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    FSA shuts down boiler room scams
    2007-09-28

    On September 25, the UK Financial Services Authority (FSA) announced that two UK-based firms have been placed into liquidation by the UK High Court following the FSA’s intervention. The FSA believes that these scams may have fraudulently persuaded up to 800 people into buying worthless shares. Investors are believed to have lost up to £3.5 million ($7.5 million).

    Chesteroak Limited and Bingen Investments Limited were shut down following allegations that they were dealing in or arranging deals in shares without proper authorization.

    Filed under:
    United Kingdom, Capital Markets, Insolvency & Restructuring, White Collar Crime, Katten Muchin Rosenman LLP, Share (finance), Liquidation, FSA, High Court of Justice
    Location:
    United Kingdom
    Firm:
    Katten Muchin Rosenman LLP
    New York Adopts the Uniform Voidable Transactions Act
    2020-01-29

    On April 4, 2020, the State of New York will join ranks with the vast majority of other states implementing a version of the Uniform Voidable Transactions Act (the “UVTA”). Only Maryland continues to apply the Uniform Fraudulent Conveyance Act (the “UFCA”), a law with its origins as early as 1918. A handful of other states that did not adopt the UFCA instead retain their varied, state-specific transfer laws. The uniform legislation was first promulgated in 1984 as an amendment to the UFCA, referred to as the Uniform Fraudulent Transfer Act (“UFTA”).

    Filed under:
    USA, New York, Insolvency & Restructuring, White Collar Crime, Duane Morris LLP, Debtor, Title 11 of the US Code
    Authors:
    Frederick D. (Rick) Hyman
    Location:
    USA
    Firm:
    Duane Morris LLP
    For Creditors, Written Representation Is The Best Evidence
    2018-06-28

    On June 4, 2018, the U.S. Supreme Court issued its opinion in Lamar Archer & Cofrin LLP v. Appling,[1] resolving a circuit split on the issue of whether a debtor’s statement about a single asset constitutes “a statement respecting the debtor’s financial condition” for the purposes of 11 U.S.C. § 523(a)(2).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Tax, White Collar Crime, Duane Morris LLP, SCOTUS
    Authors:
    Rudolph J. Di Massa, Jr.
    Location:
    USA
    Firm:
    Duane Morris LLP
    Discharge Exception for Fraud by Corporate Insider Is More Broad Than Circuit Court of Appeals Had Thought
    2016-05-16

    On May 16, 2016, the Supreme Court of the United States handed down its opinion in Husky International Electronics, Inc. v. Ritz, Case No. 15-145.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Duane Morris LLP, Debtor, Fraud, Misrepresentation, SCOTUS, Fifth Circuit
    Authors:
    Rudolph J. Di Massa, Jr.
    Location:
    USA
    Firm:
    Duane Morris LLP
    When is a “Mere Conduit” More Than A “Mere Conduit”? The Second Circuit Has a Clue
    2020-01-21

    Section 546(e) of the Bankruptcy Code is a safe harbor provision that establishes that a trustee or debtor-in-possession may not avoid a transfer “by or to... a financial institution.. in connection with a securities contract” other than under an intentional fraudulent conveyance theory. On December 19, 2019, the Second Circuit in Note Holders v.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Nelson Mullins Riley & Scarborough LLP, Title 11 of the US Code
    Authors:
    Shane G. Ramsey , John T. Baxter
    Location:
    USA
    Firm:
    Nelson Mullins Riley & Scarborough LLP
    Court Holds that Trustee May Recover Proceeds from Fraudulently Transferred Property
    2019-09-09

    There is currently a split in authority on the issue of whether a trustee may recover from an immediate or mediate transferee if the recipient received proceeds from a fraudulent transfer but not the fraudulently transferred property itself.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Nelson Mullins Riley & Scarborough LLP
    Authors:
    Shane G. Ramsey
    Location:
    USA
    Firm:
    Nelson Mullins Riley & Scarborough LLP
    Bankruptcy filing by the Public Prosecutor: the latest decisions by the Court of Cassation
    2017-09-28

    The Court with two recent decisions (6 April 2017, No. 8903 and 13 April 2017, No. 9547) confirmed that the Public Prosecutor is entitled to file for bankruptcy also in case he became aware of the insolvency in the course of a probe regarding other companies or individuals and within the concordato preventivo procedure.

    The case

    Filed under:
    Italy, Insolvency & Restructuring, Litigation, White Collar Crime, Nctm Studio Legale, Bankruptcy, Debtor, Italian Supreme Court of Cassation
    Authors:
    Fabio Marelli
    Location:
    Italy
    Firm:
    Nctm Studio Legale
    Across the EUniverse
    2017-03-13

    February 2017 N° 19 Fondo Atlante and the future for the financial institutions Tommaso dalla Massara Some news on insolvency procedures Fabio Marelli EU Commission first draft of ePrivacy Regulation Rocco Panetta Insurance Distribution Directive Guido Foglia ACROSS THE EUNIVERSE 2 In this Issue Editorial Giovanni Moschetta, Bernard O'Connor 3 What's App in Europe 4 Bernard O'Connor The next big thing for European data protection: EU Commission publishes first draft of ePrivacy Regulation to be discussed during GDPR transition period 6 Rocco Panetta, Francesco Armaroli Critical features of

    Filed under:
    China, European Union, France, Germany, Greece, Italy, Russia, United Kingdom, Banking, Insolvency & Restructuring, Insurance, IT & Data Protection, Litigation, Public, Shipping & Transport, White Collar Crime, Nctm Studio Legale, European Commission, European Parliament
    Location:
    China, European Union, France, Germany, Greece, Italy, Russia, United Kingdom
    Firm:
    Nctm Studio Legale
    No decision from Eighth Circuit on validity of Ponzi scheme presumption
    2015-05-28

    In Ritchie Capital Mgmt., LLC v. Stoebner, 779 F.3d 857 (8th Cir. 2015), the U.S. Court of Appeals for the Eighth Circuit affirmed a bankruptcy court’s decision that transfers of trademark patents were avoidable under section 548(a)(1)(A) of the Bankruptcy Code and Minnesota state law because they were made with the intent to defraud creditors.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Jones Day, Fraud, Federal Reporter, Eighth Circuit
    Authors:
    Dan T. Moss
    Location:
    USA
    Firm:
    Jones Day
    Case Update: Second Circuit Breathes New Life Into Madoff Trustee's Efforts to Recover Ponzi Scheme Payments
    2021-11-15

    In In re Bernard L. Madoff Investment Securities LLC, 12 F.4th 171 (2d Cir. 2021), the U.S. Court of Appeals for the Second Circuit revived litigation filed by the trustee administering the assets of defunct investment firm Bernard L. Madoff Inv. Sec. LLC ("MIS") seeking to recover hundreds of millions of dollars in allegedly fraudulent transfers made to former MIS customers and certain other defendants as part of the Madoff Ponzi scheme.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Private Client & Offshore Services, White Collar Crime, Jones Day, Due diligence, Second Circuit, Trustee
    Authors:
    Mark G. Douglas
    Location:
    USA
    Firm:
    Jones Day

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