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    Bankruptcy Court for the Southern District of New York creates conflict with Third Circuit by holding safe harbor inapplicable to private securities transactions, even absent illegal conduct
    2011-04-27

    In what appears to be a matter of first impression, Bankruptcy Judge Robert D. Drain, United States Bankruptcy Court for the Southern District of New York, has held that a statutory safe harbor against constructive fraudulent conveyance actions under the Bankruptcy Code involving securities transfers does not apply to the private sale of securities, even when there are no allegations of illegal conduct or fraud involved in the underlying transaction.

    Filed under:
    USA, New York, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Debtor, Security (finance), Fraud, Safe harbor (law), Commodity broker, Secured loan, Pro rata, Title 11 of the US Code, Small Business Administration (USA), United States bankruptcy court, Third Circuit, US District Court for SDNY, Trustee
    Authors:
    Nicholas J. Brannick , Stephen D. Lerner , Jeffrey A. Marks
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Third Circuit reaffirms 1999 O’Brien decision regarding application of Bankruptcy Code Section 503(b) to break-up fees of stalking horse bidders
    2010-04-28

    In 1999 the Third Circuit Court of Appeals rendered its decision in Calpine Corp. v. O’Brien Environmental Energy, Inc. (In re O’Brien Environmental Energy, Inc.), 181 F.2d 527, denying Calpine Corporation’s request for the payment of a break-up fee after Calpine lost its effort to acquire the assets of O’Brien Environmental Energy out of bankruptcy.

    Filed under:
    USA, Energy & Natural Resources, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Bankruptcy, Debtor, Interest, Marketing, Limited liability company, Due diligence, Non-disclosure agreement, United States bankruptcy court, Third Circuit
    Authors:
    Nicholas J. Brannick
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Second Circuit clarifies meaning and application of retention provision under Bankruptcy Code
    2009-01-14

    On January 6, 2009, the United States Court of Appeals for the Second Circuit rendered a decision in the case of Riker, Danzig, Scherer, Hyland & Perretti v. Official Comm. of Unsecured Creditors (In re: Smart World Tech., LLC) that clarifies the implications of a bankruptcy court's "pre-approval" of the terms of a professional's retention by the bankruptcy estate under Sections 327 and 328 of the Bankruptcy Code.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Contractual term, Bankruptcy, Debtor, ISP, Liquidation, Contingent fee, Second Circuit, United States bankruptcy court
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Supreme Court to Answer the Question: What is Fraud, Really?
    2016-03-08

    On March 1, 2016, the U.S. Supreme Court heard argument on the seemingly simple question of what “actual fraud” means.  The Court’s decision will have a significant impact on the reach of the exception to discharge under Section 523(a)(2)(A) of the Bankruptcy Code.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Squire Patton Boggs, Fraud
    Authors:
    Aditi Kulkarni
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Is Chapter 11 A Painless Solution For Guarantors?
    2016-01-05

    Owners of small business entities are frequently required to guaranty the debts of such entities.  Those business entities might later file for Chapter 11, and may be able to achieve confirmation of a plan to restructure their indebtedness.   The question then presented is whether this confirmation event affects the separate guaranty obligations of the owners?  The Tenth Circuit Court of Appeals recently explored this issue in In re: Larry

    Filed under:
    USA, Colorado, Banking, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Tenth Circuit
    Authors:
    Maxwell Tucker
    Location:
    USA
    Firm:
    Squire Patton Boggs
    The Fifth Circuit takes a mulligan
    2015-08-10

    I previously commented on a controversial fraudulent transfer opinion issued by the Fifth Circuit Court of Appeals. In Janvey v. The Golf Channel, 780 F.3d 641 (5th Cir.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Squire Patton Boggs, Fifth Circuit, Texas Supreme Court
    Authors:
    Maxwell Tucker
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Jefferson County: state rate setting authority vs. the bankruptcy code
    2015-05-11

    Recently the Eleventh Circuit agreed to hear Jefferson County’s (“JeffCo”) petition for appeal of U.S. District Court Judge Sharon Blackburn’s ruling refusing to dismiss one of three appeals filed by JeffCo’s sewer system ratepayers.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Constitutionality, United States bankruptcy court, Eleventh Circuit
    Authors:
    Karol K. Denniston
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Illinois and Chapter 9: the update
    2015-02-12

    Illinois Governor Rauner presented his turnaround agenda in his “State of the State” address last week and called for, among other things, the state “to extend to municipalities bankruptcy protections.”  Mirroring the proposed legislation introduced by Representative Ron Sandack in January, and reported on in an earlier post, Illinois seems positioned to provide municipalities with clear and direct access to Chapter 9 bankruptcy and

    Filed under:
    USA, Illinois, Insolvency & Restructuring, Squire Patton Boggs
    Authors:
    Karol K. Denniston , Stephen D. Lerner
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Phones for who? Focus on technology companies
    2014-12-09

    Key Points 

    • Phones 4U went into administration in September 2014.
    • Technology companies in the US have also faced a difficult market.
    • Phones 4U’s complicated financing structure contributed to its downfall, as did its reliance on one or two key suppliers.
    • The Protection of Essential Supplies Order will have considerable ramifications for tech suppliers when it comes into force.

    PHONES 4U COLLAPSE: PART 1

    Filed under:
    United Kingdom, USA, Insolvency & Restructuring, Telecoms, Squire Patton Boggs
    Authors:
    Cathryn Williams
    Location:
    United Kingdom, USA
    Firm:
    Squire Patton Boggs
    Appeals process begins for determination of Detroit’s bankruptcy eligibility
    2013-12-05

    A Michigan bankruptcy judge ruled yesterday that Detroit is eligible for protection under Chapter 9 of the U.S. Bankruptcy Code, overruling numerous objections filed by labor unions, pension funds and other interested parties.  Almost immediately following the ruling, a notice of appeal was filed by Counsel 25 of the American Federation of State, County & Municipal Employees (“AFSCME”).

    Filed under:
    USA, Michigan, Insolvency & Restructuring, Litigation, Public, Squire Patton Boggs, Bankruptcy, Ninth Circuit, United States bankruptcy court
    Authors:
    Colter Paulson
    Location:
    USA
    Firm:
    Squire Patton Boggs

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