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    Madoff and Stanford preview: Bayou Group cases established precedent for clawing back Ponzi scheme payments
    2009-03-31

    As the Madoff Securities and Stanford Financial schemes have unraveled in recent months, financial industry participants have had to scrutinize closely their involvement with these entities. A key issue in each of these cases will be the extent to which the trustee (or similar representative) can “claw back” payments made as part of the Ponzi and related fraudulent schemes. The U.S. Bankruptcy Court for the Southern District of New York recently considered similar facts in Bayou Accredited Fund, LLC v. Redwood Growth Partners, L.P.

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Cadwalader Wickersham & Taft LLP, Bankruptcy, Conflict of laws, Debtor, Security (finance), Fraud, Statute of limitations, Hedge funds, Good faith, Unsecured creditor, Title 11 of the US Code, Trustee, United States bankruptcy court
    Authors:
    James McDonnell
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Fourth Circuit rules on safe harbor protections for commodity forward contracts
    2009-04-27

    The U.S. Court of Appeals for the Fourth Circuit recently issued a decision that has the potential to have a major impact on how contracts that provide for physical delivery of commodities are treated under U.S. bankruptcy law.  

    Filed under:
    USA, Derivatives, Insolvency & Restructuring, Litigation, Reed Smith LLP, Bankruptcy, Debtor, Fraud, Safe harbor (law), Swap (finance), Commodity, Foreclosure, Liquidation, Conveyancing, DuPont, Title 11 of the US Code, Trustee, United States bankruptcy court, Fourth Circuit
    Authors:
    Andrew P. Cross
    Location:
    USA
    Firm:
    Reed Smith LLP
    The business litigator
    2009-04-21

    After a relatively brief and checkered stint in Delaware courts, it appears that the cause of action against corporate directors for “deepening insolvency” may have lost its place in Delaware corporate jurisprudence.

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Katten Muchin Rosenman LLP, Shareholder, Breach of contract, Fraud, Fiduciary, Federal Reporter, Debt, Liquidation, Good faith, Due diligence, Business judgement rule, Delaware Supreme Court, Third Circuit
    Authors:
    Daniel P. Shapiro
    Location:
    USA
    Firm:
    Katten Muchin Rosenman LLP
    SEC files fraud lawsuit against Reserve Primary Fund’s founders
    2009-05-06

    The Securities and Exchange Commission announced yesterday that it has filed civil fraud charges against several entities and individuals who operate the Reserve Primary Fund, including its founder Bruce Bent and his son Bruce Bent II, “for failing to provide key material facts to investors and trustees about the fund’s vulnerability after as

    Filed under:
    USA, Capital Markets, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Fraud, Entrepreneurship, Mutual fund, Pro rata, US Securities and Exchange Commission, Lehman Brothers, Trustee
    Authors:
    Christy Prendergast
    Location:
    USA
    Firm:
    Alston & Bird LLP
    Sixth Circuit Court of Appeals issues decision on defalcation
    2009-05-18

    In an opinion issued May 12, 2009, the Sixth Circuit Court of Appeals determined that a Michigan contractor’s obligations to a subcontractor would not be discharged. Sameer Patel v. Shamrock Floorcovering Services, Inc. No. 08-1265.

    Filed under:
    USA, Michigan, Insolvency & Restructuring, Litigation, Bricker & Eckler LLP, General contractor, Independent contractor, Breach of contract, Fraud, Fiduciary, Subcontractor, Sixth Circuit
    Authors:
    David M. Whittaker
    Location:
    USA
    Firm:
    Bricker & Eckler LLP
    In re Yellowstone Mountain Club LLC - the pitfalls of “equitable subordination” for the unwary lender
    2009-06-04

    The recent ruling by the Bankruptcy Court for the District of Montana in the Chapter 11 case of In re Yellowstone Mountain Club LLC 1 (“Yellowstone”), which found that a senior secured lender had engaged in “overreaching and predatory lending practices”, suggests an application of lender liability theory from today’s perspective to a transaction that took place before the credit crisis.  

    Filed under:
    USA, Montana, Insolvency & Restructuring, Litigation, White & Case, Bankruptcy, Debtor, Unsecured debt, Fraud, Marketing, Debt, Underwriting, Leverage (finance), Secured loan, United States bankruptcy court
    Authors:
    Alan Gover , Alan Rockwell , Eric L. Berg
    Location:
    USA
    Firm:
    White & Case
    Fourth Circuit examines swap agreements subject to Bankruptcy Code safe harbors
    2009-06-24

    In Hutson v. E.I. du Pont de Nemours & Co.

    Filed under:
    USA, Derivatives, Insolvency & Restructuring, Litigation, Cadwalader Wickersham & Taft LLP, Bankruptcy, Debtor, Fraud, Natural gas, Safe harbor (law), Swap (finance), Commodity, Maturity (finance), Systemic risk, DuPont, Title 11 of the US Code, Trustee, United States bankruptcy court, Fourth Circuit
    Authors:
    Mark C. Ellenberg
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Transfer voided as fraudulent conveyance; recipient has knowledge of judgment
    2009-07-08

    The U.S. Court of Appeals for the Seventh Circuit recently determined that a judgment-debtor's transfer of property to a transferee with knowledge of the judgment was voidable under the Uniform Fraudulent Transfer Act. See For Your Ease Only, Inc. v. Calgon Carbon Corp., 560 F.3d 717 (7th Cir. 2009).

    Though the transferee had given reasonably equivalent value to the judgment-debtor in exchange for the transfer, the court found that the transferee did not take the judgment debtor's assets in good faith because its principal knew that judgment had been entered.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, White Collar Crime, Reed Smith LLP, Debtor, Fraud, Federal Reporter, Limited liability company, Default judgment, Good faith, Subpoena, Seventh Circuit
    Authors:
    Stephen T Bobo
    Location:
    USA
    Firm:
    Reed Smith LLP
    Weathering the storm: the appointment of an examiner
    2009-07-01

    With the economic crisis leading to the failure of many businesses, bankruptcy cases are on the rise. In many of the cases grabbing headlines, such as Lehman Brothers, Nellson Nutraceutical, New Century and SemCrude, courts have shown a willingness to appoint examiners to investigate, report on and make recommendations regarding possible issues of mismanagement, fraud or other improprieties relating to the affairs of the debtor or its former or current management.

    Filed under:
    USA, Insolvency & Restructuring, Haynes and Boone LLP, Bankruptcy, Debtor, Unsecured debt, Fraud, Interest, Liability (financial accounting), Witness, Subpoena, Debtor in possession, Lehman Brothers, Enron, US Code, Title 11 of the US Code, United States bankruptcy court, US District Court for the Southern District of New York
    Location:
    USA
    Firm:
    Haynes and Boone LLP
    D&O insurers seek relief from automatic stay in order to assert coverage defense counterclaims against investment firm insureds
    2009-08-07

    Two D&O insurers have asked the U.S. Bankruptcy Court for the District of Minnesota to lift an automatic stay in a bankruptcy proceeding pending against their insureds so that the insurers can pursue their coverage defenses as counterclaims against the insureds in a pending declaratory judgment action.In Re Petters Company, Inc., et al., Case No. 08-45257 (Bankr. D. Minn.).

    Filed under:
    USA, Minnesota, Insolvency & Restructuring, Insurance, Litigation, Locke Lord LLP, Regulatory compliance, Bankruptcy, Costs in English law, Debtor, Fraud, Limited liability company, Investment company, United States bankruptcy court, US District Court for District of Minnesota, Minnesota Supreme Court
    Authors:
    Lisa Peatfield , Helen Clark , Jeanne Kohler , M Machua Millett
    Location:
    USA
    Firm:
    Locke Lord LLP

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