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    Ninth Circuit confirms existence of ride through doctrine in Chapter 11 cases
    2007-08-21

    In Diamond Z Trailer, Inc. v. JZ, LLC (In re JZ, LLC), No. 07-1011 (9th Cir. B.A.P., June 18, 2007), the Ninth Circuit Bankruptcy Appellate Panel affirmed a Bankruptcy Court decision holding that an unscheduled executory contract rides through the bankruptcy if not assumed or rejected during the bankruptcy. Further, a debtor has standing to sue for a breach of that executory contract when the breach occurred after the closure of the bankruptcy case.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Sheppard Mullin Richter & Hampton LLP, Bankruptcy, Debtor, Breach of contract, Federal Reporter, Discovery, Standing (law), Estoppel, Ninth Circuit, United States bankruptcy court, Bankruptcy Appellate Panel
    Location:
    USA
    Firm:
    Sheppard Mullin Richter & Hampton LLP
    Second Circuit affirms dismissal of creditors' committee equitable subordination complaint
    2007-08-20

    The U.S. Court of Appeals for the Second Circuit, on July 9, 2007, decisively affirmed a bankruptcy court's dismissal of an equitable subordination complaint filed by a creditors' committee against eight investment fund lenders. Official Committee of Unsecured Creditors of Applied Theory Corporation v. Halifax Fund, L.P., et al. (In re Applied Theory Corporation), ___ F.3d ___, 2007 U.S. App. LEXIS 16180 (2d Cir. July 9, 2007).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Bankruptcy, Debtor, Unsecured debt, Federal Reporter, Standing (law), Limited partnership, Investment funds, Secured creditor, Unsecured creditor, Secured loan, Trustee, Second Circuit, United States bankruptcy court, Fourth Circuit
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    Court determines commodity supply contract is not swap agreement under Bankruptcy Code
    2007-08-14

    A recent decision out of a North Carolina bankruptcy court has reopened the question of whether a physical supply contract may qualify as a forward contract or swap agreement for purposes of the Bankruptcy Code. Although previous U.S. case law determined that those terms included commodity supply agreements, the U.S. Bankruptcy Court for the Eastern District of North Carolina disagreed.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Eversheds Sutherland (US) LLP, Bankruptcy, Debtor, Fraud, Natural gas, Swap (finance), Commodity, US Congress, International Swaps and Derivatives Association, Title 11 of the US Code, Trustee, United States bankruptcy court, Fifth Circuit
    Location:
    USA
    Firm:
    Eversheds Sutherland (US) LLP
    Court holds notice of potential claim letter satisfies policy requirements
    2007-08-13

    The United States District Court for the District of Colorado, applying Colorado law, has denied an insurer's motion for summary judgment and granted in part motions for partial summary judgment by the policyholder's former CEO and a bankruptcy trustee as assignee of the policyholder's former directors. Genesis Ins. Co. v. Crowley, 2007 WL 1832039 (D. Colo. June 25, 2007).

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Conflict of interest, Bankruptcy, Condition precedent, Shareholder, Class action, Fiduciary, Interest, Employment contract, Discovery, Securities fraud, Chief executive officer, Trustee, United States bankruptcy court, Colorado Supreme Court
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Excess D&O policy rescinded based on fraudulent representations regarding solvency
    2007-08-13

    The United States District Court for the Southern District of Ohio, applying Ohio law, has held that an insurer could rescind an insurance policy based on an individual's fraudulent statements that the insured company was not facing bankruptcy. Unencumbered Assets Trust v. Great Am. Ins. Co., 2007 WL 2029063 (S.D. Ohio July 10, 2007).

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Wiley Rein LLP, Bankruptcy, Fraud, Indictment, Common law, Annual report, US Securities and Exchange Commission, United States bankruptcy court, US District Court for Southern District of Ohio
    Location:
    USA
    Firm:
    Wiley Rein LLP
    Investment bank's advisory fee properly calculated under reasonableness standard
    2007-08-06

    The U.S. Court of Appeals for the Eleventh Circuit held on July 26, 2007, that a bankruptcy court properly calculated an investment bank's advisory fee under a reasonableness standard. In re Citation Corp., ___ F.3d ___ 2007 WL 2128165 (July 26, 2007).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Conflict of interest, Bankruptcy, Shareholder, Debtor, Federal Reporter, Investment banking, Contingent fee, Westlaw, United States bankruptcy court, Eleventh Circuit
    Location:
    USA
    Firm:
    Schulte Roth & Zabel LLP
    Insider’s acquisition of claims to create accepting impaired class constitutes impermissible gerrymandering
    2007-08-02

    The strategic importance of classifying claims and interests under a chapter 11 plan is sometimes an invitation for creative machinations designed to muster adequate support for confirmation of the plan. Although the Bankruptcy Code unequivocally states that only “substantially similar” claims or interests can be classified together, it neither defines “substantial similarity” nor requires that all claims or interests fitting the description be classified together.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Jones Day, Bond (finance), Shareholder, Debtor, Unsecured debt, Interest, Debt, Credit risk, Liquidation, Voting, Stakeholder (corporate), Substantial similarity, Title 11 of the US Code, Third Circuit
    Location:
    USA
    Firm:
    Jones Day
    Charting the evolution of the Chapter 11 transfer tax exemption: different subsection, same lack of clarity
    2007-08-02

    The ability to sell assets during the course of a chapter 11 case without incurring transfer taxes customarily levied on such transactions outside of bankruptcy often figures prominently in a potential debtor’s strategic bankruptcy planning. However, the circumstances under which a sale and related transactions (e.g., recording of mortgages) qualify for the tax exemption have been a focal point of dispute for many courts, including no less than four circuit courts of appeal.

    Filed under:
    USA, Insolvency & Restructuring, Tax, Jones Day, Tax exemption, Bankruptcy, Debtor, Mortgage loan, Liquidation, Stamp duty, Title 11 of the US Code
    Location:
    USA
    Firm:
    Jones Day
    Agreement alteration exposes creditor to preference action
    2007-07-31

    The U.S. Court of Appeals for the Third Circuit has issued a recent decision that is instructive as to what creditors should not do when a customer is having a hard time paying its bills.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Reed Smith LLP, Bankruptcy, Credit (finance), Debtor, Federal Reporter, Debt, Remand (court procedure), United States bankruptcy court, Third Circuit
    Location:
    USA
    Firm:
    Reed Smith LLP
    Assignee creditors are protected by Code’s fraud provisions
    2007-07-31

    Assignee creditors are protected by the provision of the Bankruptcy Code that prevents debtors from obtaining a discharge for debts obtained through fraud, the Bankruptcy Appellate Panel for the U.S. Court of Appeals for the Ninth Circuit has held.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Reed Smith LLP, Debtor, Fraud, Debt, Default (finance), Joint and several liability, Bankruptcy discharge, Title 11 of the US Code, Ninth Circuit, Bankruptcy Appellate Panel
    Location:
    USA
    Firm:
    Reed Smith LLP

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