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    No derivative standing for creditors of insolvent LLCs
    2010-12-02

    Under Delaware law, do creditors of an insolvent limited liability company have the same standing as creditors of insolvent corporations to pursue derivative claims against directors on behalf of the LLC? Most commentators, and some courts, have assumed that the answer was “yes.” However, the Delaware Court of Chancery in CML V LLC v. Bax, No. 5373-VCL, 2010 WL 4517795 (Del. Ch. Nov. 3, 2010), determined that the plain language of the Delaware Limited Liability Company Act (the LLC Act) denies derivative standing to such creditors.

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Baker Botts LLP, Board of directors, Limited liability company, Standing (law), Court of Chancery, Delaware Court of Chancery, Delaware Supreme Court
    Location:
    USA
    Firm:
    Baker Botts LLP
    Credit bidding cannot be prohibited – the recent decision in River Road Hotel Partners
    2010-12-01

    In re River Road Hotel Partners, LLC, et al., Case No. 09-B-30029 (Bankr. N.D. Ill. 2010)

    CASE SNAPSHOT

    Filed under:
    USA, Illinois, Insolvency & Restructuring, Leisure & Tourism, Litigation, Reed Smith LLP, Bankruptcy, Credit (finance), Debtor, Federal Reporter, Limited liability company, Default (finance), Secured loan, Federal Deposit Insurance Corporation (USA), US District Court for Northern District of Illinois
    Authors:
    Stephen T Bobo
    Location:
    USA
    Firm:
    Reed Smith LLP
    LLC agreement prohibiting bankruptcy filing held enforceable
    2010-12-14

    Courts generally agree that pre-petition agreements to forgo the protec-tions of bankruptcy are invalid as against public policy. A recent Tenth Cir-cuit Bankruptcy Appellate Panel decision calls this accepted premise into question by holding that provisions contained in a limited liability company agreement that expressly barred the company, and restricted the manager, from filing a bankruptcy petition were enforceable. DB Capital Holdings, LLC v. Aspen HH Ventures, LLC (In re DB Capital Holdings, LLC), No. 10-046, 2010 Bankr. LEXIS 4176 (B.A.P. 10th Cir., Dec.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Dechert LLP, Bankruptcy, Conflict of laws, Debtor, Limited liability company, Coercion, United States bankruptcy court, Bankruptcy Appellate Panel, Tenth Circuit
    Location:
    USA
    Firm:
    Dechert LLP
    Investor strategies to realize returns in troubled situations
    2010-12-13

    The year 2009 set a record for defaults and restructurings. Ownership of companies changed rapidly and, given the freeze up in capital markets, most of the new capital structures were significantly deleveraged, leaving little role for pre-existing sponsors and other equity holders of troubled companies. Halfway through 2010, even though actual bankruptcies have declined, restructuring continues through an amendment and forbearance process that is driven by the potential consequences to stakeholders in a court supervised restructuring.

    Filed under:
    USA, Capital Markets, Corporate Finance/M&A, Insolvency & Restructuring, Dechert LLP, Bankruptcy, Credit (finance), Private equity, Market liquidity, Debt, Distressed securities, United States bankruptcy court
    Authors:
    Glenn E. Siegel
    Location:
    USA
    Firm:
    Dechert LLP
    Massachusetts court upholds foreclosure-related action
    2010-12-13

    Generally speaking, Massachusetts is a non-judicial foreclosure state – meaning that lenders can foreclose on mortgages of Massachusetts property without seeking judicial approval beforehand. In certain circumstances, however, a pre-foreclosure judicial proceeding is required solely to determine whether the borrower is in the active military service and entitled to the protections of the Servicemembers Civil Relief Act, 50 U.S.C. §532.

    Filed under:
    USA, Massachusetts, Banking, Insolvency & Restructuring, Litigation, Nutter McClennen & Fish LLP, Debtor, Fiduciary, Interest, Mortgage loan, Foreclosure, Standing (law), Capital punishment, Mortgage-backed security, US Code, Trustee, United States bankruptcy court
    Location:
    USA
    Firm:
    Nutter McClennen & Fish LLP
    The effective bankruptcy examiner
    2010-12-10

    Pursuant to § 1104 of the United States Bankruptcy Code, the court may appoint a bankruptcy examiner to investigate the debtor with respect to allegations of fraud, dishonesty, incompetence, misconduct or mismanagement. A qualified examiner, with a clearly defined mission, can drastically affect the outcome of the bankruptcy case and directly impact the return to creditors. The difference between a successful financial restructure or liquidation and an investigation yielding little value to the creditors often depends on the approach taken by the examiner and his professionals.

    Filed under:
    USA, Insolvency & Restructuring, Wiley Rein LLP, Conflict of interest, Bankruptcy, Debtor, Unsecured debt, Fraud, Debt, Liquidation, Lehman Brothers cases, The National Law Journal, Lehman Brothers, Enron, Trustee, United States bankruptcy court
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Bankruptcy preference actions-an updated primer
    2010-12-10

    In November of 2010, the trustee for the Circuit City Stores, Inc., liquidating trust filed more than 500 adversary proceedings against creditors seeking the recovery of alleged preferential payments. The extent of the trustee's success in recovering these payments will impact the overall distribution to creditors. Creditors in bankruptcy cases should be aware that preference litigation allows a trustee or debtor-in-possession to recover payments received by a creditor during the period immediately preceding the bankruptcy filing.

    Filed under:
    USA, Insolvency & Restructuring, Wiley Rein LLP, Bankruptcy, Debtor, Interest, Division of property, Debt, Legal burden of proof, Liquidation, Balance sheet, US Code, Title 11 of the US Code, Trustee
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Second Circuit affirms unfavorable plan treatment of senior secured creditor in DBSD North America
    2010-12-10

    The Second Circuit Court of Appeals issued a summary order this week upholding the aggressively unfavorable treatment of a senior secured creditor under the reorganization plan (the “Plan”) of DBSD North America, f/k/a ICO North America (“DBSD”).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Kelley Drye & Warren LLP, Bankruptcy, Collateral (finance), Security (finance), Interest, Market liquidity, Debt, Good faith, Voting, Secured creditor, Unsecured creditor, Title 11 of the US Code, Second Circuit, United States bankruptcy court
    Authors:
    Benjamin D. Feder
    Location:
    USA
    Firm:
    Kelley Drye & Warren LLP
    Decision in Custom Food Products looks at requirements for service by mail
    2010-12-09

    Those not familiar with the Federal Rules of Bankruptcy Procedure are often surprised to learn that service by mail is sufficient in a bankruptcy proceeding. Federal Rule of Bankruptcy Procedure 7004(b)(3) authorizes service on a corporation (foreign or domestic) within the United States by first class mail as follows:

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Fox Rothschild LLP, Bankruptcy, Default judgment, Liquidation, Bank of America, Trustee, United States bankruptcy court
    Authors:
    L. Jason Cornell
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    U.S. SEC agrees to fifty percent reduction in jury award against former CEO of Kmart
    2010-12-09

    In our June 4, 2009 Client Update, we reported on the jury verdict the Securities and Exchange Commission ("SEC") obtained against Charles Conaway, the former CEO of Kmart Corp for misleading investors about inventory and liquidity levels as the company was approaching its January 2002 Chapter 11 bankruptcy filing.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Gibson Dunn & Crutcher LLP, Public company, Bankruptcy, Fraud, Market liquidity, Testimony, Involuntary dismissal, Jury trial, Form 10-Q, Internal Revenue Service (USA), US Securities and Exchange Commission, US Department of Justice, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), Chief executive officer, Chief financial officer, US Attorney General, Sixth Circuit
    Authors:
    Timothy K. Roake
    Location:
    USA
    Firm:
    Gibson Dunn & Crutcher LLP

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