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    Court rules D&O policy’s Side-A benefits not property of bankrupt estate
    2010-09-09

    A Maryland bankruptcy court has declared that Side A benefits under a D&O policy are not property of the bankrupt estate, with the result that two former executives who have been accused of making illegal payments and diverting funds from their former employer to start a new venture may be able to recoup certain defense costs. In re: TMST, Inc. f/k/a Thornburg Mortgage, Inc., et al., Docket No. 09-17787 (Bankr.D.Md. Aug. 17, 2010).

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Locke Lord LLP, Bankruptcy, Costs in English law, Debtor, Breach of contract, Interest, Good faith, Trustee, United States bankruptcy court
    Authors:
    Victoria Anderson , Jeanne Kohler
    Location:
    USA
    Firm:
    Locke Lord LLP
    Proof of falsity and materiality are not required at class certification stage
    2010-09-07

    SCHLEICHER v. WENDT (August 20, 2010)

    Conseco was a large financial services company traded on the New York Stock Exchange. It filed for bankruptcy in 2002 and successfully reorganized. This securities-fraud claim was filed against Conseco managers who are alleged to have made false statements prior to the bankruptcy. Then-District Judge Hamilton (S.D. Ind.) certified a class. Defendants appeal.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Kelley Drye & Warren LLP, Bankruptcy, Private equity, Security (finance), Fraud, Class action, Causality, US Congress, New York Stock Exchange, Fifth Circuit
    Location:
    USA
    Firm:
    Kelley Drye & Warren LLP
    Bankruptcy judge orders personal info destroyed
    2010-09-07

    After receiving a letter from David Vladeck, the Director of the Bureau of Consumer Affairs at the Federal Trade Commission, a bankruptcy judge allowed the destruction of personal information of gay teens who subscribed to the now defunct XY magazine.

    Filed under:
    USA, Insolvency & Restructuring, IT & Data Protection, Litigation, Manatt Phelps & Phillips LLP, Bankruptcy, Information privacy, Consumer protection, Interest, Personally identifiable information, Subscription business model, Federal Trade Commission (USA), United States bankruptcy court
    Location:
    USA
    Firm:
    Manatt Phelps & Phillips LLP
    Third Circuit concludes that employees’ unvested retiree benefits are protected during an employer’s Chapter 11 bankruptcy
    2010-09-03

    In re Visteon Corp., No. 10-1944-cv, 2010 WL 2735715 (3d Cir. July 13, 2010), the Third Circuit held that Visteon Corporation (Visteon) could not terminate unvested retiree health and life insurance benefits during a Chapter 11 bankruptcy without seeking court approval pursuant to Bankruptcy Code § 1114, 11 U.S.C. § 1114. The Third Circuit’s decision departs from the rulings of many other federal courts, and is in tension, if not outright conflict, with the Second Circuit’s decision in LTV Steel Co. v. United Mine Workers (In re Chateaugay Corp.), 945 F.2d 1205 (2d Cir.

    Filed under:
    USA, Employee Benefits & Pensions, Insolvency & Restructuring, Litigation, Proskauer Rose LLP, Bankruptcy, Debtor, Federal Reporter, Life insurance, Ford Motor Company, Communications Workers of America, US Code, Title 11 of the US Code, Trustee, Second Circuit, United States bankruptcy court, Third Circuit, US District Court for District of Delaware
    Authors:
    Anthony S. Cacace , Russell L. Hirschhorn
    Location:
    USA
    Firm:
    Proskauer Rose LLP
    Financial regulatory reform - new orderly liquidation authority of FDIC; and resolution plans
    2010-09-02

    I. Introduction

    Filed under:
    USA, Banking, Capital Markets, Insolvency & Restructuring, Dentons, Bankruptcy, Consumer protection, Board of directors, Federal Reserve Board, Liquidation, Depository institution, Bank holding company, Default (finance), Convertible bonds, US Securities and Exchange Commission, Federal Deposit Insurance Corporation (USA), Federal Reserve (USA), Financial Stability Oversight Council, Lehman Brothers, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), Bank Holding Company Act 1956 (USA), US Secretary of the Treasury
    Authors:
    Mark I. Sokolow , Matthew Dyckman , Douglas J. McClintock , Gary L. Goldberg , Eleni Zanias
    Location:
    USA
    Firm:
    Dentons
    FDIC holds first in a series of roundtables on financial reform
    2010-09-01

    On Tuesday, the FDIC held the first in a series of proposed roundtable discussions on the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which is intended to bring transparency to the rulemaking process. Government officials, industry executives, academics and investors were invited to participate in the discussion.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Consumer protection, Collateral (finance), Advance healthcare directive, Federal Deposit Insurance Corporation (USA), Federal Reserve (USA), Bear Stearns, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Authors:
    Martin Dozier
    Location:
    USA
    Firm:
    Alston & Bird LLP
    Before selling to a Chapter 11 debtor, make sure the debtor is authorized to pay you
    2010-09-01

    It is no surprise that there are risks inherent in doing business with a debtor in bankruptcy, including, of course, the risk that the debtor may not have the money to pay for goods sold to it on credit. Businesses can manage those risks by, for example, shortening trade credit terms, obtaining the debtor’s agreement to pay on delivery or in advance for product, or obtaining a deposit or letter of credit as security. But, once a debtor has paid for goods or services it actually received, most vendors would probably assume that the transaction cannot be challenged.

    Filed under:
    USA, Insolvency & Restructuring, Quarles & Brady LLP, Bankruptcy, Letter of credit, Credit (finance), Debtor, Collateral (finance), Consent, Liquidation
    Authors:
    Christopher Combest
    Location:
    USA
    Firm:
    Quarles & Brady LLP
    Dodd-Frank, Title II: where the FDIC and the “orderly liquidation authority” meet the Bankruptcy Code
    2010-08-31

    The FDIC is currently responding to one of the worst financial crises in the history of the nation’s banking system. Sheila Bair, Chairman of the FDIC, expects that 2010 “will be the high water mark for the banking crisis.”1 Just over the last two years, 268 banks have failed in the United States, which is nearly ten times the number of failed banks during the prior eight-year period.2

    Filed under:
    USA, Banking, Insolvency & Restructuring, Morrison & Foerster LLP, Bankruptcy, Shareholder, Board of directors, Government agency, Bailout, Federal Reserve Board, Liquidation, Depository institution, Broker-dealer, Bank holding company, Default (finance), Systemic risk, Federal Deposit Insurance Corporation (USA), Federal Reserve (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), Federal Deposit Insurance Act 1950 (USA)
    Authors:
    Joseph Gabai , Larren M. Nashelsky , Alexandra Steinberg Barrage , Renee L. Freimuth
    Location:
    USA
    Firm:
    Morrison & Foerster LLP
    Trico Marine files for bankruptcy in Delaware
    2010-08-30

    Introduction

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Fox Rothschild LLP, Bankruptcy, Debtor, Natural gas, Debt, Subsidiary, Debenture, Parent company, Wells Fargo, Deutsche Bank, United States bankruptcy court, US District Court for District of Delaware
    Authors:
    L. Jason Cornell
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    Recent significant commercial bankruptcy filings
    2010-08-30

    The following is a list of some recent larger US bankruptcy filings in various industries. To the extent you are a creditor to any of these debtors, or other entities which may have filed for bankruptcy protection, you as a creditor are entitled to certain protections under the Bankruptcy Code.

    NOVELTY

    Party and novelty goods company Oriental Trading Co., Inc. has filed for Chapter 11 protection with a prepackaged plan of reorganization.

    OIL

    Filed under:
    USA, Insolvency & Restructuring, Masuda Funai Eifert & Mitchell Ltd, Bankruptcy, Debtor, Unsecured debt, ISP, Option (finance), Title 11 of the US Code, United States bankruptcy court
    Authors:
    Reinhold F. Krammer
    Location:
    USA
    Firm:
    Masuda Funai Eifert & Mitchell Ltd

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