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    In brief: district court affirms Lehman Brothers safe-harbor setoff ruling
    2011-04-01

    In the July/August 2010 edition of the Business Restructuring Review, we reported on an important ruling handed down by bankruptcy judge James M. Peck in the Lehman Brothers chapter 11 cases addressing the interaction between the Bankruptcy Code’s general setoff rules (set forth in section 553) and the Code’s safe harbors for financial contracts (found principally in sections 555, 556, and 559 through 562). In In re Lehman Bros. Holdings, Inc., 433 B.R. 101 (Bankr. S.D.N.Y.

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Jones Day, Bankruptcy, Debtor, Swap (finance), Concession (contract), Lehman Brothers, Westlaw, Title 11 of the US Code, US District Court for the Southern District of New York
    Authors:
    Mark G. Douglas
    Location:
    USA
    Firm:
    Jones Day
    Insureds' $20 million settlement payment to FTC redress fund held uninsurable restitution
    2011-04-01

    The Commonwealth Court of Pennsylvania, which is overseeing the liquidation of the insurer in the coverage dispute, entered an order approving the insurer’s denial of coverage under an excess policy for a $20 million settlement that two individual insureds paid into a Federal Trade Commission (FTC) redress fund. The court adopted the recommendation of the referee appointed to hear the coverage dispute, who applied California law and concluded that the insurer was entitled to summary judgment following briefing and oral argument. Wiley Rein represented the insurer before the referee.

    Filed under:
    USA, Pennsylvania, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Fraud, Interest, Debt, Mortgage loan, Liquidation, Unconscionability, Federal Trade Commission (USA), Commonwealth Court of Pennsylvania
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Insolvency exclusion bars coverage for allegations that actuarial services firm contributed to client's insolvency
    2011-04-01

    The United States Court of Appeals for the Ninth Circuit has held, under California law, that an insurer had no duty to defend an insured actuarial services firm in litigation alleging that the insured’s reserve reviews and rate level recommendations contributed to the insolvency of a medical malpractice self-insurance fund. Zurich Specialties London Limited v. Bickerstaff, Whatley, Ryan & Burkhalter, Inc., 2011 WL 1118463 (9th Cir. Mar. 28, 2011).

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Bankruptcy, Medical malpractice, Causation (law), Actuary, Malpractice, Ninth Circuit
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Make sure that bankruptcy debtors have court authority to use cash collateral
    2011-04-01

    A recent bankruptcy case merits the attention of credit managers and others involved in credit decisions. To avoid credit risk when dealing with a chapter 11 debtor in possession, you must verify that the debtor has court authority to use cash collateral prior to shipping or accepting payment.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Calfee Halter & Griswold LLP, Bankruptcy, Debtor, Collateral (finance), Accounts receivable, Consent, Credit risk, Liquidation, Secured creditor, Debtor in possession, United States bankruptcy court, Eleventh Circuit
    Authors:
    James M. Lawniczak , Thomas A. Cicarella , Jean R. Robertson
    Location:
    USA
    Firm:
    Calfee Halter & Griswold LLP
    In re Washington Mutual, Inc.: Delaware Bankruptcy Court limits debtors’ release of third parties
    2011-04-01

    In a recent decision, Judge Mary F. Walrath of the United States Bankruptcy Court for the District of Delaware greatly limited debtors’ ability to release parties under a chapter 11 plan in the bankruptcy cases of Washington Mutual, Inc. (“WMI”), and its debtor affiliates (together with WMI, the “Debtors”). In In re Washington Mutual, Inc., Judge Walrath approved a global settlement agreement (the “Global Settlement”) reached by the Federal Deposit Insurance Corporation (“FDIC”) as receiver for Washington Mutual Bank (“WaMu Bank”); JPMorgan Chase Bank, N.A.

    Filed under:
    USA, Delaware, Banking, Insolvency & Restructuring, Litigation, Jones Day, Bankruptcy, Debtor, Security (finance), Consideration, Liability (financial accounting), Federal Deposit Insurance Corporation (USA), JPMorgan Chase, Office of Thrift Supervision, United States bankruptcy court, US District Court for District of Delaware
    Authors:
    Mark A. Cody
    Location:
    USA
    Firm:
    Jones Day
    Taking the gift back: Second Circuit alters future plan negotiations by striking down the use of gifting through a Chapter 11 plan
    2011-04-01

    Rehabilitating a debtor’s business and maximizing the value of its estate for the benefit of its various stakeholders through the confirmation of a chapter 11 plan is the ultimate goal in most chapter 11 cases. Achievement of that goal, however, typically requires resolution of disagreements among various parties in interest regarding the composition of the chapter 11 plan and the form and manner of the distributions to be provided thereunder.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Jones Day, Bankruptcy, Debtor, Unsecured debt, Collateral (finance), Interest, Voting, Secured creditor, Unsecured creditor, Sprint Corporation, Dish Network, MFG.com, Title 11 of the US Code, Second Circuit, Third Circuit, First Circuit
    Authors:
    Scott J. Friedman , Ross S. Barr
    Location:
    USA
    Firm:
    Jones Day
    Calling all PRPs with contribution claims: pay up, or steer clear of bankruptcy court
    2011-04-01

    When a company that has been designated a responsible party for environmental cleanup costs files for bankruptcy protection, the ramifications of the filing are not limited to a determination of whether the remediation costs are dischargeable claims. Another important issue is the circumstances under which contribution claims asserted by parties coliable with the debtor will be allowed or disallowed in the bankruptcy case. This question was the subject of rulings handed down early in 2011 by the New York bankruptcy court presiding over the chapter 11 cases of Lyondell Chemical Co.

    Filed under:
    USA, Environment & Climate Change, Insolvency & Restructuring, Litigation, Jones Day, Environmental remediation, Pollution, Bankruptcy, Surety, Debtor, Common law, US Environmental Protection Agency, US Congress, United States bankruptcy court
    Authors:
    Charles M. Oellermann , Mark G. Douglas
    Location:
    USA
    Firm:
    Jones Day
    FDIC and Federal Reserve issue joint notice of proposed rulemaking under the Dodd-Frank Act: resolution plans and credit exposure reports
    2011-04-06

    On March 29, 2011, the Federal Deposit Insurance Corporation (the “FDIC”) and the Board of Governors of the Federal Reserve System (the “Fed”) jointly released a notice of proposed rulemaking (“NPR”) proposing rules relating to the resolution plan (also known as the “living will”) and credit exposure report requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “DFA”).

    Filed under:
    USA, Banking, Insolvency & Restructuring, Gibson Dunn & Crutcher LLP, Credit (finance), Consumer protection, Advance healthcare directive, Federal Deposit Insurance Corporation (USA), Federal Reserve (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Location:
    USA
    Firm:
    Gibson Dunn & Crutcher LLP
    Court orders disputed successor employer to bargain with union
    2011-04-06

    A California federal district court granted temporary injunctive relief, requiring the purchaser of a bankrupt hospital to temporarily recognize and bargain with the union that represented nurses employed by the hospital’s seller, pending the outcome of a National Labor Relations Board (“NLRB”) hearing.

    Filed under:
    USA, California, Employment & Labor, Healthcare & Life Sciences, Insolvency & Restructuring, Litigation, Proskauer Rose LLP, Bankruptcy, Injunction, Interim order, Limited liability company, Trade union, Unfair labor practice, Collective bargaining agreements, Bargaining unit, National Labor Relations Board (USA), NLRA, US District Court for Central District of California, United States bankruptcy court
    Location:
    USA
    Firm:
    Proskauer Rose LLP
    In re TOUSA: District Court reverses bankruptcy court's order requiring lenders to disgorge $480 million as fraudulent transfer
    2011-04-05

    On February 11, 2011, the Hon Alan Gold of the United States District Court for the Southern District of Florida issued a 113 page opinion and order quashing the bankruptcy court's order requiring the lenders involved in TOUSA, Inc.'s Transeastern joint venture to disgorge, as fraudulent transfers under Section 548 of the Bankruptcy Code, settlement monies that they had received on July 31, 2007 in repayment of their existing debt and to pay prejudgment interest on such monies, for a total disgorgement in excess of $480 million.

    Filed under:
    USA, Florida, Insolvency & Restructuring, Litigation, White Collar Crime, Sheppard Mullin Richter & Hampton LLP, Bankruptcy, Surety, Debt, Liability (financial accounting), Joint venture, Default (finance), Subsidiary, United States bankruptcy court, Eleventh Circuit
    Authors:
    Jenny Park Garner
    Location:
    USA
    Firm:
    Sheppard Mullin Richter & Hampton LLP

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