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    Picard lawsuit against JPMorgan dismissed
    2011-11-30

    Irving Picard's lawsuit against JPMorgan Chase & Co. styled Picard v. JPMorgan Chase & Co., 11-cv-913, in the U.S. District Court, Southern District of New York, was dismissed on November 1, 2011.  U.S.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Insurance, Litigation, White Collar Crime, Sedgwick LLP, JPMorgan Chase, UBS
    Authors:
    Eric C. Scheiner , Jennifer Q. Broda , Thomas R. Orofino , Jennifer Hamilton , Matthew M. Ferguson
    Location:
    USA
    Firm:
    Sedgwick LLP
    Picard cannot make it so: Madoff trustee’s recoveries curtailed again
    2011-11-08

    In a client advisory sent by our office a few months ago, we described a decision in the Madoff saga in which the District Court for the Southern District of New York (the Court) closed off a potential avenue of significant recovery for the Madoff Trustee (the Trustee) and the Ponzi scheme victims by denying the Trustee standing to pursue certain claims against feeder funds – firms that sent investors’ funds to Madof

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Mintz, Bankruptcy, Security (finance), Fraud, Safe harbor (law), Standing (law), Good faith, Due diligence, Bad faith, Common law, JPMorgan Chase, UBS, Westlaw, Title 11 of the US Code, Trustee, US District Court for the Southern District of New York
    Location:
    USA
    Firm:
    Mintz
    This week in securities litigation (November 4, 2011)
    2011-11-04

    The rapid collapse of MF Global into bankruptcy amid claims that millions of dollars in customer funds is a key focus for the SEC and CFTC as well as SIPIC this week. Speculation over the outcome of the hearings before Judge Rakoff on the SEC’s settlement with Citigroup is also a key topic in securities litigation this week.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Dorsey & Whitney LLP, Share (finance), Bankruptcy, Injunction, Security (finance), Fraud, Subprime lending, Mortgage-backed security, Securities fraud, US Securities and Exchange Commission, Commodity Futures Trading Commission (USA), Janus Capital Group, Securities Act 1933 (USA)
    Authors:
    Thomas O. Gorman
    Location:
    USA
    Firm:
    Dorsey & Whitney LLP
    Can Picard pull off a squeeze play by using his $5.2 million lawsuit against JASA to place pressure on Saul Katz of the Mets?
    2011-10-21

    A continuing theme of this blog series on Madoff has been the perplexing and inconsistent manner, virtually to the point of arbitrariness and unfairness, with which Trustee Irving Picard has handled charities that invested with Madoff.  Installment

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, White Collar Crime, Fox Rothschild LLP, Bankruptcy, Board of directors, Form 990, The New York Times, Trustee
    Authors:
    Alain Leibman
    Location:
    USA
    Firm:
    Fox Rothschild LLP
    Fraudulent conduct of principals imputed to company, barring coverage
    2011-10-11

    The United States District Court for the Southern District of Ohio, applying Ohio law, has held that a dishonesty exclusion barred coverage under primary and excess directors and officers (D&O) policies for the Wrongful Acts of the principals of a bankrupt company, all of whom were criminally convicted of securities fraud and related crimes.  The Unencumbered Assets Trust v. Great American Insurance Co., et. al., 2011 WL 4348128 (S.D. Ohio Sept.

    Filed under:
    USA, Ohio, Capital Markets, Insolvency & Restructuring, Insurance, Litigation, White Collar Crime, Wiley Rein LLP, Bankruptcy, Fraud, Waiver, Accounts receivable, Interest, Misrepresentation, Warranty, Securities fraud, US District Court for Southern District of Ohio
    Location:
    USA
    Firm:
    Wiley Rein LLP
    How to turn a bankruptcy reorganization into an insider trading charge
    2011-09-30

    In In re Washington Mutual, Inc., No. 08-12229 (MFW), 2011 WL 4090757 (Bankr. D. Del. Sept.

    Filed under:
    USA, Delaware, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Sheppard Mullin Richter & Hampton LLP, Confidentiality, Bankruptcy, Debtor, Hedge funds, Insider trading, Misappropriation, Promulgation, Federal Deposit Insurance Corporation (USA), JPMorgan Chase, Securities Exchange Act 1934 (USA), United States bankruptcy court, US District Court for District of Delaware
    Authors:
    Robert Rose
    Location:
    USA
    Firm:
    Sheppard Mullin Richter & Hampton LLP
    WaMu court allows equity committee to pursue “equitable disallowance” of noteholder claims based on allegations of insider trading
    2011-09-22

    On September 13, 2011, Judge Mary F. Walrath of the United States Bankruptcy Court for the District of Delaware granted standing for an equity committee in In re Washington Mutual, Inc. (“WaMu”) to seek “equitable disallowance” of claims held by noteholders that had traded claims after engaging in negotiations with WaMu over the terms of a global restructuring.

    Filed under:
    USA, Delaware, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Ropes & Gray LLP, Confidentiality, Shareholder, Debtor, Security (finance), Fiduciary, Hedge funds, Insider trading, Non-disclosure agreement, Supreme Court of the United States, United States bankruptcy court, US District Court for District of Delaware
    Authors:
    Alyson Gal Allen , Mark I. Bane , D. Ross Martin
    Location:
    USA
    Firm:
    Ropes & Gray LLP
    Mets' owners swing for the fences against Madoff trustee
    2011-08-24

    Fred Wilpon, Saul Katz, and their families and affiliated enterprises (the “Wilpon/Katz Group”) last week formally requested the dismissal of the adversary proceeding commenced by Irving Picard, the trustee of Bernard L. Madoff Investment Securities LLC (“BLMIS”). In a two hour hearing before U.S.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Kelley Drye & Warren LLP, Bankruptcy, Debtor, Fraud, Discovery, Debt, Mediation, Good faith, Title 11 of the US Code, Trustee, Second Circuit
    Authors:
    Benjamin D. Feder
    Location:
    USA
    Firm:
    Kelley Drye & Warren LLP
    Federal appeals court in New York approves Picard's calculation method, disappointing so-called "net winners"
    2011-08-23

    In a decision that was not surprising but nevertheless disappointing, the U.S. Court of Appeals for the Second Circuit recently affirmed the order of the U.S. Bankruptcy Court concluding that the “net equity” calculation for distributions back to Madoff victims should be based on the Net Investment Method, the total of actual deposits and withdrawals, and not the last statement amount listed on the final brokerage account statement. As a result, claw back law suits against the inaptly named “net winners” are sure to continue unabated.

    Background

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Herrick Feinstein LLP, Security (finance), Fraud, Interest, Limited liability company, Liquidation, Market value, Inflation, Brokerage firm, Securities Investor Protection Corporation, Trustee, Second Circuit, United States bankruptcy court
    Authors:
    Howard R. Elisofon , Steven D. Feldman
    Location:
    USA
    Firm:
    Herrick Feinstein LLP
    Second Circuit affirms Madoff trustee's net equity calculation
    2011-08-19

    The United States Court of Appeals for the Second Circuit found in favor of the trustee (the Trustee) presiding over the liquidation of Bernard L. Madoff Investment Securities (BMIS), affirming the Trustee’s calculation of “net equity” in the BMIS liquidation. The Trustee calculates net equity to determine the value of claims submitted by victims of Madoff’s massive fraud.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Katten Muchin Rosenman LLP, Security (finance), Fraud, Limited liability company, Liquidation, Market value, Trustee, Second Circuit
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP

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