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    Pension Benefit Guaranty Corporation issues proposed rule clarifying implementation of Section 404 which treats bankruptcy filing date as "plan termination date" for certain purposes
    2008-07-17

    Bankruptcy practitioners and plan beneficiaries should take note of a little-known ERISA amendment that impacts bankruptcy cases filed on or after September 16, 2006. On June 30, 2008, the Pension Benefit Guaranty Corporation (the "PBGC") released a proposed rule clarifying how Section 404 ("Section 404") of the Pension Protection Act of 2006 (the "PPA") will be implemented. Section 404 amends Title IV of ERISA in certain key respects.

    Filed under:
    USA, Employee Benefits & Pensions, Insolvency & Restructuring, Dentons, Bankruptcy, Employee Retirement Income Security Act 1974 (USA), Debtor, Trade union, Beneficiary, Liability (financial accounting), Sponsor (commercial), Pension Benefit Guaranty Corporation, Pension Protection Act 2006 (USA)
    Location:
    USA
    Firm:
    Dentons
    Financial executive becomes first Le-Nature employee to face criminal prosecution for fraud
    2008-07-16

    According to press reports, Tammy Andreycak, a former director of accounting at Le-Nature’s Inc., recently pleaded guilty to multiple fraud charges in the United States District Court for the Western District of Pennsylvania. The charges included bank fraud, wire fraud, conspiracy and filing false income-tax returns, all allegedly taking place between 2003 and 2006. Andreycak is the first person to be prosecuted in the fraudulent scheme alleged to have occurred at Le-Nature’s.

    Filed under:
    USA, Pennsylvania, Company & Commercial, Insolvency & Restructuring, Litigation, White Collar Crime, Locke Lord LLP, Bankruptcy, Fraud, Income tax, Accounting, Entrepreneurship, Bank fraud, Conspiracy (criminal), Mail and wire fraud, American International Group, Chief executive officer, US District Court for Western District of Pennsylvania
    Location:
    USA
    Firm:
    Locke Lord LLP
    Recent decision interpreting LSTA standard terms and conditions
    2008-07-16

    On April 9, 2008, in the M. Fabrikant & Sons, Inc. bankruptcy case pending in the Southern District of New York, Chief Judge Stuart M. Bernstein held that a seller of bank debt under the standard LSTA claims transfer documents transfers all of its rights except for those explicitly retained, including unmatured contingent claims, thus giving broad construction to the term “Transferred Rights” under the standard LSTA trade documents.

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, Contractual term, Bankruptcy, Debtor, Unsecured debt, Collateral (finance), Debt, Attorney's fee, Secured loan, United States bankruptcy court
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Is getting US recognition of an off-shore fund insolvency proceeding now almost impossible?
    2008-07-14

    The November/December 2007 issue of Insolvency Notes featured an article highlighting a Manhattan-based federal bankruptcy court's refusal to officially recognize proceedings commenced in the Cayman Islands to liquidate two Bear Stearns-managed hedge funds that collapsed in June of that year.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Private Client & Offshore Services, White & Case, Bankruptcy, Debtor, Consumer protection, Limited liability company, Hedge funds, Liquidation, Comity, Liquidator (law), Facebook, Bear Stearns, Title 11 of the US Code, United States bankruptcy court
    Location:
    USA
    Firm:
    White & Case
    Petition for Certiorari filed with respect to Thompson v. Greenwood wherein the Court of Appeals for the Sixth Circuit became the first circuit court to rule on the issue of whether a bankruptcy court has authority to retain a case filed in improper venue
    2008-08-12

    The Court of Appeals for the Sixth Circuit became the first circuit court to rule on the issue of whether a bankruptcy court has authority to retain a case filed in improper venue. The Court found that a bankruptcy court may not retain jurisdiction on a case that was filed in an improper venue. In Thompson v. Greenwood, 507 F.3d 416 (6th Cir. 2007), the Sixth Circuit follows strict statutory construction in holding that where there is improper venue a bankruptcy court must dismiss the case or transfer it to a district where it could have been brought originally.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Bricker & Eckler LLP, Bankruptcy, Debtor, Statutory interpretation, Federal Reporter, Supreme Court of the United States, United States bankruptcy court, Sixth Circuit, Circuit court
    Location:
    USA
    Firm:
    Bricker & Eckler LLP
    Bankruptcy Court rules that asbestos claims were not discharged by plan of reorganization
    2008-08-12

    In a recent decision of the United States Bankruptcy Court for the District of Delaware, Jeld-Wen, Inc. v. Van Brunt, Adv. Proc. No. 07-51602 (Bankr. D. Del.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Locke Lord LLP, Bankruptcy, Debtor, Injunction, Bankruptcy discharge, United States bankruptcy court, Third Circuit, US District Court for District of Delaware
    Location:
    USA
    Firm:
    Locke Lord LLP
    Insurers denied standing in plan confirmation; court allows channeling injunction for silica claims and assignment of policies to trust
    2008-08-11

    The United States District Court for the Western District of Pennsylvania has affirmed two final orders of the bankruptcy court finding that (1) the debtor's insurers lacked standing to object to confirmation of the bankruptcy plan; (2) a channeling injunction for silica claims was appropriately included in the debtor's plan; (3) an assignment of the debtor's rights under its insurance policies to the personal injury trust was authorized by bankruptcy law; and (4) the debtor's reorganization plan was confirmable under the Bankruptcy Code. Hartford Accident & Indemnity Co. v.

    Filed under:
    USA, Pennsylvania, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Bankruptcy, Debtor, Injunction, Federal Reporter, Standing (law), Title 11 of the US Code, United States bankruptcy court, Third Circuit, US District Court for Western District of Pennsylvania
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Insurer denied standing to object to bankruptcy proceeding because plan is “insurance silent”
    2008-08-11

    The United States District Court for the Western District of Pennsylvania has held that an excess liability insurer had no standing to object to a Chapter 11 bankruptcy debtor's reorganization plan where the plan, although requiring contributions from the insurer's policyholder, was not contingent on the policyholder obtaining any funds or proceeds from its insurer. Hartford Accident and Indemnity Co., et al. v. North Am. Refractories Cos. et al., Civ. Action No. 07-1750, Bankr. Case No. 02-20198 (JFK) (W. D. Pa. Jul. 25, 2008).

    Filed under:
    USA, Pennsylvania, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Bankruptcy, Costs in English law, Debtor, Interest, Standing (law), Investment funds, Article III US Constitution, United States bankruptcy court
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Franchise agreements in bankruptcy: fiasco or fortuity?
    2008-08-01

    Your franchisee files bankruptcy; is this good news or bad news? It could be either depending on whether the debtor wishes to keep the franchise in place or plans to let it go. The Bankruptcy Code has special rules on how a debtor can treat this type of agreement where it was entered into prior to the filing of the bankruptcy and remains in effect as of the time the case was filed.

    Filed under:
    USA, Franchising, Insolvency & Restructuring, Baker Donelson Bearman Caldwell & Berkowitz PC, Bankruptcy, Conflict of laws, Debtor, Consideration, Franchise agreement, Default (finance), End-user licence agreement, Title 11 of the US Code, Trustee, United States bankruptcy court
    Location:
    USA
    Firm:
    Baker Donelson Bearman Caldwell & Berkowitz PC
    Good-faith Chapter 11 filing determination defeats fiduciary duty breach claim
    2008-08-01

    For the third time in as many years, the Delaware Chancery Court has handed down an important ruling interpreting the interaction between federal bankruptcy law and Delaware corporate law. The thorny question this time was whether a bankruptcy court’s determination that the directors of a corporation acted in good faith when they authorized a chapter 11 filing precluded a subsequent claim that the directors breached their fiduciary duties by doing so. The Delaware Chancery Court concluded that it did, ruling in Nelson v.

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Jones Day, Bankruptcy, Shareholder, Breach of contract, Fiduciary, Debt, Good faith, Balance sheet, Bad faith, Line of credit, Secured creditor, Collateral estoppel, Chief executive officer, Delaware Court of Chancery, United States bankruptcy court
    Location:
    USA
    Firm:
    Jones Day

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