unconscionability, Federal Trade Commission (USA), Commonwealth Court of Pennsylvania
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Make sure that bankruptcy debtors have court authority to use cash collateral
    2011-04-01

    A recent bankruptcy case merits the attention of credit managers and others involved in credit decisions. To avoid credit risk when dealing with a chapter 11 debtor in possession, you must verify that the debtor has court authority to use cash collateral prior to shipping or accepting payment.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Calfee Halter & Griswold LLP, Bankruptcy, Debtor, Collateral (finance), Accounts receivable, Consent, Credit risk, Liquidation, Secured creditor, Debtor in possession, United States bankruptcy court, Eleventh Circuit
    Authors:
    James M. Lawniczak , Thomas A. Cicarella , Jean R. Robertson
    Location:
    USA
    Firm:
    Calfee Halter & Griswold LLP
    Rumors of the demise of creditor derivative suits on behalf of LLCs not an exaggeration
    2011-04-01

    A decision recently handed down by the Delaware Chancery Court, CML V, LLC v. Bax, indicates that creditors of a limited liability company (“LLC”) organized under Delaware law do not have standing to institute derivative suits against an LLC’s management, even when the LLC is insolvent, unless the right is expressly set forth in the LLC’s organizational documents or external agreements.

    Background

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Jones Day, Limited liability company, Standing (law), Liquidation, Duty of care, Bad faith, Subsidiary, Derivative suit, Court of Chancery, Delaware Court of Chancery
    Authors:
    Nicholas C. Kamphaus
    Location:
    USA
    Firm:
    Jones Day
    State court receiverships and assignments for benefit of creditors
    2011-03-31

    Click here to view the webinar.

    Click here for the PowerPoint presentation.

    Click here for the presentation materials.

    State Court Receiverships

    Filed under:
    USA, Insolvency & Restructuring, Nexsen Pruet, Debtor, Limited liability company, Foreclosure, Liquidation, Investment company, Right to property, US Securities and Exchange Commission, Commodity Futures Trading Commission (USA), Federal Rules of Civil Procedure (USA)
    Authors:
    Christine L. Myatt
    Location:
    USA
    Firm:
    Nexsen Pruet
    TUPE and administrations: Oakland v Wellswood rejected
    2011-03-31

    Administrations, including "pre-packs", are not capable of constituting "insolvency proceedings...instituted with a view to the liquidation of the assets of the transferor" within the meaning of Regulation 8(7) of TUPE. Where there is a sale of an undertaking by an administrator, the employees assigned to the undertaking will automatically transfer to the buyer and receive unfair dismissal protection.

    Key facts

    Filed under:
    USA, Employment & Labor, Insolvency & Restructuring, Litigation, Jones Day, Contractual term, Liability (financial accounting), Liquidation, Unfair dismissal, Precondition, Transfer of Undertakings (Protection of Employment) Regulations 2006 (UK), Insolvency Act 1986 (UK)
    Location:
    USA
    Firm:
    Jones Day

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