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    New FTC rule bans debt relief providers from charging advance fees
    2010-07-29

    Today the Federal Trade Commission announced a new rule directed specifically at regulating the debt relief industry. Initially proposed eleven months ago, the new rule implements a vast set of requirements and prohibitions, including an absolute ban on charging any fees to consumers before settlements are reached with creditors.

    Filed under:
    USA, Banking, Company & Commercial, Insolvency & Restructuring, Loeb & Loeb LLP, Consumer protection, Fraud, Telemarketing, Debt, Debt relief, Consumer debt, Federal Trade Commission (USA), Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 (USA)
    Location:
    USA
    Firm:
    Loeb & Loeb LLP
    The avoidance of post-petition transfers: what’s a vendor to do after In re Delco Oil Co.?
    2010-08-13

    In Marathon Petroleum Co. v. Cohen (In re Delco Oil Co.),1 the Court of Appeals for the Eleventh Circuit recently held that a trustee could avoid a debtor's post-petition transfers of funds that were cash collateral, notwithstanding that the payments had been made in good faith and in the ordinary course of business.

    Filed under:
    USA, Company & Commercial, Insolvency & Restructuring, Litigation, Cadwalader Wickersham & Taft LLP, Debtor, Collateral (finance), Personal property, Title 11 of the US Code, Trustee, United States bankruptcy court, Eleventh Circuit
    Location:
    USA
    Firm:
    Cadwalader Wickersham & Taft LLP
    Dead zone? Direct claims by creditors of a California corporation may not lie against management based on management's allegedly shifting duties when corporation is in the zone of insolvency or even insolvent
    2010-08-25

    The California Court of Appeal recently rejected the argument that directors and officers owe fiduciary duties to the company's creditors when the company is in the so-called "zone of insolvency," or is even clearly insolvent. In Berg & Berg Enterprises, LLC v. John Boyle, et al., 100 Cal. Rptr. 3d 875 (Cal. Ct. App. 6th Dist. Oct. 29, 2009), the California court expounded that "there is no broad, paramount fiduciary duty of due care or loyalty that directors of an insolvent corporation owe the corporation's creditors solely because of a state of insolvency." Id. at 893-94.

    Filed under:
    USA, California, Company & Commercial, Insolvency & Restructuring, Litigation, Sheppard Mullin Richter & Hampton LLP, Shareholder, Breach of contract, Fiduciary, Board of directors, Good faith, Delaware Supreme Court, California courts of appeal
    Authors:
    Robert Sahyan
    Location:
    USA
    Firm:
    Sheppard Mullin Richter & Hampton LLP
    Indiana Court of Appeals holds that claim under the Fair Credit Reporting Act survives bankruptcy and must be arbitrated
    2010-08-23

    On July 26, 2010, the Indiana Court of Appeals, in the published decision of Green Tree Servicing, LLC., v. Brian D. Brough, No. 88A01-0911-CV-550, addressed the issue raised by Appellant Green Tree as to whether the trial court erred by vacating its prior Order directing the parties to arbitrate their dispute, which involved a prior bankruptcy filing and a claim under the Fair Credit Reporting Act.

    Filed under:
    USA, Indiana, Arbitration & ADR, Company & Commercial, Insolvency & Restructuring, Litigation, Frost Brown Todd LLP, Bankruptcy, Arbitration clause, Waiver, Debt, Mortgage loan, Jury trial, Bankruptcy discharge, Wells Fargo, Fair Credit Reporting Act 1970 (USA), Ninth Circuit, Indiana Court of Appeals
    Authors:
    Patricia Polis McCrory
    Location:
    USA
    Firm:
    Frost Brown Todd LLP
    An LLC member/manager is an ‘insider,’ so that payments are preferential transfers subject to avoidance up to one year prior to bankruptcy filing
    2010-09-13

    Longview Aluminum, LLC v Brandt (In re Longview Aluminum, LLC), 2010 WL 2635787 (ND Ill, June 28, 2010)

    CASE SNAPSHOT

    Filed under:
    USA, Illinois, Company & Commercial, Insolvency & Restructuring, Litigation, Reed Smith LLP, Bankruptcy, Debtor, Board of directors, Limited liability company, Consent, Title 11 of the US Code, Trustee, United States bankruptcy court, Seventh Circuit
    Authors:
    Ann E. Pille
    Location:
    USA
    Firm:
    Reed Smith LLP
    Auditor liability
    2010-10-04

    On September 30th, the Sixth Circuit affirmed the dismissal of the bankruptcy trustee's lawsuit against Deloitte & Touche, the debtor's former auditor. The trustee alleged that Deloitte negligently failed to uncover and report unsound related-party transactions by the debtor's sole shareholder and CEO, and aided and abetted the CEO's breach of his fiduciary duty to the debtor. Affirming dismissal, the Court held the trustee failed to allege reliance upon Deloitte's audits and the statute of limitations bars the aiding and abetting claim.

    Filed under:
    USA, Company & Commercial, Insolvency & Restructuring, Litigation, Winston & Strawn LLP, Bankruptcy, Shareholder, Debtor, Breach of contract, Fiduciary, Audit, Statute of limitations, Limited liability partnership, Negligence, Deloitte, Chief executive officer, Trustee, Sixth Circuit
    Location:
    USA
    Firm:
    Winston & Strawn LLP
    Appointment of receiver upheld for Delaware LLC
    2010-10-26

    The appointment of a receiver is one of the oldest equitable remedies. A receiver can receive, preserve, and manage property and funds, and even take charge of an operating business, as directed by the court. Appointing a receiver is a powerful remedy, not undertaken lightly by the courts.

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Stoel Rives LLP, Breach of contract, Fraud, Fiduciary, Limited liability company, Tortious interference, Delaware General Corporation Law, Delaware Court of Chancery, Delaware Supreme Court, Court of equity
    Location:
    USA
    Firm:
    Stoel Rives LLP
    CML V, LLC v. Bax
    2010-11-12

    In this opinion, the Court of Chancery granted the defendants’ motion to dismiss the plaintiff’s derivative claims against the defendants for breach of fiduciary duties, holding that, under Section 18-1002 of the Delaware Limited Liability Company Act (the “LLC Act”), creditors of an insolvent LLC lack standing to sue derivatively.

    Filed under:
    USA, Delaware, Company & Commercial, Corporate Finance/M&A, Insolvency & Restructuring, Litigation, Potter Anderson & Corroon LLP, Shareholder, Fiduciary, Limited liability company, Standing (law), Limited partnership, Duty of care, Internal control, Default (finance), Delaware General Corporation Law, Court of Chancery, Court of equity
    Location:
    USA
    Firm:
    Potter Anderson & Corroon LLP
    Delaware Court of Chancery holds that creditors of Delaware LLCs do not have derivative standing when LLC is insolvent
    2010-11-11

    In CML V, LLC v Bax, the Court of Chancery held that a creditor of JetDirect Aviation Holdings, LLC, a Delaware limited liability company ("JetDirect"), did not have derivative standing to assert breach of fiduciary duty claims against the board of managers of the insolvent JetDirect. The creditors would have had standing if JetDirect were a Delaware corporation, but the Court found that the Delaware LLC Act does not allow an LLC’s creditors to bring derivative claims when a Delaware LLC is insolvent (or at any other time).

    Filed under:
    USA, Delaware, Company & Commercial, Insolvency & Restructuring, Litigation, Paul, Weiss, Rifkind, Wharton & Garrison LLP, Breach of contract, Fiduciary, Limited liability company, Standing (law), Delaware General Corporation Law, Court of Chancery, Delaware Court of Chancery
    Location:
    USA
    Firm:
    Paul, Weiss, Rifkind, Wharton & Garrison LLP
    FDIC brings second action against directors or officers of failed banks
    2010-11-16

    Industry observers have been waiting to see when bank failures arising out of the recent financial crisis would produce a wave of Federal Deposit Insurance Corporation (“FDIC”) litigation similar to that seen in the early 1990s after the savings and loan crisis. With its second suit in recent months, the FDIC has shown that it will aggressively pursue claims against directors and officers in connection with failed depository institutions.

    Filed under:
    USA, Banking, Company & Commercial, Insolvency & Restructuring, Dechert LLP, Surety, Breach of contract, Fiduciary, Board of directors, Interest, Federal Reporter, Credit risk, Negligence, Depository institution, Underwriting, Gross negligence, Federal Deposit Insurance Corporation (USA), US Code, Ninth Circuit
    Authors:
    Thomas P. Vartanian , Robert H. Ledig
    Location:
    USA
    Firm:
    Dechert LLP

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