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    Appeal Court expands stockbroker defence to non-securities transactions
    2014-12-19

    Introduction

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Caplin & Drysdale, Chartered, Security (finance), Second Circuit
    Authors:
    Jeffrey A. Liesemer
    Location:
    USA
    Firm:
    Caplin & Drysdale, Chartered
    Mortgage recording: what happens when there is an extra “e”?
    2014-12-19

    Weiss v. JPMorgan Chase Bank, N.A. (In re Thibault), 518 B.R. 635 (Bankr. D. Mass. 2014) –

    A chapter 7 trustee sought to avoid a mortgage using his “strong­arm” powers on the basis that it was not properly recorded because the spelling of the debtor’s last name in the mortgage was not the “correct” spelling.

    Filed under:
    USA, Massachusetts, Banking, Insolvency & Restructuring, Litigation, Real Estate, Troutman Pepper, Constructive notice
    Location:
    USA
    Firm:
    Troutman Pepper
    Trademark licensees may be protected in a licensor’s bankruptcy even after a “free and clear” sale
    2014-12-19

    The Bankruptcy Code generally permits intellectual property licensees to continue using licensed property despite a licensor’s bankruptcy filing. However, because the “intellectual property” definition in the Bankruptcy Code does not include “trademarks,” courts have varied on whether trademark licensees receive similar protection. A New Jersey bankruptcy court recently grappled with this issue, concluding that trademark licensees may retain their trademark rights.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Trademarks, Mintz
    Authors:
    Eric R. Blythe
    Location:
    USA
    Firm:
    Mintz
    Summary of the ABI Commission's proposed changes to chapter 11 of the Bankruptcy Code
    2014-12-18

    Summary of recommended changes to the Bankruptcy Code from the ABI Commission to Study the Reform of Chapter 11

    Summary of recommended changes

    This chart summarizes the Recommendations in the Commission’s Report that relate to or would have an impact on creditors’ rights.

    Background

    Filed under:
    USA, Insolvency & Restructuring, Freshfields Bruckhaus Deringer
    Authors:
    Timothy Harkness , Abbey Walsh , David Livshiz
    Location:
    USA
    Firm:
    Freshfields Bruckhaus Deringer
    Virginia LLC update: bankruptcy court refuses to impose fiduciary duty of loyalty on a manager of a Virginia LLC
    2014-12-16

    On November 5, 2014, the United States Bankruptcy Court for the Western District of Virginia issued a noteworthy opinion that runs counter to what many Virginia law practitioners assume to be the common law in Virginia – i.e., that a manager of a Virginia limited liability company owes a fiduciary duty of loyalty to the limited liability company.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Hunton Andrews Kurth LLP, Fiduciary, Limited liability company, Duty of care, United States bankruptcy court
    Location:
    USA
    Firm:
    Hunton Andrews Kurth LLP
    Business law update - Winter 2014
    2014-12-16

    It long has been the law that unpaid creditors of an insolvent debtor can complain if the debtor sells or otherwise transfers any of its assets for less than their fair value. Assume, for example, a company in financial distress sells one of its manufacturing plants to an unrelated purchaser for $15 million. If an unpaid creditor of the seller can demonstrate the fair value of the facility at the time of the sale was $20 million, the purchaser may be required to account to the seller, or its creditors, for the $5 million difference.

    Filed under:
    USA, Capital Markets, Company & Commercial, Insolvency & Restructuring, Internet & Social Media, IT & Data Protection, Projects & Procurement, Thompson Hine LLP
    Location:
    USA
    Firm:
    Thompson Hine LLP
    The cycle of fiduciary duties – owner/directors of solvent companies owe fiduciary duties only to themselves
    2014-12-17

    “Always look out for Number One, but don’t step in Number Two” – Rodney Dangerfield

    “What-eva – I’ll do what I want [as long as my company is solvent]” – Eric Cartman, South Park

    Filed under:
    USA, Delaware, Insolvency & Restructuring, Litigation, Weil Gotshal & Manges LLP, Fiduciary
    Location:
    USA
    Firm:
    Weil Gotshal & Manges LLP
    Foolish inconsistency
    2014-12-17

    The Seventh Circuit Court of Appeal’s recent decision in State Bank of Toulon v. Covey (In re Duckworth)Case Nos. 14-1561 and 1650 (7th Cir. November 21, 2014) illustrates how a banker’s seemingly minor mistake in drafting secured loan documents granting a lien to secure a non-existent obligation can lead to avoidance of a lender’s security interest by the borrower’s bankruptcy trustee. 

    Filed under:
    USA, Banking, Insolvency & Restructuring, Litigation, Dykema Gossett PLLC
    Authors:
    Richard M. Bendix, Jr.
    Location:
    USA
    Firm:
    Dykema Gossett PLLC
    When is a typo In a loan document more than just a typo?
    2014-12-17

    On November 21, 2014, the United States Court of Appeals for the Seventh Circuit issued a very tough opinion for lenders.  In this case, a borrower signed a $1,100,000.00 Promissory Note dated December 15 and an Agricultural Security Agreement dated December 13. The Security Agreement said that it granted the bank a security interest in crops and farm equipment. The Promissory Note referred to the Security Agreement. Unfortunately, the Security Agreement stated that it secured a Promissory Note dated December 13, not December 15.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, Husch Blackwell LLP, Seventh Circuit
    Authors:
    John P. McNearney
    Location:
    USA
    Firm:
    Husch Blackwell LLP
    Chapter 15: section 363 review trumps comity
    2014-12-18

    On September 26, 2014, in the Farnum case (Krys v. Farnum Place, LLC (In re Fairfield Sentry Ltd.), 768 F.3d 239 (2d Cir. 2014)) the Court of Appeals for the Second Circuit held that Bankruptcy Code section 363 review applied to a transfer of a Securities Investor Protection Act (“SIPA”) claim held by an off-shore entity in foreign liquidation proceedings recognized in the United States. The decision is significant for two reasons.

    Filed under:
    USA, Insolvency & Restructuring, Litigation, DLA Piper, Federal Reporter, Comity, Second Circuit
    Location:
    USA
    Firm:
    DLA Piper

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