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    Federal Reserve Board seeks comment on the resolution of financial companies
    2011-04-25

    On April 21st, the Federal Reserve Board requested comment on two bankruptcy-related studies. The Dodd-Frank Act requires the Federal Reserve Board to study the resolution of financial companies under Chapter 7 or Chapter 11 of the U.S. Bankruptcy Code. The Dodd-Frank Act also requires the Federal Reserve Board to study international coordination of the resolution of systemically important financial companies under the Bankruptcy Code and applicable foreign law.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Winston & Strawn LLP, Bankruptcy, Board of directors, Federal Register, Federal Reserve Board, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), Title 11 of the US Code
    Location:
    USA
    Firm:
    Winston & Strawn LLP
    Fed requested information on studies regarding resolution of financial companies under Bankruptcy Code
    2011-04-25

    On April 21, the Fed issued a request for public information and comment on two bankruptcy-related studies required under the Dodd-Frank Act. One study will focus on the resolution of financial companies in Chapter 7 or Chapter 11 bankruptcy, and the other will focus on international coordination of the resolution of systemically important financial companies under the Bankruptcy Code and applicable foreign law. Comments must be submitted within 30 days after publication in the Federal Register.

    Filed under:
    USA, Insolvency & Restructuring, Orrick, Herrington & Sutcliffe LLP, Bankruptcy, Federal Register, Federal Reserve (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Location:
    USA
    Firm:
    Orrick, Herrington & Sutcliffe LLP
    Living wills: FDIC approves final rules
    2011-09-16

    On Tuesday morning, the Federal Deposit Insurance Corporation (“FDIC”) Board unanimously approved two rules regarding resolution planning: one rule for large bank holding companies and nonbank financial companies supervised by the Federal Reserve Board of Governors (“FRB”),1 and the other rule for large banks.2

    Filed under:
    USA, Banking, Insolvency & Restructuring, Morrison & Foerster LLP, Board of directors, Federal Register, Federal Reserve Board, Liquidation, Depository institution, Bank holding company, Default (finance), Bank regulation, Systemic risk, Subsidiary, Federal Deposit Insurance Corporation (USA), Financial Stability Oversight Council, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Authors:
    Dwight Smith , Alexandra Steinberg Barrage , Jeremy Mandell
    Location:
    USA
    Firm:
    Morrison & Foerster LLP
    Proposed QFC recordkeeping requirements
    2008-09-12

    On July 28, 2008, the FDIC published a Notice of Proposed Rulemaking in the Federal Register seeking to establish recordkeeping requirements for qualified financial contracts (“QFCs”) held by banks in “troubled” condition. The purpose of the Proposed Rule is to enable the FDIC, upon receivership, to make expeditious and well-informed decisions with respect to the management of a failed bank’s QFC portfolio.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Alston & Bird LLP, Data, Federal Register, Portfolio (finance), Federal Deposit Insurance Corporation (USA)
    Location:
    USA
    Firm:
    Alston & Bird LLP
    EOUST issues debtor education notice of proposed rulemaking
    2008-11-15

    On Friday, November 14, 2008, the Executive Office for United States Trustees ("EOUST") issued for public comment a notice of proposed rulemaking setting forth procedures and criteria U.S. Trustees will use when considering applicants seeking to become approved providers of a personal financial management instructional course (the "Proposed Rule"). Comments are due by January 13, 2009.

    Summary of Key Aspects of the Proposed Rule

    Filed under:
    USA, Insolvency & Restructuring, Venable LLP, Bankruptcy, Debtor, Consumer protection, Waiver, Marketing, Federal Register, Debt, Education, Internal Revenue Service (USA), Federal Trade Commission (USA), US Code, Trustee
    Location:
    USA
    Firm:
    Venable LLP
    FDIC final rule on orderly liquidation authority
    2011-07-11

    On July 6, the FDIC adopted a final rule addressing the rights and powers of the FDIC as a receiver of a nonviable systemic financial company under the orderly liquidation provisions of Title II of the Dodd-Frank Act.  The rule addresses: (i) recoupment of compensation from senior executives and directors as well as the receiver's power to avoid fraudulent and preferential transfers; (ii) the priority of claims; and (iii) the receivership administrative claims process as well as secured claims procedures.  The lin

    Filed under:
    USA, Banking, Insolvency & Restructuring, Orrick, Herrington & Sutcliffe LLP, Fraud, Federal Register, Liquidation, Federal Deposit Insurance Corporation (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Location:
    USA
    Firm:
    Orrick, Herrington & Sutcliffe LLP
    ITC investigations not subject to bankruptcy stays —district court decisions reverse Bankruptcy Court stays of ITC investigations 648 and 685
    2010-09-24

    The issue of whether Section 362(a) operates as a stay of ITC Section 337 investigations arose in several ITC cases in the last two years. The first case, ITC Investigation No. 337-TA-605, involved Spansion, Inc., a Delaware corporation that manufactures semiconductor chips outside the United States. Spansion was named as a Respondent in the case and contended that the ITC investigation should be stayed as to Spansion pursuant to the automatic stay provision of Section 362(a).

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Cadwalader Wickersham & Taft LLP, Bankruptcy, Debtor, Patent infringement, Federal Register, Title 11 of the US Code, United States bankruptcy court, US District Court for District of Delaware, US District Court for Eastern District of Virginia
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Updates to Dodd-Frank rulemaking, including orderly liquidation authority and Volcker Rule conformance
    2011-02-18

    Recently, the Federal Deposit Insurance Corporation (FDIC) and the Federal Reserve Board (FRB) each issued rules related to different aspects of the Dodd-Frank Act. The FDIC published in the Federal Register an interim final rule clarifying how it will treat certain creditor claims under the new orderly liquidation authority (OLA) granted under Title II of the Dodd-Frank Act.

    Filed under:
    USA, Banking, Capital Markets, Insolvency & Restructuring, Troutman Pepper, Federal Register, Federal Reserve Board, Liquidation, Holding company, Bank holding company, Consolidation (business), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), International Financial Reporting Standards, Federal Deposit Insurance Corporation (USA), Financial Stability Oversight Council
    Location:
    USA
    Firm:
    Troutman Pepper
    Proposed QFC recordkeeping requirements
    2008-09-12

    On July 28, 2008, the FDIC published a Notice of Proposed Rulemaking in the Federal Register seeking to establish recordkeeping requirements for qualified financial contracts (“QFCs”) held by banks in “troubled” condition. The purpose of the Proposed Rule is to enable the FDIC, upon receivership, to make expeditious and well-informed decisions with respect to the management of a failed bank’s QFC portfolio.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Alston & Bird LLP, Data, Federal Register, Portfolio (finance), Federal Deposit Insurance Corporation (USA)
    Location:
    USA
    Firm:
    Alston & Bird LLP
    Federal Reserve Board seeks comment on the resolution of financial companies
    2011-04-25

    On April 21st, the Federal Reserve Board requested comment on two bankruptcy-related studies. The Dodd-Frank Act requires the Federal Reserve Board to study the resolution of financial companies under Chapter 7 or Chapter 11 of the U.S. Bankruptcy Code. The Dodd-Frank Act also requires the Federal Reserve Board to study international coordination of the resolution of systemically important financial companies under the Bankruptcy Code and applicable foreign law.

    Filed under:
    USA, Banking, Insolvency & Restructuring, Winston & Strawn LLP, Bankruptcy, Board of directors, Federal Register, Federal Reserve Board, Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA), Title 11 of the US Code
    Location:
    USA
    Firm:
    Winston & Strawn LLP

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