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    U.K. Treasury lays out new plan on investment firm insolvency
    2010-09-17

    Yesterday, the United Kingdom’s Commercial Secretary to the Treasury launched a consultation on a new special-resolution regime, Special administration regime for investment firms, to strengthen the government’s ability to handle future insolvencies of failing investment banks to minimize cost and disruption of the overall national financial system.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Public consultations, Market liquidity, Investment banking, Investment company, HM Treasury (UK), US Department of the Treasury, Lehman Brothers, FSA, Bank of England
    Authors:
    Alice Green
    Location:
    United Kingdom
    Firm:
    Alston & Bird LLP
    Pre-packs - Connaught so bad after all?
    2010-09-22

    The recent sale of the bulk of Connaught's failed social housing group has received a lot of positive press attention of late, due largely to the number of jobs the deal is reported to have saved.

    The sale appears to have occurred within days of Connaught going into administration. While there has been no suggestion that the deal was effected as a "pre-pack", the speed with which the sale was carried out echoes the most prominent feature of true pre-pack deals.

    Filed under:
    United Kingdom, Insolvency & Restructuring, MacRoberts LLP, Share (finance), Unsecured debt, Eminent domain, Precondition
    Authors:
    Alan Meek , John Reid
    Location:
    United Kingdom
    Firm:
    MacRoberts LLP
    Court torpedoes FC regulations lifeboat for floating charge
    2010-09-23

    In the recent judgment of Gray and others v G-T-P Group Limited, the High Court considered whether a charge fell within the scope of the Financial Collateral (No.2) Regulations 2003 (“the Regulations”) and would not therefore be void against a liquidator, despite not being registered with the Registrar of Companies.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, DMH Stallard LLP, Retail, Collateral (finance), Beneficiary, Liquidator (law), HM Treasury (UK), Trustee
    Authors:
    Gwen Godfrey
    Location:
    United Kingdom
    Firm:
    DMH Stallard LLP
    A breathing space for distressed companies: proposals for a statutory restructuring moratorium
    2010-08-26

    The Insolvency Service recently opened a consultation (the "Consultation") on its proposals for a restructuring moratorium. Under the proposals, eligible companies satisfying certain qualifying conditions would be able to apply to court for a moratorium to prevent creditor action (a "Moratorium"). The Moratorium is not intended to be an alternative to formal insolvency for companies that are already insolvent but is intended to support viable companies reach a compromise with their creditors.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Herbert Smith Freehills LLP, Debt, Moratorium, Refinancing, Leverage (finance)
    Authors:
    Stephen Gale , Kevin Pullen , Laurence Elliott , Simon Chadney
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP
    Petition of Cheshire West and Chester Borough Council in the administration of Springfield Retail Limited
    2010-08-27

    Case considering whether rent which accrued during an administration was payable in full as an expense of the administration or whether payment was a matter of discretion for the court.

    Filed under:
    United Kingdom, Scotland, Insolvency & Restructuring, Litigation, Real Estate, Morton Fraser MacRoberts, Retail, Landlord, Leasehold estate, Liquidation, Capital punishment
    Location:
    United Kingdom
    Firm:
    Morton Fraser MacRoberts
    UK defined-benefit pension schemes and corporate restructurings
    2010-08-31

    A prominent aspect of the most recent wave of restructuring is the significant role often played by defined-benefited (DB) pension liabilities.

    Filed under:
    United Kingdom, Employee Benefits & Pensions, Insolvency & Restructuring, Freshfields Bruckhaus Deringer, Liability (financial accounting)
    Location:
    United Kingdom
    Firm:
    Freshfields Bruckhaus Deringer
    Lehman Brothers: client money appeal
    2010-09-01

    Just as this issue of the Insurance and Reinsurance Review was going to press, the Court of Appeal handed down its decision in the appeal in CRC Credit Fund Ltd & Ors v GLG Investments Plc (Sub-Fund: European Equity Fund) & Ors (reported at [2010] EWCA Civ 917) against the decision of Mr. Justice Briggs, reported in our March 2010 issue.

    Filed under:
    United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Litigation, Locke Lord LLP, Share (finance), Dividends, Reinsurance, Prima facie, Lehman Brothers, Court of Appeal of England & Wales
    Authors:
    Peter Fidler , Melissa Oxnam
    Location:
    United Kingdom
    Firm:
    Locke Lord LLP
    Change in HMRC approach to debt for equity swaps
    2010-09-07

    Guidance published by HMRC in its Corporate Finance Manual has recently been updated to reflect a change in practice regarding the corporation tax treatment of debt for equity swaps.

    Debt for equity swaps are commonly used in corporate restructuring, particularly when a company is in financial difficulty. They may also be encountered in the termination of joint venture arrangements where, prior to the sale of shares in the joint venture company by one co-venturer to the other, the parties wish to convert any loans made to the company into shares.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Tax, Hogan Lovells, Share (finance), Shareholder, Debtor, Interest, Swap (finance), Consideration, Debt, Joint venture, HM Revenue and Customs (UK)
    Authors:
    Philip Gershuny , Simone Greaves
    Location:
    United Kingdom
    Firm:
    Hogan Lovells
    Making claims in administration/liquidation as an unsecured creditor: the process of proving debts owed by the company
    2010-09-08

    Insolvency procedures involving companies are complex and generally take a long time to complete. There is plenty of jargon which adds to the confusion, whereas all that an unsecured creditor usually wants to know is how to make a claim for the monies owed to him by the company, to whom the claim should be made, how long it will take to decide the claim and whether there is a possibility of recovering any monies from a company which is obviously experiencing financial difficulties.

    Filed under:
    United Kingdom, Insolvency & Restructuring, BDB Pitmans LLP, Shareholder, Debtor, Unsecured debt, Interest, Debt, Liquidation, Liquidator (law), Dissolution (law), Unsecured creditor, Pro rata, Companies House
    Authors:
    Rita Sarkar
    Location:
    United Kingdom
    Firm:
    BDB Pitmans LLP
    High Court rules on company voluantary arrangements challenges
    2010-08-23

    The High Court has in the past month ruled on two challenges to company voluntary arrangements (CVAs) on the grounds of unfair prejudice and material irregularity,  reaching a different conclusion in each case. 

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Freshfields Bruckhaus Deringer
    Location:
    United Kingdom
    Firm:
    Freshfields Bruckhaus Deringer

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