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    NY decision dents special-purpose entity shield
    2009-10-15

    A fundamental component in the commercial mortgage-backed securities ("CMBS") market is the lender's reliance that the loan is made to a "bankruptcy remote" special purpose entity ("SPE"). The loan documents and operating agreements relating to an SPE typically require that the SPE maintain separate existence and contain restrictions that limit the SPE's debt and ensure separateness.

    Filed under:
    USA, New York, Banking, Insolvency & Restructuring, Litigation, Securitization & Structured Finance, Reed Smith LLP, Corporate governance, Bankruptcy, Debtor, Debt, Maturity (finance), Bad faith, Refinancing, Default (finance), Commercial mortgage-backed security, Mortgage-backed security, Memorandum opinion, Secured loan, Credit crunch, United States bankruptcy court, US District Court for the Southern District of New York
    Authors:
    Scott M. Esterbrook
    Location:
    USA
    Firm:
    Reed Smith LLP
    Sixth Circuit: privately held stock buyout protected as 'settlement payments'
    2009-10-15

    In a decision with potentially broad implications, the U.S. Court of Appeals for the Sixth Circuit recently determined that payments made to former shareholders of a privately held company in a leveraged buyout transaction are protected as "settlement payments" pursuant to section 546(e) of the Bankruptcy Code.

    Filed under:
    USA, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, Reed Smith LLP, Public company, Bankruptcy, Shareholder, Debtor, Security (finance), Federal Reporter, Privately held company, Debt, Leveraged buyout, Debtor in possession, Title 11 of the US Code, Eighth Circuit, United States bankruptcy court, Sixth Circuit
    Authors:
    Stephen T Bobo
    Location:
    USA
    Firm:
    Reed Smith LLP
    Squire Sanders represents affected dealers in Chrysler bankruptcy
    2009-10-14

    The US government’s foray into restructuring the ailing US automotive industry has been widely reported in the media and represents the most substantial federal intervention in the private business sector since the Great Depression. In Chrysler’s case, the government took the unprecedented step of orchestrating a “surgical” Chapter 11 bankruptcy filing with the primary goal of utilizing the provisions of Section 363 of the US Bankruptcy Code to sell substantially all of Chrysler’s assets to “New Chrysler” in less than 30 days.

    Filed under:
    USA, Insolvency & Restructuring, Squire Patton Boggs, Bankruptcy, Injunction, State attorney general, Business judgement rule, US Federal Government, US Congress, Chrysler
    Authors:
    Elliot M. Smith
    Location:
    USA
    Firm:
    Squire Patton Boggs
    Insurers remain on the hook despite bankruptcy termination provisions
    2009-10-15

    The U.S. Bankruptcy Court for the Southern District of New York recently prohibited insurers from terminating debtors' insurance contracts based on so-called "cesser" clauses, which provided for the automatic termination of insurance coverage upon the commencement of proceedings under any bankruptcy or insolvency law. LaMonica v. N. of Eng. Protecting & Indem. Ass'n Ltd. (In re Probulk Inc.), 407 B.R. 56 (Bankr. S.D.N.Y. 2009).

    Filed under:
    USA, New York, Insolvency & Restructuring, Insurance, Litigation, Reed Smith LLP, Bankruptcy, Debtor, Injunction, Board of directors, Preliminary injunction, Subject-matter jurisdiction, Exclusive jurisdiction, US Code, Trustee, United States bankruptcy court, US District Court for the Southern District of New York
    Authors:
    Han J. Ahn
    Location:
    USA
    Firm:
    Reed Smith LLP
    Ninth Circuit rules in favor of D&O insurer
    2009-10-15

    The U.S. Court of Appeals for the Ninth Circuit has held that a creditor trustee could not recover claims under a Director & Officer insurance policy because of the policy's "insured v. insured" exclusion. Biltmore Assocs., LLC v. Twin City Fire Ins. Co., Ad. No. 07-16036, 2009 US App. LEXIS 15322 (9th Cir. July 10, 2009).

    Filed under:
    USA, Insolvency & Restructuring, Insurance, Litigation, Reed Smith LLP, Bankruptcy, Costs in English law, Shareholder, Debtor, Gross negligence, Trustee, Ninth Circuit
    Location:
    USA
    Firm:
    Reed Smith LLP
    Supreme Court leaves open issue of third-party releases
    2009-10-15

    The U.S. Supreme Court has issued a long-awaited decision that many practitioners had hoped would provide insight into the permissible breadth of third-party releases and injunctions often contained in confirmed chapter 11 plans. The high court, however, narrowly resolved the issue presented in Travelers Indem. Co. v. Bailey, 129 S.Ct. 2195 (2009), and left open that ultimate question.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Reed Smith LLP, Bankruptcy, Debtor, Injunction, Statutory interpretation, Res judicata and issue estoppel, Dissenting opinion, Supreme Court of the United States, Second Circuit, United States bankruptcy court
    Authors:
    Derek J. Baker
    Location:
    USA
    Firm:
    Reed Smith LLP
    UCC search logic: can secured creditors be too careful?
    2009-10-23

    It seems safe to assume that no lender would extend high-dollar credit without first having a deep knowledge of the party accepting the funds. Certainly, such deep knowledge would include the precise legal name of that borrower. Nevertheless, recent cases continue to demonstrate the prevalence of filing UCC-1 financing statements that may be deemed “seriously misleading” as to the name of the debtor and, therefore, ineffective to fix the secured creditor’s place in the chain of priority.

    Filed under:
    USA, Insolvency & Restructuring, Porter Wright Morris & Arthur LLP, Bankruptcy, Credit (finance), Debtor, Legal burden of proof, Secured creditor, Uniform Commercial Code (USA)
    Location:
    USA
    Firm:
    Porter Wright Morris & Arthur LLP
    House Judiciary Subcommittee holds hearing to examine the roles of bankruptcy law and a new resolution authority to combat “too big to fail” doctrine
    2009-10-22

    Today, the House Judiciary Committee’s Subcommittee on Commercial and Administrative Law held a hearing to discuss the role of bankruptcy and antitrust law in financial regulatory reform, particularly with respect to institutions that may be regarded as “too big to fail,” as highlighted during the financial crisis.

    Testifying before the Subcommittee were the following witnesses:

    Panel I

    Filed under:
    USA, Banking, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Bailout, Administrative law, Bank holding company, Federal Deposit Insurance Corporation (USA), US Department of the Treasury, American International Group, US House Committee on the Judiciary, Lehman Brothers
    Authors:
    Colin Roberts
    Location:
    USA
    Firm:
    Alston & Bird LLP
    Weathering the storm: savings clauses: fraudulent transfer issues in the TOUSA bankruptcy case
    2009-10-21

    On October 13, 2009, a Florida bankruptcy judge in the TOUSA, Inc.

    Filed under:
    USA, Florida, Insolvency & Restructuring, Litigation, Haynes and Boone LLP, Bankruptcy, Conflict of laws, Credit (finance), Surety, Debtor, Collateral (finance), Debt, Joint venture, Joint and several liability, Subsidiary, Constitutional amendment, Title 11 of the US Code
    Location:
    USA
    Firm:
    Haynes and Boone LLP
    Delaware bankruptcy court’s Pillowtex decision favors preference defendant relying on subsequent new value defense
    2009-10-20

    The October 15, 2009 decision of the US Bankruptcy Court for the District of Delaware in In re Pillowtex opens the door for creditors in the Third Circuit to increase their "new value" preference defense under the "subsequent advance" approach.In re Pillowtex, No. 03-12339 (Bankr. D. Del. filed Oct. 15, 2009).

    A trustee’s power to avoid preference payments is circumscribed by the statutory defenses set forth in section 547(c) of the Bankruptcy Code. The "subsequent new value" defense set forth in section 547(c)(4) has three well-established elements:

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Squire Patton Boggs, Bankruptcy, Credit (finance), Debtor, Unsecured debt, Federal Reporter, Westlaw, Third Circuit, US District Court for District of Delaware
    Location:
    USA
    Firm:
    Squire Patton Boggs

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