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    Unwitting beneficiaries of Ponzi scheme cannot discharge debt under Chapter 7
    2010-02-26

    Beneficiaries of a Ponzi scheme who were subsequently found liable to cheated investors under state securities laws could not discharge this liability under Chapter 7 of the Bankruptcy Code, the U.S. District Court for the Western District of Oklahoma ruled.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Katten Muchin Rosenman LLP, Fraud, Beneficiary, Debt, Summary offence, Unjust enrichment, Bankruptcy discharge, Title 11 of the US Code, United States bankruptcy court
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    UK Financial Services Authority (FSA) uses wind up power
    2007-03-09

    In a decision handed down on February 23, the High Court granted a winding-up petition brought by the Financial Services Authority under section 367 of the Financial Services and Markets Act 2000 (FSMA).

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Share (finance), Limited liability partnership, Liquidation, FSA
    Location:
    United Kingdom
    Firm:
    Katten Muchin Rosenman LLP
    Second Circuit Clarifies Interest Rate Applicable in Chapter 11 "Cramdowns"
    2017-12-18

    On October 20, 2017, in In re MPM Silicones, LLC ("Momentive"), Nos. 15-1682, 15-1771, 15-1824, the Second Circuit Court of Appeals, considering the Supreme Court's opinion in Till v. SCS Credit Corp., 541 U.S. 465 (2004), adopted the Sixth Circuit's two-step approach to determining an appropriate cramdown interest rate that, in certain circumstances, results in the application of a market rate of interest. In doing so, the Second Circuit reversed the bankruptcy and district court holdings on the cramdown interest rate issue.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Second Circuit, Sixth Circuit
    Authors:
    Craig A. Barbarosh , Karen B. Dine , Jerry L. Hall
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Securities class representative cannot object to bankruptcy release on behalf of class
    2013-06-14

    The US District Court for the Southern District of New York affirmed an order rejecting an objection to the confirmation of a Chapter 11 Plan of Reorganization for Dynegy, Inc. and Dynegy Holdings, LLC (together, Dynegy) for a lack of standing.

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Bankruptcy, Class action, Standing (law), US District Court for SDNY
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Creditors of insolvent limited liability companies cannot sue derivatively
    2011-09-09

    The Supreme Court of Delaware recently held that creditors of insolvent Delaware limited liability companies (LLCs) lack standing to bring derivative suits on behalf of the LLCs.

    In March 2010, CML V brought both derivative and direct claims against the present and former managers of JetDirect Aviation Holdings LLC in the Court of Chancery after JetDirect defaulted on its loan obligations to CML. The Vice Chancellor dismissed all the claims, finding that, as a creditor, CML lacked standing to bring derivative claims on behalf of JetDirect, and CML appealed.

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Statute of limitations, Limited liability company, Standing (law), Constitutionality, Default (finance), SCOTUS, Court of Chancery, Delaware Supreme Court
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Bankruptcy Court grudgingly permits financial advisor’s tail fee provision
    2010-02-19

    The U.S. Bankruptcy Court for the Southern District of Texas issued a stern warning to professional services providers regarding “tail fees,” establishing a presumption of unreasonableness against contract terms requiring fees not attached to tangible, identifiable and material benefits to the debtor’s estate.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Contractual term, Debtor, Investment banking, Investment company, Westlaw, United States bankruptcy court, US District Court for Southern District of Texas
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Effectively Defending Adversarial Actions Brought Against Former D&Os in Bankruptcy Court
    2017-02-23

    For many litigants, the decision whether to prosecute or defend a lawsuit vigorously boils down to a rather basic calculus: What are my chances of success? What is the potential recovery or loss? Is this a "bet the company" litigation? And, how much will I have to pay the lawyers? In many respects, it is not all that different from a poker player eyeing his chip stack and deciding whether the pot odds and implied odds warrant the call of a big bet.

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Katten Muchin Rosenman LLP, Bankruptcy, United States bankruptcy court
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Ninth Circuit holds that debt can be recharacterized as equity
    2013-06-05

    The US Court of Appeals for the Ninth Circuit recently resolved a split within the circuit when it held that a bankruptcy court has the power to recharacterize debt as equity.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Shareholder, Debtor, Debt, Debt restructuring, Title 11 of the US Code, Ninth Circuit, United States bankruptcy court
    Authors:
    Jeff J. Friedman
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Second Circuit affirms Madoff trustee's net equity calculation
    2011-08-19

    The United States Court of Appeals for the Second Circuit found in favor of the trustee (the Trustee) presiding over the liquidation of Bernard L. Madoff Investment Securities (BMIS), affirming the Trustee’s calculation of “net equity” in the BMIS liquidation. The Trustee calculates net equity to determine the value of claims submitted by victims of Madoff’s massive fraud.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Katten Muchin Rosenman LLP, Security (finance), Fraud, Limited liability company, Liquidation, Market value, Second Circuit, Trustee
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Bankruptcy court rules that “flip clauses” violate Bankruptcy Code
    2010-02-05

    On January 25, Judge Peck of the U.S. Bankruptcy Court for the Southern District of New York entered a declaratory judgment in favor of Lehman Brothers Special Financing Inc. (LBSF) in a case examining a collateralized debt obligation (CDO) transaction and concerning the effect of event of default provisions on the payment priorities of LBSF as swap counterparty under certain swap agreements and the holders of certain credit-linked synthetic portfolio notes. The payment waterfalls (Priority Provisions) of most CDO transactions give priority to swap counterparties over noteholders.

    Filed under:
    USA, Derivatives, Insolvency & Restructuring, Litigation, Securitization & Structured Finance, Katten Muchin Rosenman LLP, Bankruptcy, Swap (finance), Default (finance), Collateralized debt obligation, Lehman Brothers, United States bankruptcy court, Trustee
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP

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