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    Lenders Beware: Ignore Warning Signs at Your Peril
    2016-03-03

    A recent ruling of the Seventh Circuit Court of Appeals resulted in an otherwise secured lender’s claim being rendered unsecured because the lender ignored warning signs casting doubt on the debtor’s right to pledge the collateral. In Grede v. Bank of New York Mellon Corp. (In re Sentinel Management Group, Inc.), 2016 U.S. App. LEXIS 284, the debtor was a cash management company. It invested its customers money and held the purchased securities for its customers’ accounts. The debtor also traded on its own account, and borrowed money to do so.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, Buchalter
    Authors:
    Paul S. Arrow
    Location:
    USA
    Firm:
    Buchalter
    Anatomy of a term sheet: series a financing - Winter 2016
    2016-03-03

    Benjamin M. Hron, Esq., ed. ANATOMY OF A TERM SHEET: SERIES A FINANCING A key milestone in the lifecycle of many successful companies (and, admittedly, many unsuccessful companies) is obtaining financing from angel or venture capital investors, but in negotiating with experienced investors entrepreneurs are usually at a distinct disadvantage because they are unfamiliar with standard terms. While we strongly suggest entrepreneurs consult their lawyers rather than negotiate a term sheet mono-amono, we know this often doesn’t happen.

    Filed under:
    USA, Delaware, New Jersey, Company & Commercial, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, McCarter & English LLP, Venture capital
    Location:
    USA
    Firm:
    McCarter & English LLP
    Beware of Violating Patient Privacy Laws in Bankruptcy Claim Filings
    2016-03-04

    Recent court filings highlight the need for health care providers to protect patient privacy by implementing specific procedures when filing claims in bankruptcy cases of their patients, as a matter of federal bankruptcy and other law. Last year, WakeMed, a Raleigh, North Carolina-based health care system, asserted a claim for $553.00 for unpaid medical services in a chapter 13 consumer bankruptcy case.

    Filed under:
    USA, Healthcare & Life Sciences, Insolvency & Restructuring, IT & Data Protection, Litigation, Pillsbury Winthrop Shaw Pittman LLP
    Authors:
    Cecily A. Dumas
    Location:
    USA
    Firm:
    Pillsbury Winthrop Shaw Pittman LLP
    S.D.N.Y. Orders Pennsylvania Toxic Tort Plaintiffs To Withdraw Suit Against Bankrupt Defendants' Corporate Parent
    2016-02-29

    In a dispute that once generated the “largest environmental bankruptcy award ever,” the United States District Court for the Southern District of New York this month issued a decision further clarifying the effects of the monumental 2014 bankruptcy settlement agreement.  The February 1, 2016 decision in In re Tronox Incorporated, No.

    Filed under:
    USA, Pennsylvania, Environment & Climate Change, Insolvency & Restructuring, Litigation, Manko Gold Katcher & Fox, Bankruptcy, US District Court for the Southern District of New York
    Authors:
    Garrett D. Trego
    Location:
    USA
    Firm:
    Manko Gold Katcher & Fox
    Bringing Certainty to Uncertainty: Estimation of Tort Claims
    2016-02-29

    Claims estimation can be an important tool for a chapter 11 debtor, particularly to pave the way for proposing a chapter 11 plan.  How a bankruptcy court estimates wrongful death and personal injury tort claims (which have a jury trial right) is an interesting issue that was recently discussed by the Bankruptcy Court for the Central District of California in In re North American Health Care, Inc.

    Filed under:
    USA, California, Insolvency & Restructuring, Litigation, Personal Injury, Weil Gotshal & Manges LLP, Debtor, Jury trial, Wrongful death claim
    Authors:
    Debora Hoehne
    Location:
    USA
    Firm:
    Weil Gotshal & Manges LLP
    In re Sentinel Management: The Seventh Circuit Considers Equitable Subordination
    2016-02-29

    Equitable subordination in bankruptcy can be a powerful tool, providing a court with considerable latitude to set things right insofar as the estates of the penniless and the rights of their creditors are concerned.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, Foley & Lardner LLP, Collateral (finance), Seventh Circuit
    Authors:
    Eric G. Pearson
    Location:
    USA
    Firm:
    Foley & Lardner LLP
    Tenth Circuit Holds Default Judgments for Violations of Securities Laws Must be Given Preclusive Effect in Non-dischargeability Actions Under Section 523(a)(19)
    2016-03-01

    The Tenth Circuit has in the past refused to give preclusive effect in bankruptcy non-dischargeability actions brought under § 523(a)(2) to pre-petition default judgments arising from claims of actual fraud. In re Jordana, 216 F.3d 1087 (10thCir. 2000).

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, Holland & Hart LLP, Default judgment, Tenth Circuit
    Location:
    USA
    Firm:
    Holland & Hart LLP
    Fifth Circuit reverses officer’s release in chapter 11 reorganization plan
    2016-03-01

    The release provisions in a corporate debtor’s Chapter 11 plan were “not sufficiently specific to release” a plaintiff’s Fair Labor Standards Act (“FLSA”) claim against the debtor’s president (“P”), held the U.S. Court of Appeals for the Fifth Circuit on Jan. 6, 2016. Hernandez v. Larry Miller Roofing, Inc., 2016 WL 67217, at *4 (5th Cir. Jan. 6, 2016).

    Filed under:
    USA, Employment & Labor, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP
    Authors:
    Michael L. Cook
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    The Saga Continues: A brief update on the EFIH First Lien Make Whole Litigation
    2016-03-02

    As avid blog readers know, we’ve posted extensively on make whole issues, including several articles covering the ongoing make whole litigations in the chapter 11 cases of Energy Future Holdings and its affiliated debtors, which can be found here, 

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Weil Gotshal & Manges LLP, United States bankruptcy court
    Authors:
    Jessica Liou
    Location:
    USA
    Firm:
    Weil Gotshal & Manges LLP
    Dueling Liens in Lean Times
    2016-03-02

    With the steep collapse of oil and gas prices in the last eighteen months, dozens of exploration and production companies have declared bankruptcy and many more companies are expected to file for bankruptcy protection unless prices rebound dramatically. As the prospect of further bankruptcies looms, it is important for parties to understand how to adequately protect their security interests and the nature of competing liens that could prevent them from fully realizing on the value of the collateral securing their counterparty’s obligations.

    Filed under:
    USA, Energy & Natural Resources, Insolvency & Restructuring, Litigation, Haynes and Boone LLP, Bankruptcy, Collateral (finance), Personal property
    Authors:
    Kim Mai , Bernard F. Clark, Jr. , Kraig Grahmann
    Location:
    USA
    Firm:
    Haynes and Boone LLP

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