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    Notice of intended dividend; bar date of December 31, 2010, established for preferential and unsecured claims against LBIE
    2010-01-06

    The Joint Administrators (the “Administrators”) of Lehman Brothers International (Europe) (“LBIE”) have issued a notice, dated December 4, 2009 (the “Notice”), pursuant to Rule 2.95(1) of the U.K. Insolvency Rules 1986, announcing their intent to make a distribution (by payment of an interim dividend) to preferential creditors (if any) and unsecured, non-preferential creditors of LBIE. The Notice was authorized on December 2, 2009, by an order of the High Court of Justice (Companies Court) in London (the “U.K. Court Order”).

    Filed under:
    United Kingdom, Insolvency & Restructuring, Schulte Roth & Zabel LLP, Unsecured debt, Dividends, Debt, Lehman Brothers, High Court of Justice
    Location:
    United Kingdom
    Firm:
    Schulte Roth & Zabel LLP
    Claim resolution agreement, segregated assets, U.K. high court rulings
    2009-12-17

    As previously described in our Alert of Oct.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Share (finance), Conflict of laws, Unsecured debt, Debt, Liquidation, Election, Pro rata, Lehman Brothers, High Court of Justice
    Authors:
    Lawrence V. Gelber , Craig Stein , Ron Feldman
    Location:
    United Kingdom
    Firm:
    Schulte Roth & Zabel LLP
    LBIE Administrators announce contractual alternative to proposed Scheme of Arrangement
    2009-10-06

    The Joint Administrators (the “Administrators”) of Lehman Brothers International (Europe) (“LBIE”) announced on Oct. 5, 2009, that they are developing a contractual (i.e., non-judicial) alternative to their proposed Scheme of Arrangement, which is the subject of an appeal following a decision by the High Court in London that it lacks jurisdiction to implement the scheme.

    The Prior Proposed Scheme of Arrangement

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Contractual term, Lehman Brothers, High Court of Justice
    Location:
    United Kingdom
    Firm:
    Schulte Roth & Zabel LLP
    LBIE Joint Administrators summarize potential scheme of arrangement
    2009-07-17

    On July 14, 2009, the Joint Administrators of Lehman Brothers International (Europe) ("LBIE"), made an application to the High Court in London with respect to a Scheme of Arrangement (the "Scheme") (the UK administration’s analogue to a Chapter 11 plan of reorganization) designed to provide procedures to be used by LBIE for the purpose of returning so-called “trust property” held by LBIE to certain of its customers (“Creditors”). Among the primary purposes of the Scheme is the desire to avoid the need for a case-by-case resolution of the claims made by LBIE's Creditors.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Schulte Roth & Zabel LLP, Unsecured debt, Liability (financial accounting), Dispute resolution, Fair market value, Valuation (finance), Pro rata, Lehman Brothers
    Location:
    United Kingdom
    Firm:
    Schulte Roth & Zabel LLP
    Chancellor proposes special insolvency procedures for investment firms holding client assets or money
    2008-11-26

    In his Pre-Budget Report delivered on 24 November 2008, UK Chancellor of the Exchequer Alistair Darling announced the Government’s intention to introduce special insolvency procedures for investment firms holding client assets or client money.  

    The procedures will be introduced by secondary legislation under the Banking Bill (which was introduced into Parliament in October 2008) following a government sponsored review by an expert liaison group.  

    The review, to be concluded by summer 2009, will consider, inter alia:  

    Filed under:
    United Kingdom, Banking, Capital Markets, Insolvency & Restructuring, Schulte Roth & Zabel LLP, Collateral (finance), Hedge funds, Investment banking, Holding company, Investment company, Bankruptcy of Lehman Brothers, Brokerage firm, Lehman Brothers, Chancellor of the Exchequer
    Location:
    United Kingdom
    Firm:
    Schulte Roth & Zabel LLP
    U.K. Treasury lays out new plan on investment firm insolvency
    2010-09-17

    Yesterday, the United Kingdom’s Commercial Secretary to the Treasury launched a consultation on a new special-resolution regime, Special administration regime for investment firms, to strengthen the government’s ability to handle future insolvencies of failing investment banks to minimize cost and disruption of the overall national financial system.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Public consultations, Market liquidity, Investment banking, Investment company, HM Treasury (UK), US Department of the Treasury, Lehman Brothers, FSA, Bank of England
    Location:
    United Kingdom
    Firm:
    Alston & Bird LLP
    Iceland’s president vetoes bill to repay U.K. and Netherlands
    2010-01-08

    Citing public opposition to the bill, on Tuesday the president of Iceland vetoed legislation that would provide a state guarantee for repayment of approximately $5 billion of loans provided by the U.K.

    Filed under:
    Netherlands, United Kingdom, Banking, Insolvency & Restructuring, Alston & Bird LLP, Fonds monétaire international
    Authors:
    Melinda C. Calisti
    Location:
    Iceland, Netherlands, United Kingdom
    Firm:
    Alston & Bird LLP
    U.K. Treasury publishes proposals to manage investment bank failures
    2009-12-17

    Yesterday, the U.K. Treasury announced that it had published a report setting out detailed proposals for the effective management and resolution of failed investment banks.

    Filed under:
    United Kingdom, Capital Markets, Insolvency & Restructuring, Alston & Bird LLP, Bankruptcy, Legal personality, Climate change mitigation, Debt, Investment banking, Default (finance), Investment company, Bank reserves
    Authors:
    Colin Roberts
    Location:
    United Kingdom
    Firm:
    Alston & Bird LLP
    Northern Rock restructuring to take effect January 1
    2009-12-08

    Today, the U.K. Treasury and Northern Rock plc separatelyannounced that the restructuring of Northern Rock will take place on January 1, 2010 (Transfer Date).

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Alston & Bird LLP, Retail, Debtor, Unsecured debt, Interest, Asset management, Swap (finance), Mortgage loan, Public limited company, Subordinated debt, European Commission, HM Treasury (UK), FSA
    Authors:
    Darren Cooper
    Location:
    United Kingdom
    Firm:
    Alston & Bird LLP
    Lloyds and RBS complete negotiations with HM Treasury on restructurings
    2009-11-03

    Today, HM Treasury announced the conclusion of discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland Plc (RBS), regarding their participation in the U.K.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Alston & Bird LLP, Share (finance), Shareholder, Option (finance), Due diligence, Balance sheet, Public limited company, Capital requirement, Tier 1 capital, HM Treasury (UK), The Royal Bank of Scotland
    Authors:
    Darren Cooper
    Location:
    United Kingdom
    Firm:
    Alston & Bird LLP

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