Below are links to a full month’s worth of posts from the Cleary Enforcement Watch blog. To receive notifications as new articles are posted, please subscribe here.
- Volcker 1.5: Highlights of Proposal to Simplify the Volcker Rule
- CFTC Chairman Announces Formal Cooperation Agreement With State Securities Agencies
- UK Regulators Fine Barclays’ CEO for Errors of Judgement in Relation to Whistleblower
- Deputy Attorney General Rosenstein Announces New Policy to Limit “Piling On” in Enforcement Actions
- Second Circuit Again Reverses Fraud Conviction of RMBS Trader Litvak
- The European Commission Proposes new Rules to Strengthen Whistleblower Protection
- SEC Proposes New Best Interest Standard for Broker-Dealers and “Clarification” of Existing Fiduciary Standard for Investment Advisers
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