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    Court of Appeal determines effect of party's insolvency in one EU jurisdiction on arbitral proceedings in another
    2009-10-05

    Background

    Article 4.1 of Council Regulation (EU) No 1346/2000 of 29 May 2000 on Insolvency Proceedings (the "Regulation") states: "Save as otherwise provided in this Regulation, the law applicable to insolvency proceedings and their effects shall be that of the Member State within the territory of which such proceedings are opened..."

    Article 4.2 of the Regulation sets out a non-exhaustive list of the matters which the law of the state of the opening of insolvency proceedings is to determine, including:

    Filed under:
    United Kingdom, Arbitration & ADR, Insolvency & Restructuring, Litigation, Herbert Smith Freehills LLP, Bankruptcy, Debtor, Breach of contract, Arbitration clause, In rem jurisdiction, Arbitration Act 1996 (UK), London Court of International Arbitration
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP
    Court of Appeal determines effect of party's insolvency in one EU jurisdiction on arbitral proceedings in another
    2009-10-05

    Background

    Article 4.1 of Council Regulation (EU) No 1346/2000 of 29 May 2000 on Insolvency Proceedings (the "Regulation") states: "Save as otherwise provided in this Regulation, the law applicable to insolvency proceedings and their effects shall be that of the Member State within the territory of which such proceedings are opened..."

    Article 4.2 of the Regulation sets out a non-exhaustive list of the matters which the law of the state of the opening of insolvency proceedings is to determine, including:

    Filed under:
    United Kingdom, Arbitration & ADR, Insolvency & Restructuring, Litigation, Herbert Smith Freehills LLP, Bankruptcy, Debtor, Breach of contract, Arbitration clause, In rem jurisdiction, Arbitration Act 1996 (UK), London Court of International Arbitration
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP
    The anti-deprivation principle and an Atlantic divide
    2009-09-23

    Structured finance transactions frequently subordinate a swap counterparty’s rights to termination payments upon termination of a swap by reason of counterparty default. Such a provision has recently been upheld by an English court. As the case concerns the insolvency of Lehman Brothers however, the US courts must also make a decision on the same provision.  

    Filed under:
    United Kingdom, USA, Derivatives, Insolvency & Restructuring, Litigation, Securitization & Structured Finance, McDermott Will & Emery, Bankruptcy, Collateral (finance), Security (finance), Swap (finance), Debt, Default (finance), Yield (finance), Lehman Brothers, High Court of Justice (England & Wales)
    Authors:
    Kate Lamburn
    Location:
    United Kingdom, USA
    Firm:
    McDermott Will & Emery
    Structured finance subordination provisions upheld by High Court
    2009-08-14

    Introduction

    The High Court1 in England has confirmed the validity under English law of contractual provisions common in structured finance transactions which subordinate payments to a swap counterparty in circumstances where the swap counterparty has defaulted on its obligations under the terms of the relevant swap agreement.

    The Judgment

    Parties

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Securitization & Structured Finance, Cadwalader Wickersham & Taft LLP, Bankruptcy, Collateral (finance), Security (finance), Swap (finance), Standing (law), Default (finance), Lehman Brothers, Title 11 of the US Code, Insolvency Act 1986 (UK)
    Authors:
    Nick Shiren , Assia Damianova
    Location:
    United Kingdom
    Firm:
    Cadwalader Wickersham & Taft LLP
    Charging order survives bankruptcy
    2009-08-20

    The making of a bankruptcy order alone will not deprive a judgment creditor of a final charging order where it is obtained before the bankruptcy order is made.

    Filed under:
    United Kingdom, Banking, Insolvency & Restructuring, Litigation, Gowling WLG, Bankruptcy, Interim order, Debt, State-owned enterprise, Liquidation, Good faith, Liquidator (law), Bankruptcy discharge, Insolvency Act 1986 (UK), Trustee
    Authors:
    Ian Weatherall , Greg Standing
    Location:
    United Kingdom
    Firm:
    Gowling WLG
    Bankruptcy and Diligence etc (Scotland) Act 2007 – where are we now?
    2009-08-31

    Implementation of the Bankruptcy and Diligence etc (Scotland) Act 2007 continues apace. 22 April 2009 saw the most recent instalment with the passing of Commencement Order NO.4 including Parts 5 and 10 of the Act: namely the parts relating to inhibition, arrestments in execution and actions of furthcoming.

    Part 5 - Inhibition

    Filed under:
    United Kingdom, Scotland, Insolvency & Restructuring, MacRoberts LLP, Confidentiality, Bankruptcy, Debtor, Debt, Liquidation, Contempt of court, Insolvency Act 1986 (UK), Court of Session
    Authors:
    Gillian Craig
    Location:
    United Kingdom
    Firm:
    MacRoberts LLP
    IP licences and insolvency - deprivation principle held to apply to provisions relating to the termination of an IP licence on insolvency
    2009-09-18

    In Butters and ors v BBC Worldwide Ltd and ors, decided on 20 August 2009, the Court held that contractual provisions in a joint venture agreement taken together with termination provisions in a licence of IP rights were void since the effect of those provisions on insolvency was to deprive creditors access to assets and therefore contrary to public policy in the light of insolvency laws.

    BUSINESS IMPACT

    Filed under:
    United Kingdom, Insolvency & Restructuring, Intellectual Property, Litigation, Herbert Smith Freehills LLP, Share (finance), Bankruptcy, Joint venture, Public limited company, Prejudice, Subsidiary
    Authors:
    Joel Smith , Laura Deacon
    Location:
    United Kingdom
    Firm:
    Herbert Smith Freehills LLP
    Deferred contingent consideration is not a "realisation"
    2009-07-22

    To avoid an asset reverting to a bankrupt after the end of his period of bankruptcy, the asset must be realised. An assignment of a beneficial interest for a future price does not amount to a realisation.

    Filed under:
    United Kingdom, Insolvency & Restructuring, Litigation, Gowling WLG, Bankruptcy, Interest, Consideration, Economy, Beneficial interest, Trustee, Court of Appeal of England & Wales
    Authors:
    Ian Weatherall , Greg Standing
    Location:
    United Kingdom
    Firm:
    Gowling WLG
    Arbitration and insolvency
    2009-08-07

    In Josef Syska (Administrator of Elektrim SA (in bankruptcy) and Elektrim SA (in bankruptcy) v Vivendi Universal SA & Others [2009] EWCA Civ 677 the main question to be decided by the Court of Appeal was whether, when an arbitration is proceeding in one Member State of the European Union, in this case the UK, and one of the parties to the arbitration becomes insolvent in another Member State, in this case Poland, the consequences of that insolvency, in so far as they affect the arbitration, are to be determined by the law of the Member State where the insolvency procee

    Filed under:
    United Kingdom, Arbitration & ADR, Insolvency & Restructuring, Litigation, Locke Lord LLP, Bankruptcy, Debtor, Margin (finance), Court of Appeal of England & Wales
    Authors:
    Lisa Peatfield , Helen Clark , Jeanne Kohler , M Machua Millett
    Location:
    United Kingdom
    Firm:
    Locke Lord LLP
    Devolution and corporate insolvency
    2009-06-23

    The Calman Commission on Scottish Devolution was tasked with recommending changes to the present constitutional arrangements for Scotland. The Commission has now reported and has proposed that the UK Insolvency Service should have responsibility for lawmaking in respect of all elements of Scottish corporate insolvency with "appropriate input from the relevant department(s) of the Scottish Government".

    Filed under:
    United Kingdom, Insolvency & Restructuring, MacRoberts LLP, Bankruptcy, Scottish Government, Economy
    Authors:
    Alan Meek , David Flint
    Location:
    United Kingdom
    Firm:
    MacRoberts LLP

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