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    BIS publishes response on consumer credit
    2011-11-25

    BIS and Treasury have published their response to the consumer credit elements of the Government review of consumer credit and personal insolvency. The response explains the initiative that will ensure that over 85% of customers with personal current accounts will see clearer, fairer and more manageable charges for unarranged overdrafts. Customers will be able to get alerts when their balance is low and will not incur a fee if they exceed their limit by a small amount. Also, from late 2013 there will be guaranteed account switching within seven days.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Dentons, Credit (finance)
    Authors:
    Dominic Gilmore , Josie Day
    Location:
    United Kingdom
    Firm:
    Dentons
    Treasury to end NR guarantees
    2010-08-06

    Treasury has announced the next stage of withdrawal of government support for Northern Rock. It will end its guarantee on wholesale liabilities in three months' time, earlier than planned.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Dentons, Liability (financial accounting), HM Treasury (UK)
    Authors:
    Robert Finney
    Location:
    United Kingdom
    Firm:
    Dentons
    Effect of a debtor’s pension plan liabilities and pension plan deficit on its secured lenders
    2008-10-14

    Prudent lenders should monitor their corporate debtors’ pension plan liabilities and pension plan deficits because they may have a significant impact on the priority of the lender’s security and on the amount the lender will recover if the lender enforces its security.

    Priority with respect to Lender’s Security

    Filed under:
    Canada, Banking, Employee Benefits & Pensions, Insolvency & Restructuring, Dentons, Bankruptcy, Debtor, Trade union, Debt, Liability (financial accounting), Liquidation, Defined benefit pension plan, Bankruptcy and Insolvency Act 1985 (Canada), Bank Act 1991 (Canada)
    Location:
    Canada
    Firm:
    Dentons
    Project bank accounts: making payment fair
    2019-02-14

    A year after its collapse, Carillion's insolvency continues to haunt both its supply chain and the wider UK construction industry. Many of those left unpaid had spent months chasing Carillion for payment, all the while staving off payment demands from others. Overnight, their debts became unsecured. The flow of cash from Carillion that would have paid its supply chain dried up. A cascade of consequential insolvencies was inevitable.

    Filed under:
    United Kingdom, Banking, Construction, Insolvency & Restructuring, Projects & Procurement, Dentons
    Location:
    United Kingdom
    Firm:
    Dentons
    Financial Regulatory Developments 20 June - Official Journal of the European Union (OJEU)
    2014-06-20

    MiFID 2 package published in OJEU: The text of the recast Markets in Financial Instruments Directive (MiFID 2) and its related Regulation (MiFIR) were published in OJEU on 12 June and will come into force on the 20th day following that of their publication. Member States have to transpose MiFID 2 by 3 July 2016 and both it and MiFIR will apply from 3 January 2017.

    Filed under:
    European Union, Banking, Capital Markets, Insolvency & Restructuring, White Collar Crime, Dentons, MiFID
    Authors:
    Michael Wainwright , Edward Hickman
    Location:
    European Union
    Firm:
    Dentons
    FSB publishes resolution regime standards
    2011-11-11

     FSA has set out its standards for “key attributes” of effective resolution regimes. The standards require each jurisdiction to:

    Filed under:
    Global, Banking, Capital Markets, Insolvency & Restructuring, Insurance, Dentons, Bailout
    Authors:
    Dominic Gilmore
    Location:
    Global
    Firm:
    Dentons
    Parliament makes crisis planning resolution
    2010-07-09

    Parliament made a resolution calling on the Commission to adopt draft laws before the end of the year to help manage cross-border institutional crises. The measures should provide a common minimum set of rules, encourage convergence of national resolution and insolvency laws, and ultimately establish an EU resolution and insolvency regime. Parliament wants to see more crisis management powers to supervisory authorities, probably coordinated by the new European Banking Authority (EBA) (which takes over from CEBS).

    Filed under:
    European Union, Banking, Insolvency & Restructuring, Dentons
    Authors:
    Robert Finney
    Location:
    European Union
    Firm:
    Dentons
    Ascertaining fair market value for "repo" trades under GMRA standard terms
    2018-04-23

    In the recent decision in LBI EHF v. Raiffeisen Bank International AG [2018] EWCA Civ 719, the Court of Appeal has considered the close-out valuation provisions for "repo" trades entered into under a Global Master Repurchase Agreement (2000 edition). The court refused to limit the wide discretion given to a non-defaulting party to determine fair market value under the GMRA.

    The factual background

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Dentons, Court of Appeal (England and Wales)
    Location:
    United Kingdom
    Firm:
    Dentons
    Financial Regulatory Developments 30 May - City of London Law Society (CLLS)
    2014-05-30

    CLLS responds on bail-in: CLLS' financial and insolvency law committees have responded to Treasury's consultation on the implementation of bail-in powers. CLLS feels it would have been better for the Financial Services (Banking Reform) Act 2013 and relevant secondary legislation to have been promulgated only once the EU Bank Recovery and Resolution Directive (BRRD) was final. However, it appears the UK Government does not want to wait until January 2016 to apply bail-in requirements and so is proceeding ahead of the EU timetable.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Dentons
    Location:
    United Kingdom
    Firm:
    Dentons
    Recovery and Resolution Plans – breaking up the banks by stealth?
    2011-09-21

    Summary

    FSA is consulting on the need for certain financial services firms to prepare and maintain Recovery and Resolution Plans (RRPs) and in addition for some of these firms, and others, to make further preparations for their investment client money and custody assets (CMA) holdings.

    Why now?

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Dentons, Legal personality, Security (finance), Dividends, Market liquidity, Investment company, Subsidiary, Credit rating, Banking Act 2009 (UK), HM Treasury (UK), FSA, Bank of England
    Authors:
    Matthew Hodgson
    Location:
    United Kingdom
    Firm:
    Dentons

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