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    The Rule of Explicitness Inside and Outside of Bankruptcy
    2017-02-28

    A recent case in the Southern District of New York, U.S. Bank, NA v. T.D. Bank, NA, applied the so-called Rule of Explicitness to the allocation of recoveries among creditors outside of a bankruptcy proceeding. In the bankruptcy context, this rule requires a clear and unambiguous intention to turn over post-petition interest to senior creditors at the expense of junior creditors. The court in this case found the requisite documentary clarity to pay post-petition interest ahead of the distribution of principal.

    Filed under:
    USA, New York, Banking, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, Eleventh Circuit, First Circuit
    Authors:
    Abbe L. Dienstag
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Second Circuit Confirms Madoff Trustee’s Ability to Recover Foreign Transfers
    2019-04-10

    The Bottom Line

    Filed under:
    USA, New York, Banking, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, Second Circuit, United States bankruptcy court, Trustee
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Second Circuit Overturns Southern District in Marblegate
    2017-01-24

    On Jan. 17, the U.S. Court of Appeals for the Second Circuit vacated the decision of the District Court for the Southern District of New York in Marblegate Asset Management, LLC v.

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, Second Circuit
    Authors:
    Christopher Auguste , John Bessonette , Richard E. Farley , Jamie D. Kocis , Jennifer Li Godyn , Nathan Hyman , Daniel Michaelson
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Southern District of New York Dismisses Securities Law Claims on Grounds of International Comity; No Chapter 15 Proceeding Required
    2019-03-25

    The Bottom Line

    Filed under:
    Canada, USA, New York, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, Companies' Creditors Arrangement Act 1933 (Canada), US District Court for SDNY
    Authors:
    Kelly E. Porcelli
    Location:
    Canada, USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Ending the 10b-5 Hold-up: Aéropostale Rejects Debtor’s Attack on Traders
    2016-10-24

    In an August 2016 decision in the Aéropostale bankruptcy case,1 the Bankruptcy Court for the Southern District of New York held that allegations of insider trading did not justify equitable subordination and were not “cause” to deny a credit bid. The decision helps bridge the gap between the treatment of insider trading allegations in bankruptcy court and their treatment everywhere else.

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, White Collar Crime, Kramer Levin Naftalis & Frankel LLP, Insider trading
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Bankruptcy Court for the Southern District of New York Holds That Bankruptcy Court Retains Jurisdiction Over Fraudulent Transfer Action Even If Defendant-Creditor Withdraws Proof of Claim
    2019-02-15

    The Bottom Line

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP, United States bankruptcy court
    Authors:
    Nancy M. Bello
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Non-Contractual Claims of Noteholders: Who Can Bring Them and How Must They Be Brought?
    2016-10-24

    A recent decision by an appeals court of the State of New York highlights the deceptive complexity of bringing non-contractual claims by or on behalf of noteholders under the seemingly boilerplate remedies provisions in trust indentures. At issue was the standard indenture language that defines the authority of a trustee to bring claims under the indenture, and in particular whether the trustee has the power to bring non-contractual claims under its own volition (not directed by a majority in principal amount of bondholders) against persons not party to the indenture.

    Filed under:
    USA, New York, Capital Markets, Company & Commercial, Insolvency & Restructuring, Litigation, Kramer Levin Naftalis & Frankel LLP
    Authors:
    Richard E. Farley
    Location:
    USA
    Firm:
    Kramer Levin Naftalis & Frankel LLP
    Cross Border Restructurings and Releases of Non-Debtor Guarantors: Chapter 15 Update
    2021-04-26

    Third-party releases, particularly releases of non-debtor affiliated guarantors, are commonly a critical feature of a successful cross-border restructuring. In U.S. restructurings, where New York law typically governs the arrangements among a borrower, its lenders/noteholders and its guarantors, the restructuring or release of the primary obligor does not, without more, result in the restructuring or release of the guarantors’ obligations in respect of the guarantees. For this reason, in U.S.

    Filed under:
    USA, New York, Insolvency & Restructuring, Litigation, Freshfields Bruckhaus Deringer LLP
    Location:
    USA
    Firm:
    Freshfields Bruckhaus Deringer LLP
    Flip-clauses reconsidered: Lehman Court departs from previous safe harbor rulings
    2016-06-30

    Court holds that distributions made pursuant to priority payment provisions contained in CDO transactions are protected by Section 560 of the Bankruptcy Code

    Filed under:
    USA, New York, Derivatives, Insolvency & Restructuring, Litigation, Freshfields Bruckhaus Deringer LLP, Bankruptcy, Debtor, Collateral (finance), Security (finance), Safe harbor (law), Class action, Swap (finance), Liquidation, Default (finance), Collateralized debt obligation, Bankruptcy of Lehman Brothers, Bank of America, Lehman Brothers, United States bankruptcy court
    Authors:
    Brian D. Rance , Timothy Harkness , Linda H. Martin
    Location:
    USA
    Firm:
    Freshfields Bruckhaus Deringer LLP
    District Court decision significantly raises bar to clawback claims in broker–dealer liquidations
    2014-05-13

    District Court decides that in a broker-dealer liquidation governed by SIPA, where a trustee seeks to recover funds paid to the defendant under Sections 548(a) and 550(a) of the Bankruptcy Code, which impose liability for fraudulent conveyances where the defendant lacked good faith in receiving the funds: (i) the defendant’s good faith is evaluated under a subjective willful blindness standard, and (ii) to survive a motion to dismiss, the trustee bringing the fraudulent conveyance claims must plead facts sufficient to establish the defendant’s lack of good faith.

    Filed under:
    USA, New York, Capital Markets, Insolvency & Restructuring, Litigation, Freshfields Bruckhaus Deringer LLP, Fraud, Liquidation, Broker-dealer, US District Court for SDNY
    Authors:
    Timothy Harkness , David Onorato , David Livshiz
    Location:
    USA
    Firm:
    Freshfields Bruckhaus Deringer LLP

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