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    Lehman Brothers Court Holds Swap Safe Harbor Protects ‘Flip’ Transactions
    2016-07-08

    The bankruptcy court overseeing the Lehman Brothers chapter 11 cases rejected efforts by Lehman Brothers Special Financing Inc. (LBSF) to recover roughly $1 billion in payments made to numerous noteholder defendants from the liquidation of collateral originally pledged to secure both obligations under notes issued by special purpose entities and credit default swap (CDS) obligations to LBSF, holding that the termination of the swap and liquidation and distribution of the collateral were protected by the Bankruptcy Code’s safe harbor.

    Filed under:
    USA, Capital Markets, Derivatives, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Bankruptcy, Collateral (finance), Safe harbor (law), Swap (finance), Liquidation, Default (finance), Credit default swap, Title 11 of the US Code, Bank of America, Lehman Brothers, United States bankruptcy court, US District Court for SDNY
    Authors:
    Jeff J. Friedman
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Municipal bankruptcies: an overview and recent history of Chapter 9 of the Bankruptcy Code
    2013-07-23

    The City of Detroit filed for protection under chapter 9 of the Bankruptcy Code on July 18, 2013,1 becoming the largest municipality to ever file for bankruptcy. Detroit’s bankruptcy filing presents numerous complicated issues, which will be resolved over the course of the case.

    Filed under:
    USA, Insolvency & Restructuring, Public, Katten Muchin Rosenman LLP, Bankruptcy, Debtor, Title 11 of the US Code
    Authors:
    Kenneth E. Noble
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Ninth Circuit holds that debt can be recharacterized as equity
    2013-06-05

    The US Court of Appeals for the Ninth Circuit recently resolved a split within the circuit when it held that a bankruptcy court has the power to recharacterize debt as equity.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Shareholder, Debtor, Debt, Debt restructuring, Title 11 of the US Code, Ninth Circuit, United States bankruptcy court
    Authors:
    Jeff J. Friedman
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Ninth Circuit prohibits bankruptcy courts from entering judgments on fraudulent conveyance claims against non-claimants
    2012-12-13

    The Ninth Circuit recently held that: (1) bankruptcy courts lack the constitutional authority to enter a final judgment on all fraudulent transfer claims against non-claimants, whether brought under state or federal law, and (2) a defendant can waive such an argument by not asserting the applicability of Stern v. Marshall1 at the trial level.2 Further, in dicta, the court noted that bankruptcy courts may issue proposed findings of fact and conclusions of law in matters in which the bankruptcy court cannot issue final orders.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Waiver, Title 11 of the US Code, US Constitution, Ninth Circuit, United States bankruptcy court
    Authors:
    Craig A. Barbarosh , Karen B. Dine
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    Escape to America: Borrowers Seeking Refuge Through Chapter 11
    2019-08-16

    Going forward, lenders must take precautionary measures to protect themselves. Anticipating the risk of a U.S. bankruptcy case is a crucial first step.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Duane Morris LLP, Debtor, Title 11 of the US Code
    Authors:
    Frederick D. (Rick) Hyman , Meagen E. Leary
    Location:
    USA
    Firm:
    Duane Morris LLP
    Structured Dismissals in Deviation of Bankruptcy Code Priority Scheme
    2017-04-04

    In Czyzewski v. Jevic Holding, 580 U.S. __(2017), decided on March 22, the U.S. Supreme Court held that, without the consent of impaired creditors, a bankruptcy court cannot approve a "structured dismissal" that provides for distributions deviating from the ordinary priority scheme of the Bankruptcy Code. The ruling reverses the decisions of the U.S. Bankruptcy Court for the District of Delaware, the U.S. District Court for the District of Delaware, and the U.S.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Duane Morris LLP, Bankruptcy, Unsecured debt, Consent, Leveraged buyout, Title 11 of the US Code, SCOTUS, United States bankruptcy court, Third Circuit, US District Court for District of Delaware
    Authors:
    Rudolph J. Di Massa, Jr. , Drew S. McGehrin
    Location:
    USA
    Firm:
    Duane Morris LLP
    SCOTUS Prohibits Non-Consensual Structured Dismissals in Deviation of Bankruptcy Code Priority Scheme
    2017-03-29

    The immediate effect of Jevic will be that practitioners may no longer structure dismissals in any manner that deviates from the priority scheme of the Bankruptcy Code without the consent of impaired creditors.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Duane Morris LLP, Debtor, Unsecured debt, Title 11 of the US Code, SCOTUS, United States bankruptcy court, Third Circuit
    Authors:
    Rudolph J. Di Massa, Jr. , Christopher M. Winter
    Location:
    USA
    Firm:
    Duane Morris LLP
    Violation of the Automatic Stay Seeking to Enforce Arbitration Award Against Nondebtor: Beware, You May Be on Thin Ice
    2016-05-13

    The United States Bankruptcy Court for the Southern District of Ohio, Eastern Division, (“the Court”) held in In re John Joseph Louis Johnson, III, Case No. 14-57104, 2016 WL 1719149, that a creditor violated the automatic stay by seeking to enforce an arbitration award against nondebtor co-defendants. The automatic stay applies not only to stay actions against the debtor personally but also prohibits “any act to … exercise control over property of the [debtor’s bankruptcy] estate.” 11 U.S.C.

    Filed under:
    USA, Ohio, Arbitration & ADR, Insolvency & Restructuring, Litigation, Duane Morris LLP, Bankruptcy, Debtor, Arbitration award, Title 11 of the US Code, United States bankruptcy court
    Authors:
    Walter J. Greenhalgh
    Location:
    USA
    Firm:
    Duane Morris LLP
    No Discharge of Debt Arising From Willful and Malicious Injury
    2015-12-18

    Pursuant to Section 727 of the U.S. Bankruptcy Code, an individual Chapter 7 debtor may receive a discharge "from all debts that arose before the date of the order for relief under this chapter." A Chapter 11 or Chapter 13 debtor may receive similar relief pursuant to Sections 1141 and 1328(b), respectively. Under any chapter, this discharge serves the Bankruptcy Code's principal goal of relieving a debtor from his or her prepetition obligations and providing the debtor with a "fresh start" on emergence from bankruptcy.

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Duane Morris LLP, Debtor, Debt, Bankruptcy discharge, Title 11 of the US Code, US District Court for SDNY
    Authors:
    Rudolph J. Di Massa, Jr. , Jarret P. Hitchings
    Location:
    USA
    Firm:
    Duane Morris LLP
    Numerosity requirement for filing involuntary bankruptcy petition
    2015-06-19

    Section 303 of the Bankruptcy Code provides creditors with a mechanism to force a recalcitrant debtor into bankruptcy through the filing of an involuntary petition for relief. Pursuant to this section, an involuntary bankruptcy case may be commenced only under Chapter 7 or 11 of the Bankruptcy Code, and may only be brought against a person otherwise qualified to file a voluntary petition. Where the purported debtor has fewer than 12 creditors, the involuntary petition need only be filed by a single creditor.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Duane Morris LLP, Bankruptcy, Debtor, Title 11 of the US Code
    Authors:
    Rudolph J. Di Massa, Jr. , Jarret P. Hitchings
    Location:
    USA
    Firm:
    Duane Morris LLP

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