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    Roundup of upcoming cases and anticipated UK regulatory developments
    2016-11-07

    On the Horizon

    Welcome to the second edition of the On the Horizon newsletter - a regular update on upcoming cases and anticipated regulatory developments by the DLA Piper Banking and Finance Litigation team.

    AUTUMN 2016

    Cases to watch

    Filed under:
    United Kingdom, Banking, Capital Markets, Derivatives, Insolvency & Restructuring, IT & Data Protection, Litigation, DLA Piper
    Location:
    United Kingdom
    Firm:
    DLA Piper
    High Court considers validity and timing of contractual notices in close-out procedures
    2016-11-08

    Introduction

    In Lehman Brothers International (Europe) (in Administration) v Exxonmobil Financial Services BV(1) the High Court considered a range of issues arising from the application of the close-out provisions of the standard-form Global Master Repurchase Agreement (GMRA) 2000.

    Filed under:
    United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Litigation, RPC, Security (finance), JPMorgan Chase, ExxonMobil, Lehman Brothers, High Court of Justice (England & Wales)
    Authors:
    Jake Hardy
    Location:
    United Kingdom
    Firm:
    RPC
    ISDA Master Agreement: English court considers meaning of “Default Rate”
    2016-10-20

    The English High Court in Lehman Brothers International (Europe) (In Administration) [2016] EWHC 2417 (Ch), in one of a series of cases arising from the Lehman insolvency, has had to consider (among other issues) the meaning of “Default Rate” under the ISDA Master Agreement.

    Filed under:
    United Kingdom, Banking, Derivatives, Insolvency & Restructuring, Litigation, Bryan Cave Leighton Paisner (Bryan Cave), International Swaps and Derivatives Association
    Authors:
    Ed Marlow
    Location:
    United Kingdom
    Firm:
    Bryan Cave Leighton Paisner (Bryan Cave)
    Supply Chain Risk - a risk that you just cannot afford to ignore
    2016-10-24

    The Association of Business Recovery Professionals suggests that unsecured creditors, on average, receive 1% of the debt due to them from a company that undertakes a pre-pack sale and 3% in cases in which a going concern sale is achieved.  Given such poor prospects, investment of time in identification and reduction of insolvency risk can pay dividends.

    There are a number of warning signs of supply chain risk, and it is key that you are familiar with these:

    Filed under:
    United Kingdom, Banking, Company & Commercial, Insolvency & Restructuring, Irwin Mitchell LLP
    Authors:
    Amy Keogh
    Location:
    United Kingdom
    Firm:
    Irwin Mitchell LLP
    UK High Court judgment on ISDA Default Rate calculations in Lehman Waterfall IIC, and supplemental judgment on statutory interest and currency conversion claims in Waterfall IIA and IIB
    2016-10-12

    The High Court in London handed down judgment on Part C of the Lehman Waterfall II Application on 5 October 2016.

    The judgment examines the extent of creditors’ entitlements to Default Rate interest on debts arising under ISDA Master Agreements governed by English law and New York law. As some £4.4 billion of LBIE’s admitted claims arise under ISDA Master Agreements and the debts were outstanding for more than five years, this judgment will materially influence the amount of money which must be applied in satisfaction of creditors’ entitlements to statutory interest.

    Filed under:
    United Kingdom, Banking, Derivatives, Insolvency & Restructuring, Litigation, Weil Gotshal & Manges LLP, International Swaps and Derivatives Association, Lehman Brothers
    Authors:
    Mark Lawford , Frankie Cowl
    Location:
    United Kingdom
    Firm:
    Weil Gotshal & Manges LLP
    Advantages and Disadvantages of a CVA
    2016-10-10

    A Company Voluntary Arrangement (CVA) provides a way for companies in distress to pay off their debts over a fixed period of time, and offers the opportunity to address issues surrounding management and operational systems that were not working.

    Filed under:
    United Kingdom, Banking, Company & Commercial, Insolvency & Restructuring, Begbies Traynor Group plc
    Authors:
    Jonathan Munnery
    Location:
    United Kingdom
    Firm:
    Begbies Traynor Group plc
    IECA Releases New Master Netting Agreement
    2016-10-10

    The IECA has released its Master Netting Agreement, a state-of-the-art solution ensuring credit exposures are managed and netted under a single, integrated framework that is flexible and easy to implement.

    Filed under:
    United Kingdom, USA, Banking, Capital Markets, Insolvency & Restructuring, Reed Smith LLP
    Authors:
    Sarah K. Kam , Paul B. Turner , Craig R. Enochs , Claude Brown , James M. Pappenfus
    Location:
    United Kingdom, USA
    Firm:
    Reed Smith LLP
    Validation Applications - The Interest of the General Body of Creditors is Paramount
    2016-09-29

    Under the insolvency legislation, any dispositions of property or payments made by a company after it has been presented with a winding up petition are void, unless validated by the Court.

    Filed under:
    United Kingdom, Banking, Company & Commercial, Insolvency & Restructuring, Litigation, SE Solicitors, Liquidation, Court of Appeal of England & Wales
    Authors:
    Petra van Dijk
    Location:
    United Kingdom
    Firm:
    SE Solicitors
    Challenger banks: risks and rewards for new entrants
    2016-09-14

    This article was first published on the Practical Law website and in the PLC Magazine in June 2016.

    Challenger banks, which are set up to compete with the larger traditional banks, have seen rapid growth in the wake of increased openness to change in the banking sector and a desire for more consumer choice. Their clever targeting of niche markets is opening up plenty of scope for growth. While this opportunity does not come without difficulties, the rewards for challenger banks that succeed can be considerable.

    Filed under:
    United Kingdom, Banking, Competition & Antitrust, Insolvency & Restructuring, Public, White Collar Crime, Gowling WLG, Regulatory compliance, Prudential Regulatory Authority (UK), Capital requirement, Financial Conduct Authority (UK), London Stock Exchange, Basel III, Consumer Credit Act 1974 (UK), Insolvency Act 1986 (UK), Banking Act 2009 (UK), Chancellor of the Exchequer
    Authors:
    Kam Dhillon , Richard Ellis
    Location:
    United Kingdom
    Firm:
    Gowling WLG
    Banking and Finance Dispute Resolution - September 2016
    2016-09-19

    LITIGATION, ARBITRATION, INVESTIGATIONS AND FINANCIAL CRIME

    QUARTERLY UPDATE

    Welcome to the latest issue of our Quarterly Update, in which we look at some of the recent highlights and developments in banking and finance disputes and financial crime.

    IN THIS ISSUE WE LOOK AT:

    A salutary lesson: if you do not intend to be bound by a letter of commitment, say so clearly

    Filed under:
    United Kingdom, Arbitration & ADR, Banking, Derivatives, Insolvency & Restructuring, Litigation, White Collar Crime, Macfarlanes LLP, Bribery, Money laundering, Serious Fraud Office (UK), International Swaps and Derivatives Association, Court of Appeal of England & Wales
    Location:
    United Kingdom
    Firm:
    Macfarlanes LLP

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