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    A cautionary tale for insider lenders: Ninth Circuit endorses recharacterization remedy in bankruptcy
    2013-07-31

    The ability of a bankruptcy court to reorder the priority of claims or interests by means of equitable subordination or recharacterization of debt as equity is generally recognized. Even so, the Bankruptcy Code itself expressly authorizes only the former of these two remedies. Although common law uniformly acknowledges the power of a court to recast a claim asserted by a creditor as an equity interest in an appropriate case, the Bankruptcy Code is silent upon the availability of the remedy in a bankruptcy case.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Jones Day, Title 11 of the US Code, Ninth Circuit, United States bankruptcy court
    Authors:
    Lisa G. Laukitis , Mark G. Douglas
    Location:
    USA
    Firm:
    Jones Day
    Seventh Circuit mandates an “auction process” in “new value” chapter 11 plans
    2013-07-31

    The Issue

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Seyfarth Shaw LLP, Debtor, United States bankruptcy court, Seventh Circuit
    Authors:
    James B. Sowka
    Location:
    USA
    Firm:
    Seyfarth Shaw LLP
    CFIUS considerations arising in the acquisition of distressed assets in the United States
    2013-08-01

    There are important issues and procedures to be considered when a foreign buyer seeks to purchase the assets of a U.S. entity that is distressed or subject to a U.S. insolvency proceeding and which is involved in business activities with a nexus to U.S.

    Filed under:
    USA, Corporate Finance/M&A, Insolvency & Restructuring, Arnold & Porter, Debtor, Committee on Foreign Investment in the United States, Title 11 of the US Code, United States bankruptcy court
    Authors:
    Farhad Jalinous , Mark Liscio , Karalyn Meany Mildorf
    Location:
    USA
    Firm:
    Arnold & Porter
    The Ninth Circuit recharacterizes recharacterization jurisprudence
    2013-07-26

    The Ninth Circuit in In re Fitness Holdings Int’l, 2013 U.S. App. LEXIS 8729 (9th Cir. April 30, 2013) recently reversed precedent and established that bankruptcy courts in the Ninth Circuit have the power to determine whether a transaction creates a debt or equity interest for purposes of § 548 of the Bankruptcy Code. In doing so, the Ninth Circuit joins the Third, Fourth, Fifth, Sixth and Tenth Circuits in expressly recognizing bankruptcy courts’ ability to recharacterize claims in bankruptcy proceedings.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Mintz, Debtor, Ninth Circuit, United States bankruptcy court
    Authors:
    Eric R. Blythe
    Location:
    USA
    Firm:
    Mintz
    City of Detroit files Chapter 9 bankruptcy petition – challenges ahead
    2013-07-19

    On the afternoon of July 18, 2013, the City of Detroit filed its highly anticipated petition for relief under Chapter 9 of the Bankruptcy Code in the Bankruptcy Court for the Eastern District of Michigan. This marks the largest municipal bankruptcy filing in United States history.1As a result of the Chapter 9 filing, all actions by creditors to collect prepetition claims against the City are enjoined through the imposition of an automatic stay, except for the application of special revenues pledged to indebtedness.

    Filed under:
    USA, Michigan, Insolvency & Restructuring, Litigation, Public, Cadwalader Wickersham & Taft LLP, Title 11 of the US Code, United States bankruptcy court, US District Court for Eastern District of Michigan
    Authors:
    Lary Stromfeld , Mark C. Ellenberg , Ivan Loncar , Ingrid Bagby
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Severe consequences for franchisor executives: personal liability and non-dischargeable debt
    2013-07-24

    “Do not pass Go, do not collect $200” is a phrase we all remember from the childhood game Monopoly.  Like Monopoly, state franchise sales laws have rules and regulations that must be followed.  A franchisor’s failure to follow these basic procedural rules for selling franchises can result in self-destruction. 

    Filed under:
    USA, Franchising, Insolvency & Restructuring, Litigation, Whiteford Taylor & Preston LLP, Fiduciary, Prospectus (finance), Embezzlement, United States bankruptcy court
    Authors:
    David L. Cahn
    Location:
    USA
    Firm:
    Whiteford Taylor & Preston LLP
    Bankruptcy court applies Third Circuit test for addressing “debt” versus “equity” question.
    2013-07-25

    The Issue

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Seyfarth Shaw LLP, Bankruptcy, Debtor, Interest, Limited liability company, Debt, United States bankruptcy court, Third Circuit
    Authors:
    James B. Sowka
    Location:
    USA
    Firm:
    Seyfarth Shaw LLP
    In re Lehman Brothers Inc.: repo claims fall outside of SIPA protection
    2013-07-15

    As part of the Lehman Brothers Inc. ("Lehman") bankruptcy, the Bankruptcy Court for Southern District of New York ("Court") determined that three banks’ (the "Claimants") claims in relation to repurchase agreements ("repos") were not "customer claims" entitled to customer protection under the Securities Investor Protection Act of 1970 ("SIPA").

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, Reed Smith LLP, Security (finance), Lehman Brothers, United States bankruptcy court
    Authors:
    Thomas H. Watterson
    Location:
    USA
    Firm:
    Reed Smith LLP
    Unfair Trade Practices exclusion inapplicable to claims arising under fair debt collection statutes; statutory damages covered
    2013-07-17

    The United States District Court for the Middle District of Pennsylvania has held that an E&O policy issued to a now-bankrupt credit counseling company did not cover claims arising under unfair trade practices statutes, but did cover claims arising under fair debt collection statutes. Hrobuchak v. Fed. Ins. Co., 2013 WL 2291875 (M.D. Pa. May 24, 2013). The court also held that carve-outs from the policy’s definition of loss did not preclude coverage for statutory damages or damages representing the return of fees paid to the insured.

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Liquidation, Statutory damages, United States bankruptcy court
    Location:
    USA
    Firm:
    Wiley Rein LLP
    WARN Act decision: how private equity might avoid “single employer” status
    2013-07-18

    Delaware Bankruptcy Court Holds that Private Equity Firm And Its Portfolio Company Are Not Liable Under Federal WARN Act

    Filed under:
    USA, Delaware, Employment & Labor, Insolvency & Restructuring, Litigation, Latham & Watkins LLP, Worker Adjustment and Retraining Notification Act 1988 (USA), United States bankruptcy court
    Authors:
    Richard A. Levy
    Location:
    USA
    Firm:
    Latham & Watkins LLP

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